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2016 Annual Report to Congress on the Dodd-Frank Whistleblower Program (PDF)
U.S. Securities and Exchange Commission [SEC] 
Nov. 16, 2016 40 pages. "The information and assistance provided by the 34 whistleblowers who received awards under the program led to successful SEC enforcement actions in which over $584 million in financial sanctions was ordered, including more than $346 million in disgorgement of ill-gotten gains and interest. Not only has the whistleblower program provided whistleblowers with protections and financial rewards, but it has also bolstered the agency's enforcement efforts and aided harmed investors." MORE >> |
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