401(k) Plans

19,321 topics in this forum

1. Participant Notice For Self-Directed 401(k) Plans

   By mming, August 7, 2018
   • 7 replies
   • 1.5k views
   • 
   • Bird
   • August 8, 2018

2. Participant Notice Solution (Preparation & Fulfillment)???

   By LANDO, November 10, 2015   

   • participant notices
   • notices
   • (and 4 more)

     Tagged with:

     • participant notices
     • notices
     • fee disclosure notices
     • safe harbor notices
     • combined notices
     • deliver solutions
   • 0 replies
   • 821 views
   • 
   • LANDO
   • November 10, 2015

3. Participant Notices

   By Becky Schwing, June 4, 2020
   • 2 replies
   • 576 views
   • 
   • Larry Starr
   • June 4, 2020

4. Participant Opting out of Profit Sharing and Money Purchase Pension Pl

   By LCARUSI, January 7, 1999
   • 14 replies
   • 8.3k views
   • 
   • Guest
   • January 21, 1999

5. Participant Opts Out!

   By Jilliandiz, October 18, 2005
   • 7 replies
   • 2.2k views
   • 
   • WDIK
   • October 20, 2005

6. Participant or not

   By msmith, January 5, 2023
   • 5 replies
   • 598 views
   • 
   • Lou S.
   • January 9, 2023

7. Participant over 415 limit & plan limit but already rolled $ out o

   By Guest CCarter, May 14, 2002
   • 3 replies
   • 1.4k views
   • 
   • Mike Preston
   • May 15, 2002

8. Participant owes Co Money but left

   By JKW, June 26, 2014
   • 2 replies
   • 991 views
   • 
   • Guest
   • July 3, 2014

9. Participant paid out before return of excess deferrals

   By Guest moorhan, September 7, 2001
   • 1 reply
   • 1.8k views
   • 
   • Guest
   • September 7, 2001

10. Participant Plan Document Request

    By Guest Gumby, October 15, 2008
    • 7 replies
    • 6.7k views
    • 
    • Guest
    • October 17, 2008

11. Participant receive too much money on failure of discrimination test

    By KateSmithPA, June 22, 2001
    • 1 reply
    • 1.5k views
    • 
    • rcline46
    • June 22, 2001

12. Participant Request to Add Asset Class

    By khn, March 20, 2019
    • 5 replies
    • 759 views
    • 
    • Cardscrazy
    • March 21, 2019

13. Participant requests 401k suspension - does not happen

    By jmartin, December 27, 2013
    • 2 replies
    • 987 views
    • 
    • GMK
    • December 27, 2013

14. Participant Security

    By austin3515, March 18, 2013
    • 15 replies
    • 1.3k views
    • 
    • austin3515
    • March 18, 2013

15. Participant Statement Due Dates

    By Dazednconfused, June 30, 2009
    • 1 reply
    • 1.7k views
    • 
    • J Simmons
    • July 1, 2009

16. Participant Statements

    By Guest TLCPension, July 17, 2003
    • 4 replies
    • 1.3k views
    • 
    • Harwood
    • July 17, 2003

17. Participant Statements

    By Nassau, February 21, 2012
    • 2 replies
    • 976 views
    • 
    • QDROphile
    • February 21, 2012

18. Participant Statements

    By Nassau, February 22, 2012
    • 1 reply
    • 799 views
    • 
    • GMK
    • February 22, 2012

19. Participant Statements

    By Mr B., November 4, 2011
    • 7 replies
    • 1.3k views
    • 
    • austin3515
    • November 7, 2011

20. Participant Statements

    By Nassau, May 16, 2011
    • 1 reply
    • 992 views
    • 
    • Bird
    • May 16, 2011

21. Participant Statements

    By Nassau, May 16, 2011
    • 0 replies
    • 991 views
    • 
    • Nassau
    • May 16, 2011

22. participant survey

    By Guest Chuck Herbik, January 3, 2002
    • 1 reply
    • 1.6k views
    • 
    • Guest
    • January 3, 2002

23. Participant Terminated with Sev-pay...

    By K-t-F, January 31, 2005
    • 3 replies
    • 1.2k views
    • 
    • K-t-F
    • January 31, 2005

24. Participant Took Coronavirus-Related Distribution in 2020, Tax Spread over 3 Years; Can Repayment of Amount Otherwise Taxed Be Deducted?

    By rocknrolls2, February 26, 2022
    • 2 replies
    • 358 views
    • 
    • C. B. Zeller
    • February 28, 2022

25. participant under 72 dies, beneficiary is over 72 - RMD?

