Retirement Plans in General

5,781 topics in this forum

1. IRS approval of DC documents

   By Belgarath, August 27, 2019
   • 3 replies
   • 1.4k views
   • 
   • digger
   • December 2, 2019

2. Brother Sister Company and Family Attribution Rules

   By Ananda, February 15, 2023
   • 3 replies
   • 1.7k views
   • 
   • Draper55
   • February 24, 2023

3. Retirement Plan Vendor Requesting Information on All Employees

   By waid10, August 25, 2015
   • 3 replies
   • 949 views
   • 
   • david rigby
   • August 25, 2015

4. Options as Plan Investments????

   By Guest Phil L, March 25, 1999
   • 3 replies
   • 1.5k views
   • 
   • Guest
   • March 31, 1999

5. forgot to make profit sharing deposit

   By AlbanyConsultant, June 17, 2020
   • 3 replies
   • 1.6k views
   • 
   • Bill Presson
   • June 18, 2020

6. Interesting situation - frozen plan?

   By Belgarath, July 9, 2025
   • 3 replies
   • 3.4k views
   • 
   • david rigby
   • July 10, 2025

7. "Non-trusteed" plan????

   By maverick, February 25, 2002
   • 3 replies
   • 2.2k views
   • 
   • jpod
   • February 25, 2002

8. status of in-service transfer balances when going public

   By Guest kimble46, June 30, 2009
   • 3 replies
   • 1.8k views
   • 
   • rcline46
   • July 1, 2009

9. The "Qualified Business Income" deduction

   By Belgarath, November 15, 2018
   • 3 replies
   • 948 views
   • 
   • Belgarath
   • November 16, 2018

10. Name Change of 401(k) Plan

    By Guest Wondering, March 26, 1999
    • 3 replies
    • 4.8k views
    • 
    • david rigby
    • March 31, 1999

11. Former Spouse as Beneficiary of Life Insurance Policy Held by Plan

    By Christine Roberts, March 14, 2002
    • 3 replies
    • 1.8k views
    • 
    • mbozek
    • March 20, 2002

12. Maximum Excess Allowance Greater than 5.7%

    By Guest gmag00, September 23, 2008
    • 3 replies
    • 1.6k views
    • 
    • Guest
    • September 24, 2008

13. If the Employer Never Makes Matching Contributions then take them out of the Document

    By KateSmithPA, February 20, 2009
    • 3 replies
    • 972 views
    • 
    • Sully
    • February 20, 2009

14. Can 2 companies who are controlled group maintain separate plan documents?

    By katieinny, November 17, 2009
    • 3 replies
    • 1.4k views
    • 
    • Kevin C
    • November 17, 2009

15. Late year amendment and vesting

    By MoShawn, May 11, 2011
    • 3 replies
    • 974 views
    • 
    • Guest
    • May 11, 2011

16. Newly Key - as of exactly when? and a death question

    By ldr, June 12, 2018   

    • key
    • top heavy
    • (and 2 more)

      Tagged with:

      • key
      • top heavy
      • officer
      • death
    • 3 replies
    • 618 views
    • 
    • ldr
    • June 12, 2018

17. Rollover from Governmental TSP

    By Belgarath, April 28, 2020
    • 3 replies
    • 1.2k views
    • 
    • Logan401
    • October 21, 2020

18. Follow-up to Erroneous 8955-SSA Penalties

    By ESOPMomma, November 16, 2023
    • 3 replies
    • 786 views
    • 
    • Lois Baker
    • November 16, 2023

19. Top Heavy to participants excluded from PS ?

    By Cynchbeast, February 4, 2016
    • 3 replies
    • 796 views
    • 
    • BG5150
    • February 4, 2016

20. VFCP - excise tax on ERISA 406(b)(2) transaction

    By TaxLawyer1978, September 26, 2018
    • 3 replies
    • 927 views
    • 
    • Luke Bailey
    • September 28, 2018

21. Are late deposits of deferrals considered an operational error?

    By BG5150, September 20, 2021
    • 3 replies
    • 1.5k views
    • 
    • D.J. Simonetti
    • September 21, 2021

22. Prohibited Transaction Question

    By Archimage, March 25, 2005
    • 3 replies
    • 1.3k views
    • 
    • Guest
    • April 1, 2005

23. If a company's retirement plan only has one participant, but has other non-participant employees, does it still need a bond for its retirement plan?

