401(k) Plans

19,337 topics in this forum

1. Individual allocation groups

   By emmetttrudy, February 25, 2010
   • 1 reply
   • 1.2k views
   • 
   • Bird
   • February 25, 2010

2. Qualified dividends from employer stock

   By Guest swwalden1, February 24, 2004
   • 1 reply
   • 1.2k views
   • 
   • mbozek
   • February 24, 2004

3. Reporting ERISA Bond amount on the 5500

   By ldr, November 4, 2019   

   • bond
   • 5500
   • (and 1 more)

     Tagged with:

     • bond
     • 5500
     • 5500-sf
   • 2 replies
   • 1.2k views
   • 
   • ldr
   • November 4, 2019

4. Hardship Withdrawals makes plan Top Heavy

   By Guest willwork4shoes, October 30, 2003
   • 2 replies
   • 1.2k views
   • 
   • Mike Preston
   • October 30, 2003

5. ACP Failures / SCP

   By austin3515, December 23, 2014
   • 3 replies
   • 1.2k views
   • 
   • Lou S.
   • December 23, 2014

6. Top Heavy plan but everyone is highly compensated

   By Guest smhjr, December 24, 2004
   • 2 replies
   • 1.2k views
   • 
   • R. Butler
   • December 24, 2004

7. Safe Harbor rides again

   By pmacduff, November 5, 2003
   • 2 replies
   • 1.2k views
   • 
   • pmacduff
   • November 5, 2003

8. True-up Timing - BRF Issue?

   By BTG, March 26, 2025
   • 5 replies
   • 1.2k views
   • 
   • Paul I
   • March 27, 2025

9. 401(k) Plan

   By Guest marklouis, August 13, 2003
   • 1 reply
   • 1.2k views
   • 
   • MWeddell
   • August 14, 2003

10. Safe Harbor Plans

    By Guest andmik, July 1, 2009
    • 4 replies
    • 1.2k views
    • 
    • Jim Chad
    • July 3, 2009

11. Special Effective Dates and REstatements

    By austin3515, April 14, 2010
    • 4 replies
    • 1.2k views
    • 
    • cpc0506
    • April 15, 2010

12. Accrued Interest calculation for loan correction under VCP

    By LMD1, May 10, 2015
    • 1 reply
    • 1.2k views
    • 
    • ETA Consulting LLC
    • May 10, 2015

13. Compliance - 401(k)

    By Manish, July 1, 2020
    • 4 replies
    • 1.2k views
    • 
    • BG5150
    • July 6, 2020

14. Initial year Form 5500 Audit Report Attaching it to the next Form 5500

    By AdKu, October 14, 2016   

    • Initial year Form 5500 Audit
    • 5 replies
    • 1.2k views
    • 
    • RatherBeGolfing
    • October 15, 2016

15. Self directed plan

    By Guest Tony Ramsey, May 25, 2010
    • 4 replies
    • 1.2k views
    • 
    • 401king
    • May 25, 2010

16. Foreign withholding at source

    By jkharvey, April 23, 2012
    • 2 replies
    • 1.2k views
    • 
    • mbozek
    • April 24, 2012

17. Faster Vesting for Returning Employees

    By Guest Noidy, January 14, 2003
    • 1 reply
    • 1.2k views
    • 
    • E as in ERISA
    • January 14, 2003

18. 401k and match taken from last check in new year

    By Guest lindamichals, March 11, 2004
    • 2 replies
    • 1.2k views
    • 
    • Mike Preston
    • March 13, 2004

19. May a self-employed individual who had pay more than $145,000 choose non-Roth catch-up deferrals?

    By Peter Gulia, April 4, 2023
    • 9 replies
    • 1.2k views
    • 
    • Nate S
    • April 7, 2023

20. Client Management Software

    By Gadgetfreak, March 8, 2010
    • 3 replies
    • 1.2k views
    • 
    • SheilaD
    • April 19, 2010

21. 401(k) 12 Month Rule

    By 52626, May 13, 2024
    • 4 replies
    • 1.2k views
    • 
    • CuseFan
    • May 14, 2024

22. over contribute to 401(k) deferrals - Owner

    By jkdoll2, March 17, 2009
    • 3 replies
    • 1.2k views
    • 
    • BG5150
    • March 18, 2009

23. In-Kind Distributions with annuity products

    By Purplemandinga, June 15, 2018
    • 3 replies
    • 1.2k views
    • 
    • Larry Starr
    • June 15, 2018

24. Tax Savers Credit Notice

    By IRA, September 3, 2010
    • 2 replies
    • 1.2k views
    • 
    • IRA
    • September 7, 2010

25. Safe Harbor Match Reinstated

    By Logan401, February 19, 2010
    • 0 replies
    • 1.2k views
    • 
    • Logan401
    • February 19, 2010

26. Weird Matching Contribution Allocation Formula Issue

    By Guest Willy, December 21, 2009
    • 3 replies
    • 1.2k views
    • 
    • Guest
    • February 9, 2010

27. Rehires

    By Guest qualified plan, September 8, 2003
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • September 8, 2003

28. amount of time ...

