401(k) Plans

19,321 topics in this forum

1. Form for an Indemnification Agreement

   By Guest sodbuster, March 7, 2001
   • 2 replies
   • 2.5k views
   • 
   • MoJo
   • March 13, 2001

2. Form for relying on a participant’s written statement that she has a hardship?

   By Peter Gulia, August 4, 2023   

   • hardship; self-certification; secure 2.0
   • 21 replies
   • 2.7k views
   • 
   • MoJo
   • August 9, 2023

3. Form of contribution to safe harbor 401(k)

   By Medusa, August 10, 2001
   • 4 replies
   • 3k views
   • 
   • Medusa
   • August 30, 2001

4. Form w-2

   By Guest Benmark, September 9, 2004
   • 2 replies
   • 1.1k views
   • 
   • Lori Friedman
   • September 9, 2004

5. Formal Plan Termination

   By commishvp, October 31, 2006
   • 2 replies
   • 1.8k views
   • 
   • namealreadyinuse
   • November 1, 2006

6. Former 1099 Employee

   By DP, November 23, 2004
   • 2 replies
   • 2.1k views
   • 
   • DP
   • November 23, 2004

7. Former EE requesting SPD from 23 years ago

   By Brenda Wren, December 10, 2025
   • 8 replies
   • 1k views
   • 
   • Peter Gulia
   • December 12, 2025

8. Former employee has significant loss after funds changed without notic

   By Guest KGibson, December 4, 2000
   • 8 replies
   • 2.1k views
   • 
   • Erik Read
   • December 14, 2000

9. Former employer sues over blackout period

   By Guest smmay, April 18, 2001
   • 0 replies
   • 1.7k views
   • 
   • Guest
   • April 18, 2001

10. Former HCE Death Benefit re-named, Spouse now HCE, count for Top Heavy?

    By JWRB, January 20, 2017
    • 3 replies
    • 900 views
    • 
    • JWRB
    • January 20, 2017

11. Former independent contractor an HCE?

    By Guest mo, December 2, 1999
    • 1 reply
    • 1.4k views
    • 
    • MWeddell
    • December 3, 1999

12. Former key - Required Beginning Date

    By Chippy, December 12, 2017
    • 3 replies
    • 816 views
    • 
    • Chippy
    • December 12, 2017

13. Former key - top heavy minimum, gateway?

    By Guest Nia_phyte, May 14, 2010
    • 5 replies
    • 4.4k views
    • 
    • Guest
    • October 29, 2010

14. Former Key Employee question

    By BG5150, November 29, 2006
    • 1 reply
    • 2.3k views
    • 
    • stephen
    • November 29, 2006

15. Former Key in top heavy test

    By doombuggy, May 26, 2016   

    • key employee
    • former key employee
    • (and 1 more)

      Tagged with:

      • key employee
      • former key employee
      • top heavy test
    • 11 replies
    • 8.7k views
    • 
    • LKSmoke
    • March 15, 2021

16. Former Key/Top Heavy/EGTRRA

    By Brenda Wren, September 19, 2001
    • 7 replies
    • 2.3k views
    • 
    • Tom Poje
    • September 20, 2001

17. Former member of multiple-employer plan

    By Brenda Wren, October 1, 2001
    • 8 replies
    • 2.2k views
    • 
    • GBurns
    • October 4, 2001

18. Former participant requests SPD and 5500

    By Guest jms370, April 9, 2002
    • 7 replies
    • 5.2k views
    • 
    • pjkoehler
    • April 11, 2002

19. Former Participants Rehired

    By DP, November 11, 2003
    • 1 reply
    • 1.2k views
    • 
    • E as in ERISA
    • November 11, 2003

20. Former Partner as Trustee

    By austin3515, December 5, 2014
    • 16 replies
    • 1.8k views
    • 
    • Peter Gulia
    • December 8, 2014

21. Former safe harbor plan vesting change

    By jas55, June 8, 2020
    • 2 replies
    • 587 views
    • 
    • Lou S.
    • June 8, 2020

22. former safe harbor, now trad. 401(k)

    By Lori H, January 7, 2004
    • 1 reply
    • 1k views
    • 
    • Archimage
    • January 7, 2004

23. Forming a Multiple Emloyer Plan

    By Guest djw, September 21, 2006
    • 11 replies
    • 2.3k views
    • 
    • Guest
    • September 21, 2006

24. Forms for ER Contributions as Roth - SECURE 2.0

    By justanotheradmin, January 29, 2024
    • 2 replies
    • 773 views
    • 
    • AllThingsForGood
    • January 9, 2025

