401(k) Plans

19,321 topics in this forum

1. Successor Plan

   By Guest MichaelO, July 13, 2004
   • 2 replies
   • 1.2k views
   • 
   • Guest
   • July 15, 2004

2. PPA/PBGC for Termed DC Plans

   By austin3515, September 14, 2006
   • 3 replies
   • 1.2k views
   • 
   • Bird
   • September 15, 2006

3. User Fee and Tax Credit

   By Guest caddieadmin, February 22, 2007
   • 3 replies
   • 1.2k views
   • 
   • John Feldt ERPA CPC QPA
   • February 22, 2007

4. Amending Standardized Plan

   By austin3515, March 21, 2013
   • 8 replies
   • 1.2k views
   • 
   • austin3515
   • March 21, 2013

5. Has a SIMPLE and wants a 401(k)

   By Jim Chad, July 26, 2013
   • 4 replies
   • 1.2k views
   • 
   • John Feldt ERPA CPC QPA
   • July 29, 2013

6. USERRA Two weeks training without pay

   By Guest mmc, May 4, 2004
   • 0 replies
   • 1.2k views
   • 
   • Guest
   • May 4, 2004

7. plan merger

   By Tom, August 27, 2025
   • 2 replies
   • 1.2k views
   • 
   • Paul I
   • August 27, 2025

8. Form 5500 reporting of 2015 Contribution made in November 2016 for calendar year plan

   By AdKu, October 27, 2016   

   • Form 5500 reporting
   • 3 replies
   • 1.2k views
   • 
   • Kevin C
   • October 28, 2016

9. Top Heavy

   By Guest dbx, December 29, 2002
   • 1 reply
   • 1.2k views
   • 
   • austin3515
   • December 30, 2002

10. Employer deposited more into the salary deferral account than what was actually deferred

    By Guest DCquestioner, June 24, 2009
    • 2 replies
    • 1.2k views
    • 
    • Dennis Povloski
    • June 25, 2009

11. Form 5330 Reporting Excise Tax Due

    By MBCarey, October 20, 2010
    • 1 reply
    • 1.2k views
    • 
    • austin3515
    • October 20, 2010

12. Catch-up contributions

    By Guest Achilles, August 16, 2004
    • 3 replies
    • 1.2k views
    • 
    • jquazza
    • August 16, 2004

13. Top Heavy Exemption When Plan Formerly Was Not Safe Harbor

    By Jeff V, December 11, 2020
    • 6 replies
    • 1.2k views
    • 
    • Jeff V
    • December 18, 2020

14. 1 payroll missed deferral deductions for all

    By doombuggy, December 11, 2019
    • 3 replies
    • 1.2k views
    • 
    • AATPA
    • January 6, 2020

15. catch ups

    By Tom Poje, February 11, 2005
    • 2 replies
    • 1.2k views
    • 
    • austin3515
    • February 12, 2005

16. Dividend payment election

    By Guest NGG53, December 22, 2009
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • December 22, 2009

17. Facts & Circumstances Hardship under audit

    By BG5150, January 4, 2023
    • 5 replies
    • 1.2k views
    • 
    • bito'money
    • January 6, 2023

18. Top-heavy contributions for plans without deferrals

    By Mleech, February 11, 2025
    • 1 reply
    • 1.2k views
    • 
    • C. B. Zeller
    • February 11, 2025

19. Deferral correction in non-calendar year plan

    By Kevin C, October 29, 2009
    • 0 replies
    • 1.2k views
    • 
    • Kevin C
    • October 29, 2009

20. Safe Harbor - Disqualifying Provision

    By Guest shaul, September 15, 2010
    • 1 reply
    • 1.2k views
    • 
    • Tom Poje
    • September 15, 2010

21. Top Heavy Safe Harbor Non Elective Plan

    By KevinMc, June 12, 2013
    • 2 replies
    • 1.2k views
    • 
    • KevinMc
    • June 12, 2013

22. Determining 5% Owners in a Controlled Group

    By Susan S., February 29, 2016
    • 3 replies
    • 1.2k views
    • 
    • BG5150
    • March 1, 2016

23. Change in vesting schedule

    By Doghouse, February 2, 2010
    • 0 replies
    • 1.2k views
    • 
    • Doghouse
    • February 2, 2010

24. Multiple K-1's

    By austin3515, March 29, 2010
    • 0 replies
    • 1.2k views
    • 
    • austin3515
    • March 29, 2010

25. Solo-401(k) questions

    By Guest BruceC, July 20, 2009
    • 1 reply
    • 1.2k views
    • 
    • Guest
    • July 20, 2009

26. Controlled Group Safe Harbor Plans with Different PLan Terms

    By Lame Duck, December 20, 2013
    • 1 reply
    • 1.2k views
    • 
    • austin3515
    • December 22, 2013

27. Fee Disclosure - When a plan converts to a new provider and the fee structure changes from sponsor paid to participant paid .......

