401(k) Plans

19,320 topics in this forum

1. Record Retention

   By Guest Mike Schwing, October 30, 2003
   • 1 reply
   • 1.3k views
   • 
   • Guest
   • October 31, 2003

2. Record Retention - what and how long?

   By PFranckowiak, September 27, 2011
   • 1 reply
   • 986 views
   • 
   • 12AX7
   • September 27, 2011

3. Record Retention--DOL Final Rules

   By Guest Sparky, April 4, 2003
   • 0 replies
   • 1.6k views
   • 
   • Guest
   • April 4, 2003

4. Recordkeeper - incorrect report? Involve the DOL?

   By justanotheradmin, April 30, 2019
   • 10 replies
   • 1.2k views
   • 
   • david rigby
   • May 3, 2019

5. Recordkeeper collecting asset based fees.

   By SRP, May 27, 2005
   • 2 replies
   • 1.5k views
   • 
   • david rigby
   • June 1, 2005

6. Recordkeeper conversion

   By 401kAllTheWay, May 8, 2023   

   • conversion
   • 4 replies
   • 2.4k views
   • 
   • Paul I
   • February 13, 2024

7. Recordkeeper Error - is my company on the hook?

   By Guest Wappaus, August 16, 2007
   • 3 replies
   • 1.6k views
   • 
   • Guest
   • August 22, 2007

8. Recordkeeper for Balance Forward 401(k) Plan

   By Christopher Wilson, May 21, 2020
   • 9 replies
   • 1.7k views
   • 
   • Larry Starr
   • May 23, 2020

9. Recordkeeper for Plan without Assets

   By Guest L, July 30, 2000
   • 3 replies
   • 1.5k views
   • 
   • Jon Chambers
   • August 2, 2000

10. Recordkeeper Performing Late ADP/ACP Testing

    By khn, November 11, 2016
    • 10 replies
    • 1.6k views
    • 
    • ETA Consulting LLC
    • November 11, 2016

11. Recordkeeper shortcoming?

    By Guest caseyb, December 30, 2008
    • 3 replies
    • 1.8k views
    • 
    • hr for me
    • January 5, 2009

12. Recordkeeper with no advisor

    By austin3515, October 9, 2020
    • 15 replies
    • 2.1k views
    • 
    • Peter Gulia
    • October 12, 2020

13. Recordkeepers and 5558 filings

    By Chomper, June 6, 2018   

    • 5558
    • 4 replies
    • 791 views
    • 
    • RatherBeGolfing
    • June 8, 2018

14. Recordkeepers who work with Marijuana Dispensaries

    By austin3515, October 10, 2021
    • 5 replies
    • 1.1k views
    • 
    • ESOP Guy
    • October 11, 2021

15. Recordkeeping Fees

    By Kent, May 16, 2015   

    • Fees
    • 8 replies
    • 2.4k views
    • 
    • ESOP Guy
    • May 18, 2015

16. recouping contributions to an employee's 401(k) plan

    By Guest JD698, March 12, 2003
    • 2 replies
    • 1.4k views
    • 
    • david rigby
    • March 13, 2003

17. Recoupment of overpayments

    By austin3515, August 16, 2024
    • 7 replies
    • 1.6k views
    • 
    • RatherBeGolfing
    • August 20, 2024

18. Recoupment of overpayments made to deceased participant

    By Guest TroyRiley, October 26, 2003
    • 2 replies
    • 2.8k views
    • 
    • mbozek
    • October 27, 2003

19. Recover Embezzled Funds from Embezzler's 401k

    By Chris B, September 16, 2018   

    • 401k clawback embezzled funds
    • clawback
    • (and 2 more)

      Tagged with:

      • 401k clawback embezzled funds
      • clawback
      • embezzled
      • 401k
    • 8 replies
    • 2.7k views
    • 
    • Albert F
    • September 18, 2018

20. Recovering Fees and Commissions For Your Participants

    By Guest Charles Friday, May 24, 1999
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • May 24, 1999

21. recovery of "re-pricing" investment losses - how to allocate?

    By t.haley, July 3, 2014
    • 1 reply
    • 1.1k views
    • 
    • chc93
    • July 4, 2014

22. Recrediting previous forfeited amounts.

    By Guest BAM, November 22, 1999
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • November 22, 1999

23. Recruiter Needed for TPA Position

    By Guest RetPlns1160, May 2, 2014   

    • TPA
    • 0 replies
    • 1.1k views
    • 
    • Guest
    • May 2, 2014

24. Rectifying Overlooked 2-Year's Service Requirement

    By Guest halka, February 13, 2004
    • 0 replies
    • 940 views
    • 
    • Guest
    • February 13, 2004

25. Recurring Contributions for 401(k) Plan

    By Guest lizannc, December 1, 2014
    • 1 reply
    • 1.1k views
    • 
    • John Feldt ERPA CPC QPA
    • December 1, 2014

