401(k) Plans

19,319 topics in this forum

1. 404c / Fiduciary liability if initial enrollment investment choices are limited to pre-allocated portfolios

   By Guest kpneward, March 4, 2004
   • 0 replies
   • 1k views
   • 
   • Guest
   • March 4, 2004

2. 404c on 5500?

   By Guest jhilliard, July 16, 2003
   • 3 replies
   • 1.7k views
   • 
   • Guest
   • July 17, 2003

3. 404c Protection

   By khn, October 10, 2013
   • 3 replies
   • 1.3k views
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   • GMK
   • October 10, 2013

4. 408(b)(2) and PEOs

   By Christine Roberts, June 24, 2012
   • 0 replies
   • 1.1k views
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   • Christine Roberts
   • June 24, 2012

5. 408(b)(2) and the plan sponsor

   By CLE401kGuy, June 17, 2012
   • 6 replies
   • 1.4k views
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   • GMK
   • June 19, 2012

6. 408(b)(2) Disclosure Requirement - Pooled Fund

   By metsfan026, May 24, 2023
   • 4 replies
   • 624 views
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   • Paul I
   • May 25, 2023

7. 408(b)(2) Fee Disclosure

   By rcline46, January 4, 2013
   • 2 replies
   • 1.3k views
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   • Guest
   • January 6, 2013

8. 408(b)(2) notice questions

   By Pammie57, April 24, 2024
   • 1 reply
   • 785 views
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   • Paul I
   • April 24, 2024

9. 408(b)(2) regulation

   By KevinMc, June 24, 2012
   • 2 replies
   • 948 views
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   • KevinMc
   • June 25, 2012

10. 408(p) and 402(g)

    By Guest HNT, September 29, 2005
    • 1 reply
    • 1.3k views
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    • R. Butler
    • September 29, 2005

11. 408b disclosure on Brokerage accounts

    By Jim Chad, April 23, 2012
    • 2 replies
    • 1.1k views
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    • Bird
    • April 26, 2012

12. 408b2 Disclosures 1 2

    By austin3515, June 7, 2012
    • 65 replies
    • 10.8k views
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    • Bird
    • July 19, 2012

13. 409A

    By Belgarath, January 9, 2020
    • 8 replies
    • 2.4k views
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    • Luke Bailey
    • February 25, 2020

14. 409a payments

    By Mike318, October 22, 2018
    • 4 replies
    • 1.2k views
    • 
    • Luke Bailey
    • October 23, 2018

15. 40k to MEP

    By Earl, March 15, 2016
    • 7 replies
    • 1.3k views
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    • Earl
    • March 16, 2016

16. 41(b) failed coverage

    By Guest Pension Girl, March 11, 2010
    • 7 replies
    • 1.2k views
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    • Guest
    • June 23, 2010

17. 410 b test failure options for average benefits?

    By Traci, June 18, 2025
    • 3 replies
    • 843 views
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    • rocknrolls2
    • June 19, 2025

18. 410 coverage of two plans together--two different plan years

    By Brian Gallagher, April 27, 2004
    • 6 replies
    • 1.5k views
    • 
    • Blinky the 3-eyed Fish
    • April 28, 2004

19. 410(b)

    By Guest NFried, September 19, 2001
    • 0 replies
    • 1.4k views
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    • Guest
    • September 19, 2001

20. 410(b) "Free Ride"

    By Guest jdeets, November 20, 1998
    • 3 replies
    • 1.9k views
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    • Wessex
    • November 23, 1998

21. 410(b) coverage during partial termination

    By Pension Panda, December 7, 2007
    • 9 replies
    • 1.7k views
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    • ak2ary
    • December 18, 2007

22. 410(b) coverage testing for SLOBS

    By Guest Thornton, September 17, 2013
    • 2 replies
    • 1.5k views
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    • DMcGovern
    • September 17, 2013

23. 410(b) Coverage Testing Issue w/ Safe harbor Allocation vs. Top Heavy Minimums

    By Guest RDS METRO, March 25, 2004
    • 3 replies
    • 1.6k views
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    • Tom Poje
    • March 25, 2004

24. 410(b) during spin off year

    By Guest robin s vatalaro, October 8, 1998
    • 2 replies
    • 4.1k views
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    • Ervin Barham
    • October 8, 1998

25. 410(b) Excludable Employees

    By Guest yahoo, May 17, 1999
    • 4 replies
    • 2.4k views
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    • MWeddell
    • May 19, 1999

