401(k) Plans

19,275 topics in this forum

1. How do EE's file for the Pension Plan Start up costs tax credit?

   By Guest Michael Anderson, December 11, 2002
   • 2 replies
   • 1.2k views
   • 
   • Guest
   • December 14, 2002

2. Good faith amendment for Fidelity preapproved adopter that is terminating its plan

   By Luke Bailey, May 28, 2022
   • 10 replies
   • 1.2k views
   • 
   • Luke Bailey
   • June 1, 2022

3. Calculation of income on excess contributions resulting from failed ADP test

   By Guest ChopperPilot, March 4, 2005
   • 3 replies
   • 1.2k views
   • 
   • austin3515
   • March 5, 2005

4. Safe Harbor and Multiple employers

   By Guest cbcadmin, January 10, 2002
   • 0 replies
   • 1.2k views
   • 
   • Guest
   • January 10, 2002

5. Simple question on 'S' corp

   By Brian Gallagher, September 12, 2002
   • 3 replies
   • 1.2k views
   • 
   • Brian Gallagher
   • September 12, 2002

6. First year comp for ADP testing

   By dmb, November 11, 2003
   • 2 replies
   • 1.2k views
   • 
   • dmb
   • November 11, 2003

7. How bad does this mid-year SHM change feel?

   By AlbanyConsultant, March 13, 2017
   • 6 replies
   • 1.2k views
   • 
   • Kevin C
   • March 14, 2017

8. Do deferral refunds on a SARSEP count against 402(g) limit in a 401(k)?

   By Guest sugar daddy, August 31, 2011
   • 4 replies
   • 1.2k views
   • 
   • Tom Poje
   • September 1, 2011

9. VFCP

   By gregburst, December 4, 2010
   • 1 reply
   • 1.2k views
   • 
   • Bird
   • December 4, 2010

10. Who is counted as an NHCE

    By LHW, September 12, 2019
    • 3 replies
    • 1.2k views
    • 
    • Lou S.
    • September 13, 2019

11. 2001 ADP/ACP test

    By fiona1, August 15, 2006
    • 2 replies
    • 1.2k views
    • 
    • stephen
    • August 16, 2006

12. Adopt 2yr/5yr Inservice Dist. Rule for Roth Conversions

    By namealreadyinuse, May 10, 2006
    • 5 replies
    • 1.2k views
    • 
    • jevd
    • May 11, 2006

13. quarterly participant statements and reporting

    By Pammie57, August 6, 2015
    • 2 replies
    • 1.2k views
    • 
    • 401king
    • August 6, 2015

14. Quarterly Statements

    By abanky, June 4, 2007
    • 1 reply
    • 1.2k views
    • 
    • Bird
    • June 5, 2007

15. DOL Litigation on Late Deposits

    By Archimage, October 29, 2004
    • 2 replies
    • 1.2k views
    • 
    • david rigby
    • October 29, 2004

16. Employer (not the plan) pays the life insurance premiums

    By jkharvey, September 1, 2009
    • 4 replies
    • 1.2k views
    • 
    • Bird
    • September 1, 2009

17. Deceased Participant's beneficiary "may" be under a Conservatorship

    By Kansas401k, September 29, 2021
    • 6 replies
    • 1.2k views
    • 
    • Kansas401k
    • October 1, 2021

18. Entry date on plan effective date

    By steve45, February 11, 2022
    • 8 replies
    • 1.2k views
    • 
    • steve45
    • February 15, 2022

19. Exception to Catch-Up Contribution Regulations

    By Guest pcjackson, April 25, 2002
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • April 25, 2002

20. Maximum 401(k) Match

    By retbenser, December 9, 2010
    • 4 replies
    • 1.2k views
    • 
    • david rigby
    • December 9, 2010

21. QDRO Fees

    By Guest MEWilson, August 9, 2004
    • 3 replies
    • 1.2k views
    • 
    • Guest
    • August 10, 2004

22. 5500 problem

    By SRP, September 11, 2008
    • 3 replies
    • 1.2k views
    • 
    • ERISAnut
    • September 12, 2008

23. Management Co./control group/coverage

    By Guest LLandau, July 3, 2002
    • 2 replies
    • 1.2k views
    • 
    • mbozek
    • July 8, 2002

24. Safe Harbor Match - changing compensation definition

    By Belgarath, June 21, 2012
    • 2 replies
    • 1.2k views
    • 
    • Belgarath
    • June 21, 2012

