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Relationship Manager for Defined Contributions KP Daybright Financial
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Relationship Manager for Defined Benefit/Cash Balance Plans MM Daybright Financial
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Sentinel Group
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MAP Retirement
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BPAS
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Retirement Relationship Manager MAP Retirement
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Strongpoint Partners
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BPAS
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Retirement Plan Onboarding Specialist Compass
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MAP Retirement
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Pattison Pension
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Regional Vice President, Sales MAP Retirement
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2016 Annual Report to Congress on the Dodd-Frank Whistleblower Program (PDF)
U.S. Securities and Exchange Commission [SEC] 
Nov. 16, 2016 40 pages. "The information and assistance provided by the 34 whistleblowers who received awards under the program led to successful SEC enforcement actions in which over $584 million in financial sanctions was ordered, including more than $346 million in disgorgement of ill-gotten gains and interest. Not only has the whistleblower program provided whistleblowers with protections and financial rewards, but it has also bolstered the agency's enforcement efforts and aided harmed investors." MORE >> |
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