401(k) Plans

19,319 topics in this forum

1. 4979 Excise Tax

   By ERISA11, September 6, 2017   

   • 4979
   • excise
   • (and 1 more)

     Tagged with:

     • 4979
     • excise
     • excess contributions
   • 2 replies
   • 1.1k views
   • 
   • ERISA11
   • September 7, 2017

2. 4K Safe Harbor Match Plan Termination

   By mschwechter, October 20, 2004
   • 4 replies
   • 1.5k views
   • 
   • mschwechter
   • October 21, 2004

3. 4k/ESOP Top Heavy aggregation

   By Guest dannyoc13, February 20, 2007
   • 3 replies
   • 3k views
   • 
   • John Feldt ERPA CPC QPA
   • February 20, 2007

4. 5 partners in LLC

   By thepensionmaven, March 13, 2023
   • 5 replies
   • 844 views
   • 
   • Paul I
   • March 15, 2023

5. 5 Year Moratorium on Contributions for Keys

   By Guest PensionNW, March 12, 2003
   • 6 replies
   • 1.1k views
   • 
   • Mike Preston
   • March 12, 2003

6. 5 Year Rule or 10 Year Rule - Maximum Period Within Tax Qualified Plan - Non-Spouse Beneficiaries

   By BenefitJack, June 30, 2021
   • 2 replies
   • 611 views
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   • BenefitJack
   • July 1, 2021

7. 5-Year Rule on Roth, Beneficiary distributions

   By 401king, December 7, 2022
   • 2 replies
   • 767 views
   • 
   • Luke Bailey
   • December 20, 2022

8. 5/1-4/30 plan year with 7/1 & 1/1 entry dates

   By R. Butler, April 29, 2003
   • 10 replies
   • 1.6k views
   • 
   • Tom Poje
   • May 1, 2003

9. 5% Owner

   By cammy9, January 14, 2016
   • 6 replies
   • 1.9k views
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   • Mike Preston
   • January 15, 2016

10. 5% Owner -HCE status-ADP test

    By Pammie57, January 13, 2016
    • 2 replies
    • 1.3k views
    • 
    • Lou S.
    • January 13, 2016

11. 5% Owner Definition - Key Employee

    By MarZDoates, August 30, 2004
    • 2 replies
    • 2.6k views
    • 
    • MarZDoates
    • August 30, 2004

12. 5% Owner over 701/2

    By Guest mb4_98, August 7, 2004
    • 1 reply
    • 1.3k views
    • 
    • g8r
    • August 7, 2004

13. 5% reportable transaction

    By wsp, September 20, 2006
    • 5 replies
    • 6.3k views
    • 
    • wsp
    • September 22, 2006

14. 50% Owner lists 0 hours but compensation on census

    By jsample, March 9, 2020
    • 4 replies
    • 1.1k views
    • 
    • jsample
    • March 9, 2020

15. 50% Owner only employee with deferrals.

    By Guest Donna Henderson, December 27, 2000
    • 2 replies
    • 1.5k views
    • 
    • Guest
    • December 28, 2000

16. 50+ catch-up questions

    By Guest devonlucy, July 14, 2005
    • 2 replies
    • 1.4k views
    • 
    • Bird
    • July 15, 2005

17. 501(c)(3)

    By Safeharbor29, July 31, 2015
    • 2 replies
    • 946 views
    • 
    • mbozek
    • July 31, 2015

18. 501(c)(3) adopt a 401(k) Plan?

    By Guest Bob Lees, September 25, 2000
    • 1 reply
    • 1.9k views
    • 
    • Guest
    • September 25, 2000

19. 501(c)(6) Organizations

    By DTH, March 29, 2007
    • 2 replies
    • 2.3k views
    • 
    • J Simmons
    • March 29, 2007

20. 501(c)(6) tax exempt organization

    By Guest km6719, February 14, 2003
    • 1 reply
    • 1.3k views
    • 
    • jaemmons
    • February 14, 2003

21. 501(c)3 and LLC

    By Guest hpaine, February 12, 2003
    • 11 replies
    • 3.7k views
    • 
    • E as in ERISA
    • February 14, 2003

22. 501(c)3 Plan

    By Guest lgm, April 18, 2006
    • 1 reply
    • 1.5k views
    • 
    • Guest
    • April 19, 2006

23. 501(c)7 Social Club

    By Guest Bizitchie, March 12, 2008
    • 4 replies
    • 3.2k views
    • 
    • jpod
    • March 12, 2008

