401(k) Plans

19,319 topics in this forum

1. Top Heavy Aggregation

   By legort69, March 2, 2007
   • 0 replies
   • 885 views
   • 
   • legort69
   • March 2, 2007

2. Final 5500 for terminated large plan

   By Pammie57, April 5, 2022
   • 5 replies
   • 885 views
   • 
   • CuseFan
   • April 6, 2022

3. Safe Harbor 415 Comp - Sub S Insurance

   By Guest DB&T, January 29, 2007
   • 0 replies
   • 884 views
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   • Guest
   • January 29, 2007

4. Distributions to Estate

   By ERISA25, September 1, 2014
   • 1 reply
   • 884 views
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   • GMK
   • September 2, 2014

5. Safe Harbor matching plan

   By Belgarath, May 2, 2011
   • 1 reply
   • 884 views
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   • GMK
   • May 2, 2011

6. Help with Form 5300

   By fiona1, December 4, 2009
   • 0 replies
   • 884 views
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   • fiona1
   • December 4, 2009

7. Recommendations sought for solo 401(k) auditor

   By blguest, May 7, 2025   

   • audit
   • 401k plan
   • (and 2 more)

     Tagged with:

     • audit
     • 401k plan
     • real estate
     • qdro
   • 1 reply
   • 884 views
   • 
   • Appleby
   • May 14, 2025

8. Cornona Virus distribution

   By Lou81, April 9, 2020   

   • cares act
   • 4 replies
   • 884 views
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   • Luke Bailey
   • May 18, 2020

9. Hours requirement... got me thinking

   By Basically, September 5, 2024
   • 5 replies
   • 884 views
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   • Basically
   • September 5, 2024

10. Participant Fee Disclosures

    By austin3515, June 16, 2011
    • 1 reply
    • 884 views
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    • austin3515
    • June 16, 2011

11. Loans from 401(k) Were for More Than 50% of Vested Balance; How to Fix?

    By MikeB, July 30, 2025
    • 2 replies
    • 884 views
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    • Peter Gulia
    • July 31, 2025

12. Control Group Question

    By Alex Daisy, May 11, 2015
    • 1 reply
    • 884 views
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    • Tom Poje
    • May 11, 2015

13. Compensation for HCE determination

    By justatester, February 6, 2025
    • 2 replies
    • 884 views
    • 
    • Artie M
    • February 10, 2025

14. Refund of excess commissions paid

    By pensionlife, May 19, 2015   

    • commission error
    • 1 reply
    • 884 views
    • 
    • QDROphile
    • May 19, 2015

15. How long must plan sponsor keep unforeseeable emergency distribution documentation?

    By dv13, October 12, 2018
    • 3 replies
    • 884 views
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    • Mike Preston
    • October 16, 2018

16. 1099r's for 2006

    By jkdoll2, December 30, 2009
    • 1 reply
    • 884 views
    • 
    • oriecat
    • December 31, 2009

17. Group Term Life

    By Dazednconfused, October 13, 2021
    • 1 reply
    • 883 views
    • 
    • CuseFan
    • October 13, 2021

18. Inclusion of participant prior to entry date.

    By Lori H, February 10, 2015
    • 4 replies
    • 883 views
    • 
    • Lori H
    • February 11, 2015

19. Another Asset Sale Question

    By thepensionmaven, September 28, 2019
    • 4 replies
    • 883 views
    • 
    • Lou S.
    • October 1, 2019

20. A Poll: VCP Timing and Results?

    By casey72, June 4, 2025
    • 1 reply
    • 883 views
    • 
    • EBP
    • June 5, 2025

21. loan fee

    By EBDI, March 5, 2012
    • 1 reply
    • 883 views
    • 
    • ETA Consulting LLC
    • March 6, 2012

22. Simple RMD Question

    By newplananalyst, February 6, 2015
    • 2 replies
    • 882 views
    • 
    • My 2 cents
    • February 11, 2015

23. transfer fees for platform change

    By pmacduff, December 15, 2023
    • 2 replies
    • 882 views
    • 
    • CuseFan
    • December 15, 2023

24. Roth Deferrals - Non-qualified Distribution Earning below $200

    By AdKu, October 24, 2017
    • 5 replies
    • 882 views
    • 
    • AdKu
    • October 26, 2017

25. One negative Schedule C... possibly outweighed by the owner's other compensation?

    By AlbanyConsultant, August 31, 2021
    • 3 replies
    • 882 views
    • 
    • CuseFan
    • August 31, 2021

