Fringe Benefit Group
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Defined Benefit Combo Cash Balance Compliance Consultant Loren D. Stark Company (LDSCO)
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Retirement Planners and Administrators (RPA)
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Senior Specialist 401k Recordkeeping T Bank N.A.
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Pollard & Associates
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Defined Contribution Account Manager Nova 401(k) Associates
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Greenline Wealth Management
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Great Lakes Pension Associates, Inc.
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Defined Contributions Compliance Consultant Loren D. Stark Company (LDSCO)
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New York City District Council of Carpenters Benefit Funds
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Retirement Solutions Specialists
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Defined Benefit Consultant/Enrolled Actuary Pension Plan Specialists, PC
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TPA Retirement Plan Consultant EPIC RPS (TPA/DPS)
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Penalties Hit ERISA Plans in Spite of CPA Audits
Roland|Criss Aug. 1, 2017
"While the number of filing deficiencies are frequent among smaller plans (i.e., plans with fewer than 100 participants), which aren't required to have an annual CPA's independent financial audit, the DOL is concerned about the increasing number of deficiencies it sees for plans that receive a CPA's annual financial audit.... [D]eficiencies ... include: [1] Incorrect payroll calculations; [2] Failure to properly synchronize changes in participants' deferral rates with the recordkeeper; and [3] Recordkeepers' vesting errors on distributions."
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