    By Guest hardluckkid, February 4, 2004
    • 3 replies
    • 1.2k views
    • 
    • mbozek
    • February 5, 2004

29. Eligible SelfEmployment Compensation for Profit Sharing Roth v Pretax

    By gdlfa, February 5, 2018
    • 5 replies
    • 1.2k views
    • 
    • gdlfa
    • February 9, 2018

30. S/H Matching on a Pay Period Basis for an HCE

    By Guest MikeD, January 4, 2007
    • 2 replies
    • 1.2k views
    • 
    • BG5150
    • January 5, 2007

31. Is This Person a Key Employee

    By sdix401k, November 1, 2013
    • 4 replies
    • 1.2k views
    • 
    • Lou S.
    • November 1, 2013

32. Hardship for Education

    By 52626, July 31, 2015
    • 1 reply
    • 1.2k views
    • 
    • WCC
    • July 31, 2015

33. Corrective Distributions

    By Guest Jenn, May 15, 2003
    • 1 reply
    • 1.2k views
    • 
    • kocak
    • May 15, 2003

34. Vesting - Layoff

    By 52626, May 15, 2025
    • 2 replies
    • 1.2k views
    • 
    • RELUCTANT_LAWYER
    • May 23, 2025

35. Nonelective Contribution Requirement with respect to HCE

    By Ehill, December 29, 2014
    • 5 replies
    • 1.2k views
    • 
    • BG5150
    • December 30, 2014

36. Eligibility part-time exclusion and past service

    By Tom, July 19, 2021
    • 7 replies
    • 1.2k views
    • 
    • CuseFan
    • July 20, 2021

37. issue corrected W2 or not?

    By WCC, January 12, 2015
    • 2 replies
    • 1.2k views
    • 
    • david rigby
    • January 12, 2015

38. Pre-approved plan retroactive effective date

    By EmpbAF, March 18, 2021
    • 1 reply
    • 1.2k views
    • 
    • Bird
    • March 19, 2021

39. 2009 3% Non-Elective Safe Harbor Contribution

    By Guest Mannix, November 18, 2009
    • 4 replies
    • 1.2k views
    • 
    • MWeddell
    • November 24, 2009

40. Missed Catch Up Contribution - Rev Proc 2015-28

    By 52626, October 22, 2015
    • 0 replies
    • 1.2k views
    • 
    • 52626
    • October 22, 2015

41. excise tax calculation wrong

    By Kimberly S, August 4, 2008
    • 2 replies
    • 1.2k views
    • 
    • Kimberly S
    • August 4, 2008

42. Can MDs keep their plan after moving employees to ASG?

    By drakecohen, January 26, 2015
    • 8 replies
    • 1.2k views
    • 
    • K2retire
    • January 28, 2015

43. Excess Annual Additions in Safe Harbor 401(k) Plan

    By MarZDoates, October 6, 2016
    • 1 reply
    • 1.2k views
    • 
    • BG5150
    • October 6, 2016

44. Can a Key/HCE receive a reduced Safe Harbor Match?

    By Guest PensionPrincess, September 8, 2009
    • 5 replies
    • 1.2k views
    • 
    • rcline46
    • September 10, 2009

45. Affiliated Service Group

    By Oh so SIMPLE, February 8, 2013
    • 2 replies
    • 1.2k views
    • 
    • Oh so SIMPLE
    • February 8, 2013

46. Real Estate Investments

    By Guest jetfaninmn, April 18, 2007
    • 2 replies
    • 1.2k views
    • 
    • masteff
    • April 18, 2007

47. OOPS Roth conversion

    By SoCalActuary, September 26, 2019
    • 5 replies
    • 1.2k views
    • 
    • Larry Starr
    • October 17, 2019

48. Gateway Otherwise Excludible and ADP

    By Guest chris4013, April 8, 2003
    • 3 replies
    • 1.2k views
    • 
    • Blinky the 3-eyed Fish
    • April 8, 2003

49. Coverage Testing

    By 52626, November 2, 2023
    • 7 replies
    • 1.2k views
    • 
    • #toomanyrules
    • November 10, 2023

50. Too Many Excluded EE's

    By Guest Mike Schwing, February 19, 2003
    • 1 reply
    • 1.2k views
    • 
    • MWeddell
    • February 19, 2003