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Professionalism for Financial Planners
Ron A. Rhoades, JD, CFP Link to more items from this source
[Opinion]
May 9, 2013
"The securities industry must recognize that the fiduciary standard operates as a constraint on greed. Through its application certain insidious business practices -- such as payment for shelf space, the receipt of soft dollar compensation far in excess of the value of research supplied to mutual funds, and 'double dipping' of fees, are prohibited under such a standard."

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