25. Waiver of Excise tax on late refunds

    By austin3515, December 11, 2020
    • 2 replies
    • 1.2k views
    • 
    • Luke Bailey
    • December 12, 2020

26. Does worker on "Layoff" enter plan?

    By Guest Dash02, December 9, 2005
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • December 9, 2005

27. ACP Safe Harbor

    By austin3515, March 19, 2015
    • 2 replies
    • 1.2k views
    • 
    • austin3515
    • March 21, 2015

28. Benefits National Company Document

    By rcline46, October 31, 2006
    • 2 replies
    • 1.2k views
    • 
    • rcline46
    • October 31, 2006

29. Form 5500EZ line 10b

    By Guest naveen, February 28, 2009
    • 2 replies
    • 1.2k views
    • 
    • Bird
    • February 28, 2009

30. Control group question

    By Guest jhilliard, August 5, 2004
    • 1 reply
    • 1.2k views
    • 
    • Blinky the 3-eyed Fish
    • August 5, 2004

31. Failed ADP test with de minimus match forfeiture

    By bevfair, February 14, 2012
    • 4 replies
    • 1.2k views
    • 
    • Tom Poje
    • February 14, 2012

32. Employer Stock Diversification Notice

    By Guest ak, December 11, 2006
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • December 11, 2006

33. Correction for Deferrals not Deducted

    By Guest cke66edy, February 17, 2011
    • 3 replies
    • 1.2k views
    • 
    • QDROphile
    • February 17, 2011

34. Coverage Testing

    By justatester, December 10, 2012
    • 10 replies
    • 1.2k views
    • 
    • rcline46
    • December 11, 2012

35. Are catch up contributions included in the 415 test? NM

    By fiona1, January 28, 2004
    • 1 reply
    • 1.2k views
    • 
    • FundeK
    • January 28, 2004

36. 401(k) limit

    By Guest notapensiongeek, September 22, 2008
    • 5 replies
    • 1.2k views
    • 
    • Guest
    • September 23, 2008

37. Broker Fees

    By Zoey, November 23, 2010
    • 4 replies
    • 1.2k views
    • 
    • Zoey
    • December 1, 2010

38. SH match when none paid

    By Cynchbeast, March 30, 2020
    • 9 replies
    • 1.2k views
    • 
    • BG5150
    • April 3, 2020

39. DB plan to DC plan

    By lexi, July 11, 2006
    • 2 replies
    • 1.2k views
    • 
    • Blinky the 3-eyed Fish
    • July 12, 2006

40. I know you can offer an enhanced Safe Harbor Match...

    By Lori H, November 20, 2012
    • 5 replies
    • 1.2k views
    • 
    • Tom Poje
    • November 21, 2012

41. Nondiscrimination Testing

    By austin3515, October 11, 2006
    • 2 replies
    • 1.2k views
    • 
    • austin3515
    • October 11, 2006

42. Pilgrim Baxter Funds- Return of Capital

    By Guest Rachelw, November 15, 2007
    • 1 reply
    • 1.2k views
    • 
    • Sully
    • November 16, 2007

43. Failure to process plan enrollment form

    By Guest ncterp, July 27, 2006
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • July 27, 2006

44. Senior moment

    By thepensionmaven, April 20, 2015
    • 6 replies
    • 1.2k views
    • 
    • Tom Poje
    • May 4, 2015

45. deferral basis

    By Guest Moira, December 11, 2012
    • 4 replies
    • 1.2k views
    • 
    • Guest
    • December 11, 2012

46. First Calendar Year for purposes of RMD

    By jevd, February 23, 2018   

    • rmd
    • 5 replies
    • 1.2k views
    • 
    • card
    • February 27, 2018

47. Designation of Beneficiary

    By Lori H, June 9, 2014
    • 5 replies
    • 1.2k views
    • 
    • My 2 cents
    • June 10, 2014

48. 401(k) deposit different than W-2

    By Guest EPS2, March 13, 2009
    • 5 replies
    • 1.2k views
    • 
    • Guest
    • March 13, 2009

49. Automatic Enrollment / Rehires

    By austin3515, September 14, 2023
    • 1 reply
    • 1.2k views
    • 
    • austin3515
    • September 14, 2023

50. Discontinue paying advisory fees for terminated participants

    By Anonymoose, October 8, 2013
    • 3 replies
    • 1.2k views
    • 
    • Lou S.
    • October 9, 2013