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Compensation Strategies Group, Ltd.
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Retirement Combo Plan Administrator Heritage Pension Advisors, Inc.
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The Pension Source
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DWC ERISA Consultants LLC
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Nova 401(k) Associates
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July Business Services
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Defined Benefit Specialist II or III Nova 401(k) Associates
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BPAS
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EPIC RPS
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BPAS
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Distributions Processor - Qualified Retirement Plans Anchor 3(16) Fiduciary Solutions, LLC
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Michelle Capezza via Westminster Consulting
July 15, 2019
"The scope of a fiduciary self-audit will vary depending on an organization's needs and types of benefit plans, and must be tailored to the situation. A self-audit ... will require development of a road map to collect the requisite materials such as plan documents, meeting minutes, plan reports, plan investment and fee information, investment, trust and service provider agreements and all other necessary plan information."
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| 2. |
Michelle Capezza via Westminster Consulting
Oct. 10, 2017
"The organization's parameters and vetting process for usage of technological tools handling sensitive employee data.... Standards for service providers and tech tools.... Standards for employees establishing and maintaining use of the benefits tech tools.... Cybersecurity insurance requirements.... Plan fiduciary responsibility."
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