401(k) Plans

19,275 topics in this forum

1. Safe Harbor Match

   By Guest moltengater, December 27, 2005
   • 1 reply
   • 2k views
   • 
   • Tom Poje
   • December 27, 2005

2. self-managed account supervision

   By Guest MAP, December 15, 2000
   • 4 replies
   • 2k views
   • 
   • Guest
   • December 26, 2000

3. Fund Changes and Participant notification

   By 52626, May 16, 2016
   • 1 reply
   • 2k views
   • 
   • Lou S.
   • May 16, 2016

4. Broker Fees

   By Just Me, June 29, 2006
   • 6 replies
   • 2k views
   • 
   • Just Me
   • July 3, 2006

5. Spin Off: Test Comp & Contributions Short Plan Yr.

   By Guest Chrysler, January 8, 2006
   • 1 reply
   • 2k views
   • 
   • Guest
   • January 9, 2006

6. Diversification Notice

   By PMC, November 17, 2006
   • 8 replies
   • 2k views
   • 
   • blue
   • November 30, 2006

7. Plan doesn't allow Roth, but Participants made Roth Deferrals

   By Danny CPA, March 14, 2017
   • 11 replies
   • 2k views
   • 
   • duckthing
   • October 4, 2023

8. leased employees in non-excludable employee count

   By cpc0506, November 25, 2009
   • 3 replies
   • 2k views
   • 
   • cpc0506
   • November 28, 2009

9. Rollover IRA and EGTRRA

   By Gilmore, August 23, 2003
   • 4 replies
   • 2k views
   • 
   • Belgarath
   • August 25, 2003

10. Met eligibility, terminated before entry, rehired

    By kwalified, November 28, 2012
    • 3 replies
    • 2k views
    • 
    • kwalified
    • November 29, 2012

11. allocation conditions for ps and match

    By pmacduff, February 18, 2014
    • 8 replies
    • 2k views
    • 
    • pmacduff
    • February 18, 2014

12. Failure to suspend deferrals after hardship

    By Guest Rebel TPA, March 14, 2011
    • 3 replies
    • 2k views
    • 
    • Guest
    • March 15, 2011

13. using integrated formula instead of cross testing

    By Pixie, July 28, 2017   

    • cross testing
    • new comparability
    • 6 replies
    • 2k views
    • 
    • CuseFan
    • July 31, 2017

14. 5500 Schedule I - Q. 4i

    By austin3515, November 14, 2006
    • 13 replies
    • 2k views
    • 
    • Archimage
    • November 16, 2006

15. ADP/ACP Refunds

    By Guest agsmith, March 24, 2003
    • 2 replies
    • 2k views
    • 
    • austin3515
    • March 26, 2003

16. Platform Providers

    By SMB, September 7, 2011
    • 5 replies
    • 2k views
    • 
    • Bird
    • September 9, 2011

17. Who gets the "catch=up" contribution?

    By Guest RBlaine, December 9, 2002
    • 14 replies
    • 2k views
    • 
    • MWeddell
    • December 11, 2002

18. Single brokerage account for MPPP and 401(k) plan?

    By Jon Chambers, February 2, 2000
    • 2 replies
    • 2k views
    • 
    • Spencer
    • February 2, 2000

19. deferral election in writing...

    By AKconsult, July 9, 2007
    • 7 replies
    • 2k views
    • 
    • AKconsult
    • July 12, 2007

20. Correction or corrective distributions of excess aggregate contributio

    By John A, March 10, 2000
    • 1 reply
    • 2k views
    • 
    • Guest
    • March 13, 2000

21. Top Heavy 401(k) plan and 410(b)

    By AndyH, April 4, 2002
    • 5 replies
    • 2k views
    • 
    • Tom Poje
    • April 8, 2002

22. Latest date to add a 401(k) Feature to a profit sharing plan

    By Guest DCquestioner, November 7, 2008
    • 5 replies
    • 2k views
    • 
    • Guest
    • November 10, 2008

23. Paperless loans

    By k man, July 17, 2001
    • 2 replies
    • 2k views
    • 
    • k man
    • July 17, 2001

24. Employee Deferrals incorrectly invested

    By Guest stevena1, June 15, 2006
    • 8 replies
    • 2k views
    • 
    • Dan
    • June 23, 2006

25. 401k distributions during employment; who governs this directive?

