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GAO Concludes Existing Regulation Covers Financial Planners
American Institute of Certified Public Accountants [AICPA] Link to more items from this source
Jan. 27, 2011

[The GAO] recommended that the National Association of Insurance Commissioners ... assess consumers' understanding of the standards of care associated with the sale of insurance products and that the SEC determine how well investors understand financial planners' titles and designations.  MORE >>

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