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FINRA Panel Awards Ex-Morgan Stanley Advisors More Than $1M in Deferred Comp
Financial Planning; subscription may be required 
June 4, 2024 "Ex-Morgan Stanley advisors have again managed to wring deferred compensation out of their former employer before FINRA arbitrators.... [Attorney Alan Rosca said] he's representing roughly 200 ex-Morgan Stanley employees in similar disputes.... All of these cases entail essentially the same arguments ... that Morgan Stanley's deferred comp -- which is often only paid years after it is earned -- falls under [ERISA]." |
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