    By Guest phactor, June 27, 2004
    • 6 replies
    • 2k views
    • 
    • MoJo
    • June 28, 2004

26. Top Heavy Testing

    By helloobb, November 13, 2015
    • 4 replies
    • 2k views
    • 
    • chc93
    • February 25, 2016

27. HCE Definition for 2006

    By Guest lawdawg, August 26, 2005
    • 1 reply
    • 2k views
    • 
    • david rigby
    • August 26, 2005

28. Excess Employer Safe Harbor Match

    By Theresa, March 26, 2019
    • 6 replies
    • 2k views
    • 
    • C. B. Zeller
    • March 27, 2019

29. New or Succesor plan?

    By Guest WWPDRC, July 17, 2006
    • 7 replies
    • 2k views
    • 
    • Guest
    • July 19, 2006

30. Eligibility question- rehire

    By britoski, December 17, 2008
    • 2 replies
    • 2k views
    • 
    • Guest
    • December 18, 2008

31. Distribution rolloever contained "ineligible" amounts-record

    By Guest SusanS, May 1, 1999
    • 3 replies
    • 2k views
    • 
    • Guest
    • April 12, 2001

32. Can current participants be amended out of the plan

    By jkharvey, October 19, 2012
    • 8 replies
    • 2k views
    • 
    • ESOP Guy
    • March 5, 2013

33. Merging SH 401(k) and non-SH 401(k) mid year

    By lexi, March 9, 2007
    • 4 replies
    • 2k views
    • 
    • PMC
    • March 13, 2007

34. Trustee is a convicted Felon and in Prison

    By sbsfpension, April 16, 2015
    • 1 reply
    • 2k views
    • 
    • mbozek
    • April 16, 2015

35. Matching Employer Contributions

    By Guest BigO0328, June 12, 2011
    • 7 replies
    • 2k views
    • 
    • Guest
    • June 13, 2011

36. Auto-enrollment correction Rev. Proc. 2015-28

    By Zorro1k, September 3, 2015   

    • 2015-28
    • Auto-enroll
    • (and 1 more)

      Tagged with:

      • 2015-28
      • Auto-enroll
      • correction
    • 5 replies
    • 2k views
    • 
    • Mike Preston
    • September 4, 2015

37. Contribute to new 401-k or continue with my Roth IRA

    By Guest langer, August 30, 2000
    • 1 reply
    • 2k views
    • 
    • MWeddell
    • August 31, 2000

38. After Tax Rollover

    By Guest elang, February 15, 2011
    • 5 replies
    • 2k views
    • 
    • mbozek
    • February 16, 2011

39. Can a 501(c)(3) organization sponsor a safe harbor 401(k) plan?

    By Guest SCUDDESLER, December 19, 2000
    • 1 reply
    • 2k views
    • 
    • Jon Chambers
    • December 20, 2000

40. QDRO Administration

    By austin3515, November 18, 2004
    • 5 replies
    • 2k views
    • 
    • QDROphile
    • November 18, 2004

41. Children as Participants in a 401(k) Plan

    By Guest EMM118, January 9, 2006
    • 4 replies
    • 2k views
    • 
    • Lori Friedman
    • January 10, 2006

42. Recordkeeper conversion

    By 401kAllTheWay, May 8, 2023   

    • conversion
    • 4 replies
    • 2k views
    • 
    • Paul I
    • February 13, 2024

43. Excess Contributions after SBJPA 1996

    By Guest kp, October 27, 1998
    • 1 reply
    • 2k views
    • 
    • stephen
    • October 29, 1998

44. QES - employer stock concentration levels change with market fluctuati

    By fidu, December 6, 2001
    • 2 replies
    • 2k views
    • 
    • RLL
    • December 21, 2001

45. Employee leaving Co. for another Co. in Controlled Group QSLOB

    By Phlyers, January 15, 2018
    • 2 replies
    • 2k views
    • 
    • Phlyers
    • January 17, 2018

46. Are annual participant statements required to be sent to 401(k) partic

    By pbarrett, December 7, 2000
    • 3 replies
    • 2k views
    • 
    • RCK
    • December 11, 2000

47. rollover of death benefit for nonspouse beneficiary

    By alexa, April 21, 2008
    • 2 replies
    • 2k views
    • 
    • Peanut Butter Man
    • April 21, 2008

48. Current Year ADP/Prior Year ACP/shift MUAT?

    By Guest marie kelly, May 15, 2001
    • 1 reply
    • 2k views
    • 
    • Guest
    • May 16, 2001

49. Multiple Employer Safe Harbor Plan

    By buckaroo, February 22, 2011
    • 1 reply
    • 2k views
    • 
    • Below Ground
    • July 17, 2011

50. controll group/affiliated service group

    By Guest ars, October 9, 1999
    • 3 replies
    • 2k views
    • 
    • Guest
    • October 15, 1999