401(k) Plans

19,320 topics in this forum

1. Single Employers with Multiple Small Plans - Audit Required??

   By Guest CMDunn, October 13, 2013   

   • audit
   • multiple plans
   • 3 replies
   • 1.3k views
   • 
   • Peter Gulia
   • October 14, 2013

2. Coverage and Nondiscrimination Testing

   By ERISA25, October 9, 2013
   • 9 replies
   • 2.6k views
   • 
   • ETA Consulting LLC
   • October 12, 2013

3. Audit Requirements

   By 401king, October 11, 2013
   • 1 reply
   • 985 views
   • 
   • GMK
   • October 11, 2013

4. 404c Protection

   By khn, October 10, 2013
   • 3 replies
   • 1.3k views
   • 
   • GMK
   • October 10, 2013

5. Controlled group testing - ADP

   By Guest Achilles, September 24, 2013
   • 5 replies
   • 5.8k views
   • 
   • 00hskrgrl
   • October 10, 2013

6. Over - matching HCE and NHCE in Safe Harbor Match Plan

   By KTB, October 10, 2013
   • 2 replies
   • 1.2k views
   • 
   • shERPA
   • October 10, 2013

7. How to Handle a Sale Mid-Year?

   By justatester, October 10, 2013
   • 0 replies
   • 1k views
   • 
   • justatester
   • October 10, 2013

8. Discontinue paying advisory fees for terminated participants

   By Anonymoose, October 8, 2013
   • 3 replies
   • 1.2k views
   • 
   • Lou S.
   • October 9, 2013

9. multiple employer plan and form 5558

   By cpc0506, October 8, 2013
   • 0 replies
   • 851 views
   • 
   • cpc0506
   • October 8, 2013

10. Auto-enrollment

    By Guest ppapdx, October 8, 2013
    • 1 reply
    • 950 views
    • 
    • BG5150
    • October 8, 2013

11. Comp Definition for Deferrals

    By MarZDoates, October 7, 2013
    • 4 replies
    • 1k views
    • 
    • MarZDoates
    • October 8, 2013

12. Unvested portion of balance erroneously Distributed - Former Participant will not return

    By JesseQG, October 7, 2013
    • 2 replies
    • 1.3k views
    • 
    • QDROphile
    • October 7, 2013

13. US plan with one Puerto Rico resident

    By K2retire, November 12, 2012
    • 6 replies
    • 10.9k views
    • 
    • k man
    • October 7, 2013

14. Puerto Rican employees in US 401k

    By k man, October 7, 2013
    • 0 replies
    • 1.1k views
    • 
    • k man
    • October 7, 2013

15. 404(a)(5) Notices

    By 52626, October 3, 2013
    • 4 replies
    • 2.6k views
    • 
    • Guest
    • October 7, 2013

16. Designated Roth Deferral - Separate Account

    By MarZDoates, October 3, 2013
    • 3 replies
    • 1.7k views
    • 
    • MarZDoates
    • October 4, 2013

17. Settlement Check

    By 52626, October 3, 2013
    • 3 replies
    • 2.4k views
    • 
    • Belgarath
    • October 3, 2013

18. Irrevocable Election Out of a Plan

    By austin3515, September 28, 2013
    • 15 replies
    • 6.2k views
    • 
    • austin3515
    • October 2, 2013

19. Simple Controlled Group Question

    By ac, October 1, 2013
    • 2 replies
    • 912 views
    • 
    • 12AX7
    • October 1, 2013

20. Solo 401(k) questions

    By UM1234, October 1, 2013
    • 1 reply
    • 969 views
    • 
    • Jim Chad
    • October 1, 2013

21. Controlled Group - 2 plans safe harbor/non safe harbor

    By WCC, September 30, 2013
    • 1 reply
    • 2.7k views
    • 
    • ETA Consulting LLC
    • September 30, 2013

22. Affiliated Service Group - Lawyers

    By MGOAdmin, September 25, 2013   

    • affiliated
    • 3 replies
    • 1.2k views
    • 
    • shERPA
    • September 30, 2013

23. Failed 401(k) Test and Rollover

    By 52626, September 30, 2013
    • 2 replies
    • 1.4k views
    • 
    • BG5150
    • September 30, 2013

24. Davis-Bacon 401(k) plan

    By Guest jreed@e-apc.com, September 26, 2013   

    • Prevailing Wage
    • 3 replies
    • 1.5k views
    • 
    • PensionPro
    • September 30, 2013

25. Allocating Foreitures

    By Guest A_Dude, September 27, 2013
    • 3 replies
    • 1.3k views
    • 
    • ETA Consulting LLC
    • September 28, 2013

