Compass
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Bates & Company, Inc.
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AimPoint Pension
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SEC Approves FINRA's Variable Annuities Rule (PDF)
Alston & Bird LLP Sept. 18, 2007 3 pages. Excerpt: The SEC announced on Monday September 10, 2007, that is has approved a new Financial Industry Regulatory Authority (FINRA) rule designed specifically to address broker-dealers' sales practices regarding purchases and exchanges of deferred variable annuities. |
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