401(k) Plans

19,276 topics in this forum

1. Partial Termination

   By Guest Dwang, September 16, 2010
   • 4 replies
   • 1.4k views
   • 
   • austin3515
   • September 17, 2010

2. Break in Service Rule

   By Guest TPA Guy, March 15, 2012
   • 3 replies
   • 1.4k views
   • 
   • Guest
   • March 19, 2012

3. Spin-off

   By rlb64, March 15, 2006
   • 0 replies
   • 1.4k views
   • 
   • rlb64
   • March 15, 2006

4. Top Heavy Allocation when changing divisions

   By Dan, April 28, 2005
   • 5 replies
   • 1.4k views
   • 
   • jaemmons
   • May 5, 2005

5. 3% Contribution For A Top Heavy Plan

   By Guest Jennifer M., June 22, 2001
   • 1 reply
   • 1.4k views
   • 
   • pmacduff
   • June 22, 2001

6. Hardship Distribution

   By rblum50, July 21, 2010
   • 4 replies
   • 1.4k views
   • 
   • rblum50
   • July 22, 2010

7. California Brown law; what is it?

   By alexa, November 18, 2001
   • 1 reply
   • 1.4k views
   • 
   • Jon Chambers
   • November 19, 2001

8. successor plan and adp testing

   By Guest pjg, March 3, 2003
   • 0 replies
   • 1.4k views
   • 
   • Guest
   • March 3, 2003

9. prohibited transaction?

   By Guest lc, October 31, 2001
   • 0 replies
   • 1.4k views
   • 
   • Guest
   • October 31, 2001

10. Plan Expenses

    By Guest SSD, October 31, 2002
    • 4 replies
    • 1.4k views
    • 
    • Brian Gallagher
    • November 1, 2002

11. (Cheese and) QACAs plus EACAs

    By zimbo, November 16, 2007
    • 0 replies
    • 1.4k views
    • 
    • zimbo
    • November 16, 2007

12. Controlled Group

    By Guest pjb, September 4, 2002
    • 1 reply
    • 1.4k views
    • 
    • jaemmons
    • September 4, 2002

13. Top Heavy contribution required

    By katieinny, October 13, 2009
    • 7 replies
    • 1.4k views
    • 
    • rcline46
    • October 13, 2009

14. Recovering Fees and Commissions For Your Participants

    By Guest Charles Friday, May 24, 1999
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • May 24, 1999

15. First Year Top-Heavy Question

    By effingeh, September 7, 2023   

    • top heavy
    • top-heavy
    • (and 4 more)

      Tagged with:

      • top heavy
      • top-heavy
      • top heavy test
      • top heavy issue
      • plan disqualification
      • first plan year
    • 5 replies
    • 1.4k views
    • 
    • msmith
    • September 8, 2023

16. Timing of Forfeiture--DC Plan

    By Guest aciepluch, October 19, 2006
    • 1 reply
    • 1.4k views
    • 
    • Guest
    • October 19, 2006

17. 401(k) Maximum Contributions - 100%?

    By Guest Mariko, August 10, 2001
    • 1 reply
    • 1.4k views
    • 
    • Jon Chambers
    • August 10, 2001

18. Failed Coverage Test

    By PFranckowiak, February 26, 2018
    • 11 replies
    • 1.4k views
    • 
    • Luke Bailey
    • February 27, 2018

19. Employer ability to change discretionary match

    By Guest Bob Miller, February 16, 2000
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • February 16, 2000

20. acquire new company

    By mehmgo, August 27, 2013
    • 3 replies
    • 1.4k views
    • 
    • 12AX7
    • August 30, 2013

21. Searching for "Lost" Participants

    By metsfan026, April 15
    • 6 replies
    • 1.4k views
    • 
    • Pam Shoup
    • April 16

22. 3% SHNEC excludes HCE's - 414s testing??

    By austin3515, March 23, 2015
    • 2 replies
    • 1.4k views
    • 
    • austin3515
    • March 26, 2015

23. Company Stock

    By fidu, April 24, 2002
    • 1 reply
    • 1.4k views
    • 
    • david rigby
    • April 24, 2002

24. Audit Requirements

    By Jilliandiz, June 6, 2006
    • 3 replies
    • 1.4k views
    • 
    • Nate X
    • June 6, 2006

25. tiered match

    By Guest greggi39, June 17, 2005
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • June 17, 2005

26. Top Heavy First year plan - Accrued Employer contributions

    By NW529, December 27, 2019   

    • 401k
    • top heavy
    • 5 replies
    • 1.4k views
    • 
    • Bird
    • January 2, 2020

