Featured Jobs
EPIC: TPA/DPS
|
Retirement Plan Documents Specialist Loren D. Stark Company
|
Carpenter Morse Group
|
Bates & Company
|
Pentegra
|
Administrator/Consultant (DC and DB) TPA Professionals |
Farmer & Betts, Inc.
|
Employee Benefits & Executive Compensation Associate Attorney Polsinelli PC
|
RTD Financial Advisors
|
Plumbers Local Union No. 1 Benefit Funds |
Jr Retirement Plan Administrator/ Administrative Assistant Hochheiser Deutsch & Co, Inc.
|
Trucker Huss, A Professional Corporation
|
Retirement Plan Administrator (TPA) Retirement Plan Consultants
|
Nicholas Pension Consultants
|
EPIC Retirement Plan Services
|
Employee Benefits and Executive Compensation Associate Attorney Verrill
|
Retirement, LLC
|
Retirement, LLC
|
Retirement Plan Relationship Manager ERISA Services, Inc.
|
Kentucky Trust Company
|
Retirement Plan Legal Specialist Pentegra
|
Free Newsletters
“BenefitsLink continues to be the most valuable resource we have at the firm.”
-- An attorney subscriber
 |    |
<< Previous news item | Next news item >>
| Which of These Two Visions of the Future of Financial Advice Will Become Reality? Ron A. Rhoades, JD, CFP  [Opinion] Sept. 11, 2015 "It's 2025. Nearly a decade has passed after the 75th Anniversary of the Investment Advisers Act and the [DOL's] enactment of its 'Conflict of Interest' rule.... Under the new DOL and SEC standards, conflicts of interest were required to be avoided wherever possible. This recognized that disclosures -- while important -- were largely ineffective consumer protections ... Reversing a series of ill-advised decisions and rulemaking by lack of enforcement, the SEC prohibited waivers and disclaimers of core fiduciary duties, a practice often seen in 2015 by dually registered RIAs ... FINRA, which had publicly opposed DOL's imposition of fiduciary standards in mid-2015, and in so doing revealed its true nature as an instrument of Wall Street's sales culture, had its jurisdiction over market conduct activities removed by an Act of Congress." |
| Please click here to report this link if it is broken (for example, if you see a "404 File Not Found" error message after you click on the link above). |
| An important word about authorship: BenefitsLink® is providing a hypertext link to the item shown above, but is not the author of the item (unless otherwise specified). |
