401(k) Plans

19,321 topics in this forum

1. Dividends on Employer Stock in 401(k) Plan

   By 401 Chaos, September 29, 2008
   • 4 replies
   • 5.4k views
   • 
   • QDROphile
   • September 29, 2008

2. Division sponsored plan - or impossible?

   By Guest Mrilaomt, October 24, 2005
   • 3 replies
   • 1.3k views
   • 
   • JDuns
   • October 26, 2005

3. Divorce and 401K

   By Guest gman26, April 29, 2004
   • 5 replies
   • 3.1k views
   • 
   • mbozek
   • April 30, 2004

4. Divorced participant dies w/out changing beneficiary designation that

   By Guest M. Massaro, November 7, 2000
   • 4 replies
   • 2.6k views
   • 
   • Guest
   • November 8, 2000

5. Divorced Spouse not removed as Beneficiary

   By ratherbereading, July 18, 2022
   • 21 replies
   • 8.2k views
   • 
   • ESOP Guy
   • July 11, 2024

6. Do 401(k) deferrals count under Average Benefit Percentage Test?

   By Übernerd, July 27, 2006
   • 6 replies
   • 5.1k views
   • 
   • Übernerd
   • July 28, 2006

7. Do 402(g) refunds count as ER contr for Key EEs when determining Top H

   By Guest GMedley, February 19, 2002
   • 0 replies
   • 1.7k views
   • 
   • Guest
   • February 19, 2002

8. Do all states recognize 401(k) contributions?

   By Sully, February 18, 2009
   • 5 replies
   • 2.7k views
   • 
   • Sully
   • February 19, 2009

9. Do Catch-Up Contributions require a Top Heavy allocation?

   By Bruddah Kimo, March 24, 2010
   • 5 replies
   • 2k views
   • 
   • Bruddah Kimo
   • March 25, 2010

10. Do correcting QNECS need to be factored into following year testing?

    By John A, October 9, 2000
    • 2 replies
    • 1.5k views
    • 
    • Disco Stu
    • October 9, 2000

11. Do deferral refunds on a SARSEP count against 402(g) limit in a 401(k)?

    By Guest sugar daddy, August 31, 2011
    • 4 replies
    • 1.2k views
    • 
    • Tom Poje
    • September 1, 2011

12. do deferrals refunded due to zero net s/e comp trigger TH minimum?

    By AlbanyConsultant, October 2, 2024
    • 2 replies
    • 514 views
    • 
    • Gina Alsdorf
    • October 2, 2024

13. Do excess contributions automatically "convert" to catch-up contributions ?

    By Guest hyper, March 9, 2004
    • 4 replies
    • 2.4k views
    • 
    • Blinky the 3-eyed Fish
    • March 10, 2004

14. do fiduciairies lose 404(c) protection if they change fund allocations within model strategies offered to participants?

    By k man, March 2, 2004
    • 11 replies
    • 1.8k views
    • 
    • Jon Chambers
    • March 5, 2004

15. Do former key employees receive TH minimum?

    By jkharvey, December 23, 2013
    • 1 reply
    • 1.2k views
    • 
    • PensionPro
    • December 23, 2013

16. Do HCE/Family Attribution rules apply to great grandparents/great grandchildren?

    By fiona1, December 17, 2003
    • 1 reply
    • 1.8k views
    • 
    • Mike Preston
    • December 17, 2003

17. Do I have to file a 5500 for 6 cents?

    By Jim Chad, January 12, 2015
    • 10 replies
    • 1.4k views
    • 
    • Jim Chad
    • January 15, 2015

18. Do I have to use EPCRS for 415 refund?

    By Guest Kansas, January 25, 2010
    • 4 replies
    • 1.5k views
    • 
    • fiona1
    • January 26, 2010

19. Do I need both?

    By Guest sadieelvis, January 31, 2005
    • 3 replies
    • 1.3k views
    • 
    • Guest
    • February 4, 2005

20. Do I qualify for NUA?

    By Guest Steve Richards, July 31, 2007
    • 2 replies
    • 1.7k views
    • 
    • Guest
    • August 11, 2007

21. Do I still have time to pay off a 'deemed' 401k loan?

    By scavengergirl, August 28, 2018
    • 12 replies
    • 12.4k views
    • 
    • Luke Bailey
    • September 3, 2018

22. Do members of a limited liability partnership have the same considerat

    By Guest KMcQ, December 8, 1999
    • 1 reply
    • 1.5k views
    • 
    • BeckyMiller
    • December 9, 1999

23. Do Pre-Bankruptcy 401(k) Deferrals Have to be Returned?

    By Alf, October 31, 2003
    • 3 replies
    • 1.3k views
    • 
    • mbozek
    • October 31, 2003

24. Do Prototype plans get an extra year to decide current year vs. prior

    By John A, May 15, 2001
    • 1 reply
    • 1.4k views
    • 
    • Bob R
    • May 21, 2001

25. Do receivables count as compensation?

    By Guest Phil L, November 17, 1999
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • November 17, 1999

26. Do Roth 401(k) participants not get excused from before-death minimum distributions?

    By Peter Gulia, April 3, 2023
    • 5 replies
    • 711 views
    • 
    • Peter Gulia
    • April 4, 2023

