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Financial Planners Will Face Fiduciary Regulation, Demographics Pressures in 2014
Michael Kitces in Nerd's Eye View Link to more items from this source
Jan. 6, 2014
"While there may be no big new final rules implemented in 2014, this may be the year where we finally see the fiduciary template the DOL is going to set forward, which could become the precedent for the SEC as well. And either way, the SEC is finally increasing its focus on more exams for investment advisers, even if it takes user fees to fund the effort."

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