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ICI Comment Letter to DOL on Proposed Registration Requirements for Pooled Plan Providers (PDF)
Investment Company Institute [ICI]
[Opinion] Oct. 1, 2020 "[ICI believes] that both PEP providers and participating employers would benefit considerably if the requirements were streamlined in a way that eliminates information that is superfluous and irrelevant to the Department's oversight role, or too detailed to be effectively used by prospective employers. [ICI recommends] that the Department's registration requirements focus on more basic information and, when the need arises, the Department reserve itself the ability to seek more detailed information from PPPs." |
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