26. Testing Reported on Form 5500

    By ERISA25, September 26, 2013
    • 3 replies
    • 1.4k views
    • 
    • chc93
    • September 28, 2013

27. Two Entities - same Key Employee for TH Test?

    By Guest YvetteW, September 26, 2013
    • 0 replies
    • 796 views
    • 
    • Guest
    • September 26, 2013

28. 401(k) Safe Harbor match to satisfy ADP only

    By Belgarath, September 26, 2013
    • 1 reply
    • 2.1k views
    • 
    • Tom Poje
    • September 26, 2013

29. Partial Plan Termination - OEX

    By sdix401k, September 26, 2013
    • 2 replies
    • 1.3k views
    • 
    • sdix401k
    • September 26, 2013

30. -11(g) corrective amendment

    By Benefits to all, September 25, 2013
    • 1 reply
    • 3.1k views
    • 
    • John Feldt ERPA CPC QPA
    • September 25, 2013

31. IRS Penalty Notice CP-283 and Approved Extension

    By steverenner, September 24, 2013
    • 6 replies
    • 4.6k views
    • 
    • Tom Poje
    • September 25, 2013

32. recently terminated need to move money to safe plan

    By Guest mdwsgrc, September 23, 2013
    • 2 replies
    • 928 views
    • 
    • ESOP Guy
    • September 24, 2013

33. HCEs excluded from Profit Sharing Contribution

    By MarZDoates, September 24, 2013
    • 1 reply
    • 1.9k views
    • 
    • Lou S.
    • September 24, 2013

34. QDIA during conversion

    By Rai401k, September 24, 2013
    • 0 replies
    • 991 views
    • 
    • Rai401k
    • September 24, 2013

35. 415 Limit Off-Calendar Plan Year

    By 12AX7, September 24, 2013
    • 3 replies
    • 4.5k views
    • 
    • Kevin C
    • September 24, 2013

36. DC vs DB Coverage Testing

    By justatester, September 23, 2013
    • 4 replies
    • 1.7k views
    • 
    • John Feldt ERPA CPC QPA
    • September 24, 2013

37. Automatic Enrollment

    By CLE401kGuy, September 20, 2013
    • 2 replies
    • 1.2k views
    • 
    • Belgarath
    • September 24, 2013

38. Deferrals on Bonus

    By khn, September 20, 2013
    • 3 replies
    • 1.2k views
    • 
    • Bill Presson
    • September 20, 2013

39. multiple participant statements?

    By AlbanyConsultant, September 20, 2013
    • 2 replies
    • 1k views
    • 
    • Bird
    • September 20, 2013

40. Lost participants

    By cdavis25, September 10, 2012
    • 18 replies
    • 5.4k views
    • 
    • Kyle McDonald (PBI)
    • September 19, 2013

41. Plan compensation defined per A.A.

    By Lori H, September 18, 2013
    • 8 replies
    • 2.9k views
    • 
    • rcline46
    • September 19, 2013

42. Substantial and Recurring Contributions

    By austin3515, September 17, 2013
    • 16 replies
    • 4.3k views
    • 
    • david rigby
    • September 18, 2013

43. E-Sign

    By Guest A_Dude, September 16, 2013   

    • Plan Forms
    • 1 reply
    • 1.2k views
    • 
    • Guest
    • September 18, 2013

44. Client using Prime + 0

    By austin3515, September 18, 2013
    • 1 reply
    • 839 views
    • 
    • Guest
    • September 18, 2013

45. 401(k) Plan Successor rule

    By Guest RACHELP, September 17, 2013
    • 3 replies
    • 3k views
    • 
    • QDROphile
    • September 17, 2013

46. 410(b) coverage testing for SLOBS

    By Guest Thornton, September 17, 2013
    • 2 replies
    • 1.5k views
    • 
    • DMcGovern
    • September 17, 2013

47. Plan Termination

    By Nassau, February 16, 2012
    • 13 replies
    • 4.9k views
    • 
    • MarZDoates
    • September 17, 2013

48. Vest a source that wasn't allowed? Updating vesting

    By 401king, September 16, 2013
    • 4 replies
    • 1.2k views
    • 
    • Tom Poje
    • September 17, 2013

49. Non-Profit wanting to make ER Contribution

    By Guest GinaD, September 16, 2013   

    • profit sharing
    • nonprofit
    • (and 2 more)

      Tagged with:

      • profit sharing
      • nonprofit
      • bonus
      • grants
    • 2 replies
    • 1.5k views
    • 
    • Guest
    • September 16, 2013

50. Participant in prison , wife and father each have a power of attorney and want to withdraw full amount

    By Jim Chad, May 18, 2004
    • 7 replies
    • 7.5k views
    • 
    • TPApril
    • September 14, 2013