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DOL's Final Regulations Under ERISA Cross Trade Exemption (PDF)
Eversheds Sutherland, via Lexology [Guidance Overview] Oct. 22, 2008 5 pages. Excerpt: On October 7, 2008, the U.S. Department of Labor ('DOL') published final regulations, mandated by the Pension Protection Act of 2006 ('PPA'), to implement the new statutory exemption for cross trades of securities involving large ERISA-governed employee benefit plans. The final regulations largely adopt the provisions of the interim rule published in February 2007. |
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