    By Guest Why, October 14, 2004
    • 2 replies
    • 1.2k views
    • 
    • E as in ERISA
    • October 15, 2004

28. Control Group - LLC

    By Guest jetfaninmn, February 28, 2007
    • 1 reply
    • 1.2k views
    • 
    • austin3515
    • February 28, 2007

29. Suspension of 401(k) contributions

    By Guest Giovanni, August 27, 2003
    • 1 reply
    • 1.2k views
    • 
    • MJ Hartman
    • August 27, 2003

30. Allocation conditions for part time employees

    By 30Rock, August 16, 2011
    • 2 replies
    • 1.2k views
    • 
    • 30Rock
    • August 16, 2011

31. Removing Auto Enrollment

    By Gilmore, November 1, 2018
    • 0 replies
    • 1.2k views
    • 
    • Gilmore
    • November 1, 2018

32. Prohibition on Reverting to ADP Testing when SH not satisfied

    By Guest Suanne, January 31, 2006
    • 1 reply
    • 1.2k views
    • 
    • WDIK
    • January 31, 2006

33. Automatic rollovers: safe or non-safe?

    By E as in ERISA, September 30, 2004
    • 1 reply
    • 1.2k views
    • 
    • sloble@crowleyfleck.com
    • October 1, 2004

34. Effect of EPCRS and ability to automatic cashout terminated employees

    By Guest benefitsnewbie, April 3, 2012
    • 2 replies
    • 1.2k views
    • 
    • BG5150
    • April 4, 2012

35. Successor Plan

    By John Feldt ERPA CPC QPA, January 19, 2015   

    • Successor Plan
    • 1 reply
    • 1.2k views
    • 
    • Bird
    • January 20, 2015

36. Re-contributing 401k distribution within 60-days

    By MGOAdmin, December 15, 2015   

    • 60 days
    • 4 replies
    • 1.2k views
    • 
    • 401king
    • December 16, 2015

37. Catch-up Contributions

    By Guest carsonv, September 8, 2003
    • 3 replies
    • 1.2k views
    • 
    • WDIK
    • September 8, 2003

38. Final 415 Regulations

    By Guest Astro, December 3, 2007
    • 1 reply
    • 1.2k views
    • 
    • BG5150
    • December 4, 2007

39. Cancel a Plan Termination?

    By Guest dms9999, June 11, 2009
    • 1 reply
    • 1.2k views
    • 
    • Guest
    • June 11, 2009

40. -11(g) to elect fail-safe?

    By austin3515, December 31, 2009
    • 1 reply
    • 1.2k views
    • 
    • MSN
    • December 31, 2009

41. Available for Hardship after loan

    By legort69, September 1, 2017   

    • hardship
    • 6 replies
    • 1.2k views
    • 
    • stephen
    • September 7, 2017

42. Control Group determination

    By cdavis25, May 24, 2010
    • 1 reply
    • 1.2k views
    • 
    • R. Butler
    • May 24, 2010

43. Match Annual True up to what level?

    By Jim Chad, March 9, 2011
    • 5 replies
    • 1.2k views
    • 
    • QDROphile
    • March 9, 2011

44. Submission Deadline May 1, 2016 or April 30, 2016

    By Briandfox, April 22, 2016
    • 5 replies
    • 1.2k views
    • 
    • thepensionmaven
    • May 14, 2016

45. deductibility question

    By wsp, June 20, 2007
    • 3 replies
    • 1.2k views
    • 
    • Guest
    • June 21, 2007

46. medical opt out and contribution to PS plan

    By Guest racetothefinish, April 30, 2003
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • April 30, 2003

47. In-Plan Roth Conversions

    By John Feldt ERPA CPC QPA, November 19, 2010
    • 5 replies
    • 1.2k views
    • 
    • John Feldt ERPA CPC QPA
    • November 19, 2010

48. Return of loan payments after filing Ch 13 BK

    By Guest Do, September 4, 2003
    • 2 replies
    • 1.2k views
    • 
    • mbozek
    • September 5, 2003

49. Forfeiture Account for Terminated Plan

    By metsfan026, December 21, 2022
    • 5 replies
    • 1.2k views
    • 
    • Luke Bailey
    • January 3, 2023

50. Disregarding Rollovers

    By Guest EBBeginner, October 26, 2004
    • 2 replies
    • 1.2k views
    • 
    • Appleby
    • October 26, 2004