26. Redemption Fees

    By Guest cgodfrey, April 27, 2005
    • 4 replies
    • 1.8k views
    • 
    • Bird
    • April 28, 2005

27. Redemption Fees - Taxable Amount?

    By Guest jvajj, January 16, 2004
    • 2 replies
    • 1.5k views
    • 
    • Brian Gallagher
    • January 16, 2004

28. Redemption fees for 401(k) plans similar to retail fees

    By Guest murad_s_shah, January 15, 2004
    • 6 replies
    • 1.3k views
    • 
    • Guest
    • January 20, 2004

29. Redeposit of a distribution done in error

    By Guest pnnenno, April 15, 1999
    • 3 replies
    • 2.1k views
    • 
    • Fredman
    • April 20, 1999

30. reduce compensation to offset match

    By WCC, May 15, 2018
    • 8 replies
    • 1.9k views
    • 
    • Luke Bailey
    • May 16, 2018

31. Reduce EACA percentage effective January 1

    By WCC, April 27, 2020
    • 6 replies
    • 1k views
    • 
    • BG5150
    • April 29, 2020

32. Reduce or Stop Salary Deferral

    By §#$%!, September 30, 2008
    • 5 replies
    • 1.9k views
    • 
    • Guest
    • October 1, 2008

33. Reduce Safe Harbor Match from 6% to 4%

    By Guest TimS, June 11, 2009
    • 3 replies
    • 1.2k views
    • 
    • Guest
    • June 12, 2009

34. Reduce self-employment earnings by 179 expense?

    By MR, January 31, 2003
    • 6 replies
    • 23.5k views
    • 
    • jane123
    • September 24, 2003

35. Reduced compensation

    By Guest cynthiar, January 29, 2004
    • 3 replies
    • 1.2k views
    • 
    • Guest
    • January 29, 2004

36. Reduced elective deferral limit for a subset of HCEs

    By buckaroo, July 29, 2014
    • 2 replies
    • 948 views
    • 
    • MWeddell
    • July 30, 2014

37. Reduced QNEC when an election form is misplaced?

    By Jim Chad, January 22, 2018
    • 2 replies
    • 740 views
    • 
    • Jim Chad
    • January 22, 2018

38. Reducing 401 (k) Deferral Limit Mid-Year

    By 12AX7, April 9, 2009
    • 2 replies
    • 1.4k views
    • 
    • 12AX7
    • April 9, 2009

39. Reducing a Safe Harbor Nonelective mid year

    By cbendertpa23, July 24, 2015   

    • Safe Harbor
    • reduce
    • (and 3 more)

      Tagged with:

      • Safe Harbor
      • reduce
      • non-elective
      • 3%
      • mid-year
    • 3 replies
    • 1.5k views
    • 
    • austin3515
    • July 25, 2015

40. REDUCING DEFERRAL PERCENTAGE TO PASS ADP

    By Tom Poje, November 2, 1998
    • 4 replies
    • 2.1k views
    • 
    • Guest
    • November 11, 1998

41. Reducing employer match formula at midyear?

    By Guest pmetallic, May 5, 2004
    • 1 reply
    • 1.1k views
    • 
    • KJohnson
    • May 5, 2004

42. reducing involuntary cash out - pros & cons

    By Guest maac3, February 2, 2005
    • 9 replies
    • 2k views
    • 
    • Kirk Maldonado
    • February 9, 2005

43. Reducing Safe Harbor Match

    By Guest Twinky, March 20, 2007
    • 3 replies
    • 1.5k views
    • 
    • Guest
    • March 21, 2007

44. Reduction of cross tested percentage to NHCEs from 7% to 3%, but 5% has already been deposited into Participant accounts. Can cash be removed?

    By Guest ChopperPilot, March 10, 2005
    • 3 replies
    • 1.2k views
    • 
    • Bird
    • March 11, 2005

45. Reference Book? IRC?

    By justanotheradmin, March 14, 2016
    • 7 replies
    • 955 views
    • 
    • justanotheradmin
    • March 15, 2016

46. Reference guides for TPAs on the annual cycle?

    By SensibleUsername, September 28, 2025
    • 4 replies
    • 1.1k views
    • 
    • Peter Gulia
    • September 30, 2025

47. Referral Fee Paid by New Trustee

    By Brian Haynes, February 22, 2011
    • 13 replies
    • 3k views
    • 
    • Kevin C
    • February 23, 2011

48. Referral to third party administrator for Individual 401K

    By MFouz, January 7, 2022
    • 13 replies
    • 3.5k views
    • 
    • Catch22PGM
    • February 1, 2022

49. Refinancing a loan in default

    By Guest lforesz, March 26, 2003
    • 2 replies
    • 2k views
    • 
    • Kirk Maldonado
    • March 26, 2003

50. Refinancing loan for primary residence

    By Brian Gallagher, September 10, 2004
    • 4 replies
    • 2.4k views
    • 
    • chris
    • September 15, 2004