26. 410(b) Failsafe

    By Lori Foresz, July 20, 2005
    • 7 replies
    • 3.9k views
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    • kgr12
    • September 12, 2013

27. 410(b) failure in controlled group setting

    By AndyH, September 18, 2003
    • 12 replies
    • 3.4k views
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    • AndyH
    • September 19, 2003

28. 410(b) Issue for 401(k) Plan

    By Guest emcelroy, July 23, 2009
    • 2 replies
    • 1.2k views
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    • Guest
    • July 24, 2009

29. 410(b) minimum coverage failure - how to retroactively amend if the pl

    By Guest Phil L, October 6, 1999
    • 3 replies
    • 3.9k views
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    • Guest
    • October 7, 1999

30. 410(b) OR 401(a)(4)?

    By Guest gkaley, May 22, 2001
    • 2 replies
    • 1.9k views
    • 
    • Guest
    • May 22, 2001

31. 410(b) question

    By Kevin C, June 12, 2009
    • 17 replies
    • 4.5k views
    • 
    • Guest
    • June 17, 2009

32. 410(b) question

    By bzorc, November 22, 2016
    • 1 reply
    • 630 views
    • 
    • Lou S.
    • November 22, 2016

33. 410(b) test for match contributions

    By Santo Gold, January 12, 2007
    • 2 replies
    • 1.5k views
    • 
    • BG5150
    • January 19, 2007

34. 410(b) testing - Top Heavy min only participants

    By justanotheradmin, July 16, 2024
    • 5 replies
    • 929 views
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    • Lou S.
    • July 17, 2024

35. 410(b) testing of 403(b) and 401(k) plans of related entities

    By Guest Paula G, October 31, 2008
    • 1 reply
    • 1.8k views
    • 
    • Guest
    • October 31, 2008

36. 410(b) testing with a quarterly last day requirement

    By Guest ticket, December 28, 1998
    • 0 replies
    • 1.5k views
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    • Guest
    • December 28, 1998

37. 410(b) Testing with Control Group

    By Rose, October 22, 2025
    • 1 reply
    • 603 views
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    • C. B. Zeller
    • October 22, 2025

38. 410(b) transition rule and ADP testing

    By Guest LMalone, June 14, 2001
    • 5 replies
    • 9.3k views
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    • Bob R
    • June 19, 2001

39. 410(b) violation - how to best correct

    By Guest Marjorie Rogers, May 1, 1999
    • 1 reply
    • 1.7k views
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    • Guest
    • May 8, 1999

40. 410(b)-6f Failure

    By Guest PORTE, January 15, 2002
    • 3 replies
    • 1.7k views
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    • Richard Anderson
    • January 16, 2002

41. 410(b)(6)

    By R. Butler, April 13, 2015
    • 2 replies
    • 1.4k views
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    • shERPA
    • April 13, 2015

42. 410(b)(6)(C) - the meaning of "significantly changed"?

    By Guest lawdawg, February 16, 2001
    • 4 replies
    • 6.4k views
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    • Guest
    • February 20, 2001

43. 410(b)(6)(c) Transition

    By Young Curmudgeon, July 3, 2012
    • 1 reply
    • 1.2k views
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    • ETA Consulting LLC
    • July 3, 2012

44. 410(b)(6)(C) transition period

    By Guest usafa89, October 15, 2010
    • 0 replies
    • 2.5k views
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    • Guest
    • October 15, 2010

45. 410(b)(6)(C) transition relief

    By cpc0506, March 21, 2021
    • 3 replies
    • 1.1k views
    • 
    • Alonzo Church
    • March 22, 2021

46. 410(b)(6)(C) Transition Rules

    By R. Butler, March 4, 2003
    • 4 replies
    • 3.5k views
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    • R. Butler
    • March 7, 2003

47. 410b

    By TH 401k, January 16, 2025
    • 1 reply
    • 608 views
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    • Bri
    • January 16, 2025

48. 410b coverage testing when plan is amended

    By AKconsult, September 28, 2012
    • 0 replies
    • 1.1k views
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    • AKconsult
    • September 28, 2012

49. 410b failsafe - opinion on "greatest amount of service"

    By mattmc82, March 1, 2021
    • 5 replies
    • 1.4k views
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    • Luke Bailey
    • March 3, 2021

50. 410b issue in a controlled group?

    By AlbanyConsultant, February 16, 2013
    • 8 replies
    • 1.8k views
    • 
    • Mike Preston
    • February 19, 2013