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Merrill in Deferred-Comp Fight with Advisors Who Fled to RayJay
Financial Advisor IQ 
Dec. 6, 2024 "A group of former Merrill Lynch financial advisors has filed a [FINRA] arbitration claim over deferred compensation ... [Four advisor] who left Merrill for Raymond James in August last year, accuse the wirehouse of improperly withholding their deferred compensation ... Merrill rival Morgan Stanley is facing a similar lawsuit over its deferred-compensation plan. In that case, a judge ruled that Morgan Stanley's plan is governed by ERISA. Morgan Stanley has challenged that ruling." MORE >> |
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