    By Guest Enda80, August 27, 2008
    • 3 replies
    • 1.1k views
    • 
    • Guest
    • August 30, 2008

24. Missed RMD for 2018

    By Cynchbeast, January 15, 2019
    • 3 replies
    • 1.1k views
    • 
    • Lou S.
    • January 16, 2019

25. "Sunset Clause"

    By Guest gkaley, July 5, 2001
    • 3 replies
    • 3.3k views
    • 
    • Guest
    • July 5, 2001

26. plans subject to QJSA

    By Guest sritts, April 2, 2004
    • 3 replies
    • 1.7k views
    • 
    • david rigby
    • April 5, 2004

27. Maintaining Life Insurance for Terminated Participants

    By LANDO, December 21, 2022
    • 3 replies
    • 1.1k views
    • 
    • Bill Presson
    • December 27, 2022

28. Impact of working after retirement on public pension systems

    By Guest PSRSGirl, March 3, 2004
    • 3 replies
    • 1.6k views
    • 
    • Guest
    • March 4, 2004

29. Compliance check not responded to

    By SSRRS, March 28, 2025
    • 3 replies
    • 2.6k views
    • 
    • Paul I
    • March 28, 2025

30. Full vesting for spinoff plan participants?

    By Guest Susan Keys, March 20, 2000
    • 3 replies
    • 3.4k views
    • 
    • John A
    • November 9, 2000

31. PPA effective date

    By Cynchbeast, August 7, 2014
    • 3 replies
    • 1.5k views
    • 
    • Flyboyjohn
    • August 8, 2014

32. 70 1/2 and RMD orgination presentation

    By jmartin, August 26, 2015
    • 3 replies
    • 931 views
    • 
    • mbozek
    • August 28, 2015

33. Defined Contribution Plan

    By Eric Hanford, May 11, 2024
    • 3 replies
    • 859 views
    • 
    • Luke Bailey
    • May 14, 2024

34. Definition of NRA

    By david rigby, May 8, 2002
    • 3 replies
    • 1.7k views
    • 
    • david rigby
    • March 22, 2003

35. Affiliated Service Group

    By Dougsbpc, August 8, 2018
    • 3 replies
    • 577 views
    • 
    • Belgarath
    • August 10, 2018

36. Deemed IRAs; Required Trustee

    By Guest RSNOW, December 17, 2003
    • 3 replies
    • 1.2k views
    • 
    • jstorch
    • May 10, 2004

37. Mandatory Employee Contributions

    By Guest long, July 8, 2004
    • 3 replies
    • 2.4k views
    • 
    • mbozek
    • July 9, 2004

38. Allocating Employer Contributions

    By Guest Grumpy455, April 14, 2005
    • 3 replies
    • 1.2k views
    • 
    • david rigby
    • April 15, 2005

39. DOL Advisory Opinion 2006-03A

    By Jim Norman, March 29, 2006
    • 3 replies
    • 2k views
    • 
    • Belgarath
    • March 30, 2006

40. File under DFVCP without the required audit attached?

    By Janice F, November 16, 2021
    • 3 replies
    • 1.6k views
    • 
    • WCC
    • November 17, 2021

41. Simple & 401(k) for same year?

    By Basically, July 16, 2025
    • 3 replies
    • 2.7k views
    • 
    • Artie M
    • July 18, 2025

42. Plan audit information

    By rcline46, December 20, 2006
    • 3 replies
    • 1.6k views
    • 
    • rcline46
    • December 20, 2006

43. SS-4

    By Archimage, May 24, 2006
    • 3 replies
    • 1.6k views
    • 
    • wsp
    • June 17, 2006

44. affiliated service/controlled group

    By thepensionmaven, November 16, 2017
    • 3 replies
    • 544 views
    • 
    • Mike Preston
    • November 16, 2017

45. 404(a) Deduction in Single Employer Plan

    By Dougsbpc, March 23, 2022
    • 3 replies
    • 897 views
    • 
    • Dougsbpc
    • March 30, 2022

46. company in bankruptcy, plan administration assumed by PBGC, who files the final IRS Form 990?

    By erisageek1978, March 31, 2025
    • 3 replies
    • 2.5k views
    • 
    • Peter Gulia
    • April 1, 2025

47. Okay to make a profit sharing contribution of 4% for first 6 months an

    By John A, February 22, 2001
    • 3 replies
    • 1.5k views
    • 
    • John A
    • February 23, 2001

48. Document correction

    By Cynchbeast, August 14, 2017
    • 3 replies
    • 1.5k views
    • 
    • Luke Bailey
    • August 15, 2017

49. coverage testing with union employees

    By Guest terric, March 28, 2005
    • 3 replies
    • 3.1k views
    • 
    • AndyH
    • March 30, 2005

50. Minimum Coverage

    By Guest Star Seeker, October 18, 2001
    • 3 replies
    • 1.5k views
    • 
    • Tom Poje
    • October 18, 2001