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Text of Memorandum of Understanding Between DOL and SEC Concerning Retirement Plan Investments (PDF)
U.S. Securities and Exchange Commission [SEC], U.S. Department of Labor [DOL] 
[Official Guidance] July 29, 2008
3 pages. Excerpt: To facilitate the exchange of examination-related information concerning investment advisers or other firms of mutual interest to the SEC and the DOL, the SEC grants DOL standing access to non-public examination information with respect to examinations that SEC staff determine are relevant to DOL's mission, pursuant to the following safeguards: .... [Further,] the agencies intend to honor each other's requests for enforcement information to the extent permitted by law and in accordance with the following procedures[.]
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