401(k) Plans

19,337 topics in this forum

1. Merging SH 401(k) and non-SH 401(k) mid year

   By lexi, March 9, 2007
   • 4 replies
   • 2k views
   • 
   • PMC
   • March 13, 2007

2. Safe Harbor Match

   By Guest moltengater, December 27, 2005
   • 1 reply
   • 2k views
   • 
   • Tom Poje
   • December 27, 2005

3. Can current participants be amended out of the plan

   By jkharvey, October 19, 2012
   • 8 replies
   • 2k views
   • 
   • ESOP Guy
   • March 5, 2013

4. self-managed account supervision

   By Guest MAP, December 15, 2000
   • 4 replies
   • 2k views
   • 
   • Guest
   • December 26, 2000

5. Auto-enrollment correction Rev. Proc. 2015-28

   By Zorro1k, September 3, 2015   

   • 2015-28
   • Auto-enroll
   • (and 1 more)

     Tagged with:

     • 2015-28
     • Auto-enroll
     • correction
   • 5 replies
   • 2k views
   • 
   • Mike Preston
   • September 4, 2015

6. Freezing a Money Purchase plan mid-year

   By PMC, October 8, 2001
   • 0 replies
   • 2k views
   • 
   • PMC
   • October 8, 2001

7. Deferrals from Severance pay

   By Guest DaveB, May 3, 1999
   • 3 replies
   • 2k views
   • 
   • Guest
   • May 4, 1999

8. Participant loans

   By rlb64, January 18, 2006
   • 3 replies
   • 2k views
   • 
   • Guest
   • January 19, 2006

9. One Person Plan and 401(k) Deferral Deposit Deadline

   By PensionPro, February 10, 2015
   • 7 replies
   • 2k views
   • 
   • Bill Presson
   • February 11, 2015

10. ABT-Imputing Disparity

    By Guest dietpepsi, December 10, 2002
    • 6 replies
    • 2k views
    • 
    • Mike Preston
    • January 9, 2003

11. Latest date to add a 401(k) Feature to a profit sharing plan

    By Guest DCquestioner, November 7, 2008
    • 5 replies
    • 2k views
    • 
    • Guest
    • November 10, 2008

12. HCE issues - when is HCFE important? Does an HCE become an NHCE in so

    By Guest Lucie, February 4, 2000
    • 3 replies
    • 2k views
    • 
    • John A
    • February 4, 2000

13. Broker Fees

    By Just Me, June 29, 2006
    • 6 replies
    • 2k views
    • 
    • Just Me
    • July 3, 2006

14. Spin Off: Test Comp & Contributions Short Plan Yr.

    By Guest Chrysler, January 8, 2006
    • 1 reply
    • 2k views
    • 
    • Guest
    • January 9, 2006

15. Diversification Notice

    By PMC, November 17, 2006
    • 8 replies
    • 2k views
    • 
    • blue
    • November 30, 2006

16. Failure to suspend deferrals after hardship

    By Guest Rebel TPA, March 14, 2011
    • 3 replies
    • 2k views
    • 
    • Guest
    • March 15, 2011

17. Question regarding allocation of plan expenses

    By Guest VEBA Las Vegas, February 12, 2004
    • 4 replies
    • 2k views
    • 
    • Guest
    • February 14, 2004

18. 5500 Schedule I - Q. 4i

    By austin3515, November 14, 2006
    • 13 replies
    • 2k views
    • 
    • Archimage
    • November 16, 2006

19. Failed ACP Test- Plan Termination

    By Guest UKH, March 27, 2002
    • 2 replies
    • 2k views
    • 
    • Tom Poje
    • March 28, 2002

20. Auto enroll safe harbor

    By rlb64, December 5, 2007
    • 2 replies
    • 2k views
    • 
    • Tom Poje
    • December 6, 2007

21. Contribute to new 401-k or continue with my Roth IRA

    By Guest langer, August 30, 2000
    • 1 reply
    • 2k views
    • 
    • MWeddell
    • August 31, 2000

22. Nanny Included in 401(k) Plan?

    By pjbaer, November 10, 2015
    • 2 replies
    • 2k views
    • 
    • John Feldt ERPA CPC QPA
    • November 11, 2015

23. Safe Harbor and Top Heavy

    By CLE401kGuy, July 17, 2018   

    • safe harbor
    • top heavy
    • 12 replies
    • 2k views
    • 
    • Bri
    • July 19, 2018

24. Starting and stopping deferrals in a 401k Plan

    By Pammie57, July 29, 2020
    • 15 replies
    • 2k views
    • 
    • Belgarath
    • August 5, 2020

