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SEC Issues Compliance Alert About Sloppy Valuation Process
Pension Risk Matters 
[Opinion] July 27, 2008
Excerpt: According to the SEC website, a ComplianceAlert letter highlights results of examiners' audits in an attempt to 'encourage' institutions to better their current compliance and supervisory efforts. In its July 2008 letter that starts 'Dear Chief Compliance Officer,' the SEC staff provides a laundry list of concerns[.]
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