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Interesting Angles on the DOL's Fiduciary Rule, Part 26
FredReish.com 
[Guidance Overview] Nov. 2, 2016 "[T]he reasonable compensation limitation is not new. It's been with us for decades. But, if that's the case, why hasn't there been more discussion and, in the bigger picture, more enforcement of the rule? ... [By] and large, the rule has been ignored.... IRA and plan investors will be able to pursue breach of contract claims for excess compensation.... [W]hile the law limiting the compensation of advisers (and Financial Institutions) is not new, the enforcement mechanism will be." MORE >> |
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