    By AlbanyConsultant, August 17, 2022
    • 4 replies
    • 962 views
    • 
    • AlbanyConsultant
    • August 17, 2022

26. PARTICIPANT VESTING IN MERGERS AND SAME DESK RULES VERY ODD SET OF HAP

    By Guest ACM, April 5, 2000
    • 7 replies
    • 2.6k views
    • 
    • card
    • February 1, 2002

27. Participant Voting Employer Stock

    By Guest halka, May 16, 2000
    • 2 replies
    • 1.8k views
    • 
    • Jon Chambers
    • May 17, 2000

28. Participant wants hardship distribution but spouse is in jail

    By Guest sheadan, November 17, 2000
    • 2 replies
    • 2k views
    • 
    • LCARUSI
    • November 20, 2000

29. Participant wants to change distribution election

    By Ananda, August 25, 2022
    • 10 replies
    • 2.4k views
    • 
    • Luke Bailey
    • August 26, 2022

30. participant wants to rollover account to ira

    By Lori H, March 30, 2006
    • 4 replies
    • 1.4k views
    • 
    • R. Butler
    • March 31, 2006

31. Participant with $0 Compensation and 401(k) testing

    By Guest f1234, October 25, 2005
    • 6 replies
    • 1.9k views
    • 
    • Tom Poje
    • October 26, 2005

32. Participant with fraudulent Social Security Number

    By Guest Inquire, April 10, 2013
    • 1 reply
    • 3.1k views
    • 
    • masteff
    • April 10, 2013

33. Participant with loan is filing Bankruptcy

    By Guest mmc, November 8, 2004
    • 7 replies
    • 2.5k views
    • 
    • R. Butler
    • May 4, 2005

34. Participant, age 76. Can he still make elective salary deferrals?

    By Guest Donna Henderson, December 14, 2000
    • 4 replies
    • 1.5k views
    • 
    • david rigby
    • December 14, 2000

35. Participant's deferral election and non cash compensation

    By TPA Bob, August 13, 2025
    • 3 replies
    • 736 views
    • 
    • TPA Bob
    • August 15, 2025

36. Participant's only contribution classified as catch-up; not matched.

    By ERISA-Bubs, July 20, 2016
    • 17 replies
    • 2.4k views
    • 
    • BG5150
    • February 6, 2017

37. Participant's plan loan showing up as liability on his credit report; how did it get there? What does it matter to a prospective lender?

    By Guest mbb03, September 19, 2003
    • 0 replies
    • 1k views
    • 
    • Guest
    • September 19, 2003

38. Participants did not receive Safe Harbor

    By Guest JohnSB, October 30, 2007
    • 3 replies
    • 1.4k views
    • 
    • Guest
    • November 8, 2007

39. Participants in Multiple TDFs

    By khn, April 24, 2015
    • 4 replies
    • 1.5k views
    • 
    • khn
    • April 28, 2015

40. Participants investing in employer securities.

    By katieinny, May 3, 2005
    • 10 replies
    • 2.2k views
    • 
    • MWeddell
    • May 5, 2005

41. participants moved to union - in TH calc?

    By AlbanyConsultant, September 25, 2014
    • 1 reply
    • 1.1k views
    • 
    • Kevin C
    • October 1, 2014

42. participants not returning forms when electing not to defer

    By AlbanyConsultant, January 15, 2020
    • 11 replies
    • 2k views
    • 
    • Below Ground
    • January 22, 2020

43. PArticipants Statements Electronically?

    By austin3515, June 29, 2016
    • 2 replies
    • 634 views
    • 
    • ESOP Guy
    • June 29, 2016

44. Participants w/ separate accounts at separate institutions

    By Guest LWilson, August 2, 2002
    • 11 replies
    • 2.2k views
    • 
    • Guest
    • August 8, 2002

45. Participants with Small Balances counting as participants

    By CLE401kGuy, June 27, 2016
    • 4 replies
    • 916 views
    • 
    • CLE401kGuy
    • June 27, 2016

46. Participate in more than one 401(k) plan?

    By Guest klc, July 23, 1999
    • 4 replies
    • 2.4k views
    • 
    • MWeddell
    • July 27, 1999

47. Participating company gets no discretionary match - employees part of ACP test?

    By Harwood, June 16, 2004
    • 1 reply
    • 1.4k views
    • 
    • Blinky the 3-eyed Fish
    • June 17, 2004

48. Participating Employer

    By DLavigne, February 16, 2006
    • 1 reply
    • 3.1k views
    • 
    • Guest
    • February 23, 2006

49. Participating Employer

    By Alex M., May 8, 2023
    • 2 replies
    • 527 views
    • 
    • Paul I
    • May 8, 2023

50. Participating Employer Adoption Discretionary Amendment

    By austin3515, January 19, 2015
    • 0 replies
    • 1.2k views
    • 
    • austin3515
    • January 19, 2015