27. Do Statutory Employees who get a W-2 count as employees for auto enrollment purposes

    By Will.I.Am, October 9, 2024
    • 3 replies
    • 816 views
    • 
    • Lou S.
    • October 10, 2024

28. Do Successor Plan Rules apply to a one participant plan?

    By TMcfall, June 16, 2021
    • 0 replies
    • 317 views
    • 
    • TMcfall
    • June 16, 2021

29. Do taxable bonuses to replace forfeited matches violate the IRC sec. 1.401(k)-1(e)(6) anti-conditioning rule?

    By Luke Bailey, June 17, 2019   

    • 401(k)
    • adp
    • (and 2 more)

      Tagged with:

      • 401(k)
      • adp
      • matching contributions
      • anti-conditioning rule
    • 1 reply
    • 980 views
    • 
    • Scott
    • November 7, 2023

30. Do the controlled group rules of Section 1563 apply to LLCs too?

    By billfgrady, April 1, 2004
    • 1 reply
    • 1.9k views
    • 
    • E as in ERISA
    • April 2, 2004

31. Do the rules of converting a regular 401(k) to a safe harbor 401(k) re

    By Archimage, February 7, 2003
    • 6 replies
    • 1.7k views
    • 
    • Archimage
    • February 10, 2003

32. Do traditional IRA contributions count for purposes of calculating DC contribution limits under Section 415?

    By billfgrady, April 29, 2004
    • 2 replies
    • 1.4k views
    • 
    • Lame Duck
    • April 29, 2004

33. Do voluntary aftertax contributions count toward 402(g) limit?

    By Jim Chad, April 10, 2014
    • 5 replies
    • 3.8k views
    • 
    • MWeddell
    • June 11, 2014

34. Do we have a Multiple Employer plan?

    By Guest willoughby, May 17, 2001
    • 7 replies
    • 2k views
    • 
    • Guest
    • May 29, 2001

35. Do we have a problem with different subsidiaries administering Catch-Ups differently?

    By ERISA-Bubs, August 10, 2023
    • 6 replies
    • 714 views
    • 
    • ERISA-Bubs
    • August 11, 2023

36. Do we need a brand new plan?

    By Guest pjb, August 14, 2003
    • 6 replies
    • 1.3k views
    • 
    • Blinky the 3-eyed Fish
    • August 15, 2003

37. Do we still need to track Section 125 data?

    By Guest FREE401k, April 3, 2002
    • 3 replies
    • 1.3k views
    • 
    • Blinky the 3-eyed Fish
    • April 3, 2002

38. Do you count receivable Deferrals?

    By K-t-F, April 20, 2004
    • 10 replies
    • 2k views
    • 
    • Archimage
    • April 21, 2004

39. Do you do SSA's?

    By MR, October 11, 2000
    • 6 replies
    • 1.9k views
    • 
    • R. Butler
    • October 12, 2000

40. Do you have to tell partic if discretionary match is made?

    By BG5150, January 19, 2018
    • 1 reply
    • 618 views
    • 
    • Madison71
    • January 19, 2018

41. Do you physically have to do a Top Heavy test?

    By Brian Gallagher, March 24, 2004
    • 1 reply
    • 1.4k views
    • 
    • jquazza
    • March 25, 2004

42. Do you True Up a Basic Safe Harbor Match at the end of the year?

    By TBob, January 22, 2004
    • 16 replies
    • 19.1k views
    • 
    • rlb64
    • August 5, 2004

43. Do your clients get source documents for a hardship claim?

    By Peter Gulia, October 13, 2020   

    • hardship
    • 3 replies
    • 902 views
    • 
    • Ilene Ferenczy
    • October 14, 2020

44. doc allows catchups, payroll sdept. does not

    By Jim Chad, December 14, 2008
    • 3 replies
    • 1.1k views
    • 
    • John Feldt ERPA CPC QPA
    • December 15, 2008

45. Doc investing in real estate; appraisal/5500 question

    By jmartin, May 28, 2015
    • 5 replies
    • 1.7k views
    • 
    • ESOP Guy
    • June 1, 2015

46. Doc says OK to contrib up to 15% of comp - but what's comp? Plan year?

    By Guest mulrenan, July 22, 1999
    • 6 replies
    • 1.5k views
    • 
    • Guest
    • July 26, 1999

47. doctor continues to maintain psp/mpp. Company no longer practices

    By Lori H, May 9, 2007
    • 11 replies
    • 1.9k views
    • 
    • Kimberly S
    • May 11, 2007

48. Doctor Group

    By TPS, May 26, 2016
    • 9 replies
    • 1.2k views
    • 
    • Peter Gulia
    • June 4, 2016

49. Doctor with leased employees

    By Guest Pat Metallic, September 24, 2007
    • 25 replies
    • 7.4k views
    • 
    • Guest
    • October 1, 2007

50. Doctor's Catchup Contribution for 2015

    By Pammie57, August 1, 2016
    • 10 replies
    • 1.4k views
    • 
    • QDROphile
    • August 2, 2016