25. Timing of Forfeitures

    By MBCarey, February 7, 2007
    • 4 replies
    • 2k views
    • 
    • Below Ground
    • February 7, 2007

26. Deferrals when you hit compensation limit

    By 52626, September 19, 2016
    • 3 replies
    • 2k views
    • 
    • Tom Poje
    • September 20, 2016

27. QDRO Administration

    By austin3515, November 18, 2004
    • 5 replies
    • 2k views
    • 
    • QDROphile
    • November 18, 2004

28. Business name change

    By ratherbereading, December 29, 2015   

    • 401k; business name change
    • 7 replies
    • 2k views
    • 
    • Doghouse
    • December 30, 2015

29. Qualified Birth and Adoption

    By austin3515, June 11, 2021
    • 8 replies
    • 2k views
    • 
    • Luke Bailey
    • June 15, 2021

30. How are corrective distributions treated for top-heavy determination p

    By John A, December 8, 2000
    • 1 reply
    • 2k views
    • 
    • Guest
    • December 11, 2000

31. Distribution rolloever contained "ineligible" amounts-record

    By Guest SusanS, May 1, 1999
    • 3 replies
    • 2k views
    • 
    • Guest
    • April 12, 2001

32. 411(d)(6)

    By Guest VEBA Las Vegas, September 7, 2005
    • 1 reply
    • 2k views
    • 
    • Locust
    • September 8, 2005

33. Rollover to Safe Harbor 401(k) Plan (Does this Blow the Top-Heavy Exemption?)

    By Yesrod5, December 11, 2013
    • 9 replies
    • 2k views
    • 
    • GMK
    • December 11, 2013

34. Correction or corrective distributions of excess aggregate contributio

    By John A, March 10, 2000
    • 1 reply
    • 2k views
    • 
    • Guest
    • March 13, 2000

35. Top Heavy 401(k) plan and 410(b)

    By AndyH, April 4, 2002
    • 5 replies
    • 2k views
    • 
    • Tom Poje
    • April 8, 2002

36. SECURE 2.0 Deduction for Roth employer contributions

    By Ian, January 27, 2023
    • 12 replies
    • 2k views
    • 
    • RatherBeGolfing
    • February 5, 2023

37. safe harbor match 401(k)

    By Gudgergirl, August 7, 2013
    • 13 replies
    • 2k views
    • 
    • John Feldt ERPA CPC QPA
    • August 8, 2013

38. Schedule R - Form 5500 Part I Line 3

    By AdKu, October 3, 2017
    • 6 replies
    • 2k views
    • 
    • AdKu
    • October 4, 2017

39. Loan Rollover of Offset Loan

    By 52626, May 17, 2019
    • 6 replies
    • 2k views
    • 
    • Bri
    • May 23, 2019

40. Retitling deceased ppt's acct in name of spouse as beneficiary

    By Guest Amy Marie, March 20, 2013
    • 3 replies
    • 2k views
    • 
    • masteff
    • March 21, 2013

41. compensation

    By Guest jzporter, November 5, 1998
    • 3 replies
    • 2k views
    • 
    • david shipp
    • November 9, 1998

42. 401k distributions during employment; who governs this directive?

    By Guest phactor, June 27, 2004
    • 6 replies
    • 2k views
    • 
    • MoJo
    • June 28, 2004

43. Safe Harbor NEC plan for NHCEs only BRF

    By buckaroo, November 10, 2010
    • 5 replies
    • 2k views
    • 
    • Kevin C
    • July 14, 2011

44. ERPA Important?

    By austin3515, December 16, 2010
    • 10 replies
    • 2k views
    • 
    • Jim Chad
    • December 22, 2010

45. Early Eligibility for Full-Time, 1 Year for Part-time

    By rocknrolls2, August 26, 1999
    • 5 replies
    • 2k views
    • 
    • rocknrolls2
    • August 27, 1999

46. QACA Maybe?

    By Brenda Wren, December 14, 2007
    • 4 replies
    • 2k views
    • 
    • John Feldt ERPA CPC QPA
    • December 17, 2007

47. Matching Employer Contributions

    By Guest BigO0328, June 12, 2011
    • 7 replies
    • 2k views
    • 
    • Guest
    • June 13, 2011

48. Who Is Required To File Form 5500?

    By Stash026, December 5, 2019
    • 10 replies
    • 2k views
    • 
    • RatherBeGolfing
    • December 9, 2019

49. Stock Attribution

    By Guest Giovanni, April 5, 2004
    • 5 replies
    • 2k views
    • 
    • Guest
    • April 5, 2004

50. What Entry Dates - Early Participation vs. Disaggregation

    By smm, January 15, 2008
    • 5 replies
    • 2k views
    • 
    • Kevin C
    • February 21, 2008