27. Safe Harbor 401(k) Plan Vesting Question

    By Guest blackdo2, November 30, 2004
    • 3 replies
    • 1.4k views
    • 
    • JanetM
    • November 30, 2004

28. 401k safe harbor -- owner is the only participant

    By Guest Factster, August 3, 2001
    • 3 replies
    • 1.4k views
    • 
    • wmyer
    • August 3, 2001

29. Safe harbor term and SIMPLE 401-k establishment

    By Guest pensionadmin, December 11, 2001
    • 1 reply
    • 1.4k views
    • 
    • jaemmons
    • December 11, 2001

30. Is this 401(k) match discriminatory?

    By Guest jc1457, August 27, 2007
    • 2 replies
    • 1.4k views
    • 
    • austin3515
    • August 27, 2007

31. Bankruptcy and timing of amendment to pay plan expenses from the plan ...

    By Spencer, April 12, 2005
    • 3 replies
    • 1.4k views
    • 
    • austin3515
    • April 13, 2005

32. Partnership fee deductions

    By PJaeger, August 30, 2001
    • 0 replies
    • 1.4k views
    • 
    • PJaeger
    • August 30, 2001

33. Is it possible to defer the maximum 402(g) limit twice if you work for two separate employers?

    By Guest RMPension, March 24, 2005
    • 4 replies
    • 1.4k views
    • 
    • K-t-F
    • March 25, 2005

34. terminated plan

    By stevena, August 3, 2005
    • 5 replies
    • 1.4k views
    • 
    • stevena
    • August 5, 2005

35. Plan is top heavy, and then Key EE takes a dist

    By Santo Gold, March 3, 2006
    • 3 replies
    • 1.4k views
    • 
    • stephen
    • March 3, 2006

36. Need Help with 401 (b) Calc

    By Guest GG, January 29, 1999
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • January 29, 1999

37. Participating company gets no discretionary match - employees part of ACP test?

    By Harwood, June 16, 2004
    • 1 reply
    • 1.4k views
    • 
    • Blinky the 3-eyed Fish
    • June 17, 2004

38. Qualified Replacement Plan

    By DDB BN, November 19, 2021
    • 4 replies
    • 1.4k views
    • 
    • Lou S.
    • November 23, 2021

39. Loan repayments on pretax bais

    By austin3515, October 21, 2002
    • 3 replies
    • 1.4k views
    • 
    • Guest
    • October 23, 2002

40. IRA assets into 401k

    By Guest LTurner, May 28, 2003
    • 3 replies
    • 1.4k views
    • 
    • k man
    • June 2, 2003

41. Plan Administrator

    By GBurns, October 22, 2002
    • 2 replies
    • 1.4k views
    • 
    • QDROphile
    • October 22, 2002

42. New Laws on Social Security Numbers

    By zimbo, September 6, 2007
    • 7 replies
    • 1.4k views
    • 
    • Guest
    • September 10, 2007

43. Catch up contributions - off calendar year

    By Guest revier, January 9, 2005
    • 1 reply
    • 1.4k views
    • 
    • Dan
    • January 13, 2005

44. Are they Leased or are they Temporary?

    By CTipper, January 18, 2008
    • 4 replies
    • 1.4k views
    • 
    • Guest
    • January 24, 2008

45. Basic Eligibility Question But Can't Get it Straight

    By rlb64, June 16, 2009
    • 4 replies
    • 1.4k views
    • 
    • K2retire
    • June 17, 2009

46. Perhaps Contrast Amongst Loans and Hardship Distributions; May Only Employed Participants Avail of Hardship Distributions?

    By Kent Allard, February 27, 2024
    • 8 replies
    • 1.4k views
    • 
    • Paul I
    • February 28, 2024

47. DOL Relents on De Facto DIA's in Brokerage Windows

    By austin3515, July 30, 2012
    • 5 replies
    • 1.4k views
    • 
    • Bird
    • August 2, 2012

48. After-Tax amounts not credited

    By Kissland, May 3, 2021
    • 6 replies
    • 1.4k views
    • 
    • C. B. Zeller
    • May 14, 2021

49. Attribution...

    By K-t-F, February 28, 2005
    • 2 replies
    • 1.4k views
    • 
    • K-t-F
    • March 1, 2005

50. What happens to excess 3% Safe Harbor cont. if made during the year?

    By Guest jusducki, February 9, 2005
    • 4 replies
    • 1.4k views
    • 
    • Jim Chad
    • February 12, 2005