26. Match Formula

    By Logan401, May 4, 2012
    • 1 reply
    • 882 views
    • 
    • ETA Consulting LLC
    • May 4, 2012

27. Reclassifying safe harbor match contributions?

    By Mleech, July 29, 2025   

    • safe harbor
    • 1 reply
    • 882 views
    • 
    • WCC
    • July 29, 2025

28. Adding Union Employees to the 401(k) Plan - Audit issue

    By HarleyBabe, April 7, 2022
    • 3 replies
    • 882 views
    • 
    • Bill Presson
    • April 8, 2022

29. Question on safe harbor plans

    By tron, March 13, 2020
    • 1 reply
    • 881 views
    • 
    • C. B. Zeller
    • March 13, 2020

30. Management group

    By R. Butler, August 13, 2014
    • 2 replies
    • 881 views
    • 
    • Kevin C
    • August 13, 2014

31. 401(k) deferral not started by employer

    By mlp0816, January 21, 2015
    • 2 replies
    • 881 views
    • 
    • austin3515
    • January 22, 2015

32. ESOP Questions

    By Guest DougT, December 30, 2010
    • 0 replies
    • 881 views
    • 
    • Guest
    • December 30, 2010

33. US Wages Paid for Ee Working in foreign country

    By austin3515, May 8, 2014
    • 1 reply
    • 881 views
    • 
    • masteff
    • May 9, 2014

34. not safe harbor automatic deferral

    By Jim Chad, May 22, 2011
    • 0 replies
    • 880 views
    • 
    • Jim Chad
    • May 22, 2011

35. Prior year testing and missed employee

    By cpc0506, November 12, 2015
    • 0 replies
    • 880 views
    • 
    • cpc0506
    • November 12, 2015

36. counterproductive

    By thepensionmaven, April 9, 2020
    • 10 replies
    • 880 views
    • 
    • ratherbereading
    • April 9, 2020

37. CARES Act & Money Purchase Plans

    By Stash026, April 13, 2020
    • 1 reply
    • 880 views
    • 
    • duckthing
    • April 13, 2020

38. Adding 401(k) component to 2-year eligibility PS Plan

    By SMB, January 12, 2010
    • 1 reply
    • 880 views
    • 
    • Guest
    • January 12, 2010

39. Hiring a 401(k) administrator

    By Guest Ronnie P, June 4, 2014
    • 3 replies
    • 880 views
    • 
    • austin3515
    • June 5, 2014

40. Improper exclusion from Plan: Catch-up Missed Oppty question

    By ERISA25, June 8, 2010
    • 0 replies
    • 880 views
    • 
    • ERISA25
    • June 8, 2010

41. Residence changed to rental and has 20 year loan

    By Jim Chad, January 19, 2012
    • 2 replies
    • 880 views
    • 
    • masteff
    • January 21, 2012

42. multi-employer with multiple pension plans -SSA reporting

    By MMMBENE2000, December 15, 2011
    • 0 replies
    • 880 views
    • 
    • MMMBENE2000
    • December 15, 2011

43. Amend plan to exclude employee group covered by the plan in the past - so excluded prospectively

    By Tom, August 4, 2021
    • 2 replies
    • 880 views
    • 
    • Tom
    • August 19, 2021

44. 401k elections with k-1

    By mehmgo, March 15, 2012
    • 1 reply
    • 879 views
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    • QDROphile
    • March 15, 2012

45. SIMPLE IRA and controlled Group

    By 52626, February 12, 2014
    • 0 replies
    • 879 views
    • 
    • 52626
    • February 12, 2014

46. ADP Refunds for Partners

    By bzorc, April 9, 2019
    • 3 replies
    • 879 views
    • 
    • Luke Bailey
    • April 10, 2019

47. Sponsoring a SEP and 401(k)

    By austin3515, July 18, 2014
    • 1 reply
    • 879 views
    • 
    • ETA Consulting LLC
    • July 18, 2014

48. Available investments in 401(k)

    By maryflemingphr@yahoo.com, September 9, 2021
    • 6 replies
    • 879 views
    • 
    • BG5150
    • September 13, 2021

49. Separate Plans Maintained by Members of a Controlled Group

    By Christopher Wilson, December 2, 2019
    • 2 replies
    • 879 views
    • 
    • C. B. Zeller
    • December 3, 2019

50. Mid Year Amendments to Non Safe Harbor Plan

    By Susan S., April 25, 2023
    • 1 reply
    • 879 views
    • 
    • C. B. Zeller
    • April 25, 2023