25. Formula Wording in Document

    By Guest amm19, June 24, 2003
    • 3 replies
    • 1.2k views
    • 
    • Guest
    • June 26, 2003

26. Formulas for determining annual profit sharing contributions

    By LCARUSI, January 18, 2002
    • 0 replies
    • 1.4k views
    • 
    • LCARUSI
    • January 18, 2002

27. Four Step SSI

    By Kattdogg12, March 25, 2025
    • 6 replies
    • 1.1k views
    • 
    • Dave Baker
    • April 29, 2025

28. Franchises

    By justatester, August 19, 2011
    • 1 reply
    • 1k views
    • 
    • Guest
    • August 19, 2011

29. Fraudulent Use of Social Security Number

    By Below Ground, November 3, 2006
    • 4 replies
    • 2.1k views
    • 
    • Below Ground
    • November 3, 2006

30. Free 5500 Database

    By Guest GGSMS, November 3, 2006
    • 0 replies
    • 2.8k views
    • 
    • Guest
    • November 3, 2006

31. Free CPE for ASPPA

    By austin3515, November 22, 2016
    • 10 replies
    • 2.5k views
    • 
    • RatherBeGolfing
    • November 25, 2016

32. Freeze a 401(k) plan

    By sb0828, December 28, 2018   

    • freeze
    • 7 replies
    • 3.5k views
    • 
    • Larry Starr
    • January 3, 2019

33. Freezing a 401k Plan

    By pixmax, June 1, 2010
    • 5 replies
    • 11.3k views
    • 
    • Guest
    • June 1, 2010

34. Freezing a definined contribution plan

    By 30Rock, November 29, 2012
    • 2 replies
    • 2.3k views
    • 
    • 30Rock
    • November 29, 2012

35. Freezing a fund inside a dc plan

    By ERISA25, August 13, 2009
    • 3 replies
    • 1.3k views
    • 
    • Guest
    • August 14, 2009

36. Freezing a Money Purchase plan mid-year

    By PMC, October 8, 2001
    • 0 replies
    • 2k views
    • 
    • PMC
    • October 8, 2001

37. freezing a safe harbor 401(k) plan

    By R. Butler, September 24, 2012
    • 1 reply
    • 3.1k views
    • 
    • Kevin C
    • September 27, 2012

38. Freezing nondiscretionary match & Notice requirements

    By alexa, April 20, 2008
    • 1 reply
    • 1.9k views
    • 
    • JanetM
    • April 21, 2008

39. Freezing/terminating a money-purchase plan; timing and penalties

    By Guest Gerritsen, February 12, 2001
    • 12 replies
    • 6.7k views
    • 
    • Guest
    • January 7, 2002

40. Frequency of investment choice changes.

    By Guest JPAdmin, January 9, 2002
    • 1 reply
    • 1.4k views
    • 
    • QDROphile
    • January 9, 2002

41. Frequency of Paper Statements?

    By Guest jmarini, August 6, 2003
    • 3 replies
    • 1.4k views
    • 
    • Guest
    • August 6, 2003

42. Frequency of participant hardship distributions.

    By Guest JFC, January 11, 2000
    • 0 replies
    • 1.6k views
    • 
    • Guest
    • January 11, 2000

43. Frequent Trading / Insider Trading

    By RCK, March 2, 2004
    • 14 replies
    • 4k views
    • 
    • Guest
    • March 8, 2004

44. Fringe benefit definition

    By DLavigne, December 16, 2010
    • 1 reply
    • 2.9k views
    • 
    • QDROphile
    • December 16, 2010

45. Fringe Benefit Exclusion from Compensation - Partner Medical Insurance

    By Guest Holly Foster, February 9, 2011
    • 1 reply
    • 1.2k views
    • 
    • EBDI
    • February 15, 2011

46. Fringe benefit?

    By PMC, July 22, 2008
    • 4 replies
    • 1.9k views
    • 
    • Lori Friedman
    • July 22, 2008

47. Fringe Benefit? Meals and Lodging?

    By justanotheradmin, March 11, 2019
    • 6 replies
    • 3.2k views
    • 
    • justanotheradmin
    • March 13, 2019

48. Fringe Benefits and THM<

    By austin3515, March 6, 2010
    • 1 reply
    • 1.2k views
    • 
    • Mike Preston
    • March 8, 2010

49. Fringe Benefits Include Sick Pay?

    By austin3515, August 3, 2012
    • 3 replies
    • 3.8k views
    • 
    • masteff
    • August 6, 2012

50. Fringe Benefits Issues

    By erinak03, September 16, 2019
    • 8 replies
    • 4.4k views
    • 
    • Luke Bailey
    • September 19, 2019