24. 501c3 / 401k Plan

    By austin3515, January 4, 2015
    • 5 replies
    • 1.6k views
    • 
    • austin3515
    • January 5, 2015

25. 52-53 week year

    By Guest Diane DuFresne, October 9, 2001
    • 2 replies
    • 1.5k views
    • 
    • david rigby
    • October 10, 2001

26. 5300

    By Guest sidalee1, January 27, 2011
    • 1 reply
    • 1.1k views
    • 
    • Guest
    • January 27, 2011

27. 5305-SEP IRA and solo401k

    By jjface, March 25, 2015
    • 13 replies
    • 5.3k views
    • 
    • Bird
    • March 27, 2015

28. 5305-SEP to one-participant 401k with "mega backdoor roth"

    By wqpziy, February 8, 2020
    • 1 reply
    • 826 views
    • 
    • Bird
    • February 10, 2020

29. 5307 question

    By Guest PMiller, December 27, 2003
    • 1 reply
    • 1.1k views
    • 
    • Guest
    • December 31, 2003

30. 5310-A Question

    By Guest Phil L., April 25, 2001
    • 0 replies
    • 1.9k views
    • 
    • Guest
    • April 25, 2001

31. 5330 - 402g Limit

    By CJS07, September 23, 2008
    • 1 reply
    • 2.3k views
    • 
    • Lou S.
    • September 23, 2008

32. 5330 line 3b

    By Lou81, September 5, 2019
    • 3 replies
    • 946 views
    • 
    • Below Ground
    • September 9, 2019

33. 5330 Paid Preparer

    By Blinky the 3-eyed Fish, April 15, 2008
    • 1 reply
    • 1.3k views
    • 
    • masteff
    • April 15, 2008

34. 5330 PROCEDURES

    By JKW, July 12, 2010
    • 0 replies
    • 1k views
    • 
    • JKW
    • July 12, 2010

35. 5330 related for lost earnings on late 401k deferral deposit

    By Jakyasar, July 13, 2021
    • 11 replies
    • 1.2k views
    • 
    • Bob the Swimmer
    • July 14, 2021

36. 5330 related for lost earnings on late 401k deferral deposit - is there a minimum?

    By Jakyasar, July 28, 2021
    • 4 replies
    • 1.3k views
    • 
    • D Lewis
    • August 4, 2021

37. 5330, Sch. G

    By BFree, July 12, 2002
    • 0 replies
    • 1.3k views
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    • BFree
    • July 12, 2002

38. 5330's and Late 401(k) Contributions

    By Guest erisafried, April 10, 2001
    • 7 replies
    • 2.9k views
    • 
    • Guest
    • April 12, 2001

39. 5500 and document question on spinoff restatement

    By mattmc82, July 17, 2020
    • 5 replies
    • 1.8k views
    • 
    • Luke Bailey
    • July 20, 2020

40. 5500 and late deposits

    By JKW, October 4, 2011
    • 0 replies
    • 1k views
    • 
    • JKW
    • October 4, 2011

41. 5500 Assistance - Failed to Submit Contributions

    By Gadgetfreak, September 22, 2010
    • 3 replies
    • 1.1k views
    • 
    • Bird
    • September 23, 2010

42. 5500 AUDIT REPORT

    By Guest JB2, February 1, 1999
    • 1 reply
    • 2.4k views
    • 
    • Guest
    • February 1, 1999

43. 5500 audit report--short year exception

    By Guest m thom, December 3, 1999
    • 2 replies
    • 2.3k views
    • 
    • Kirk Maldonado
    • December 9, 1999

44. 5500 audit requirement

    By Tom, August 26, 2024
    • 1 reply
    • 516 views
    • 
    • Bruce1
    • August 26, 2024

45. 5500 audit requirement first year

    By Tom, October 3, 2025
    • 9 replies
    • 998 views
    • 
    • ESOP Guy
    • October 6, 2025

46. 5500 Automatic Extension

    By Tom, October 13, 2023
    • 2 replies
    • 590 views
    • 
    • Lou S.
    • October 13, 2023

47. 5500 Compliance Questions for Terminated Plan

    By A.C., April 10, 2024
    • 1 reply
    • 564 views
    • 
    • C. B. Zeller
    • April 10, 2024

48. 5500 COunt - Term with zero beg balance

    By TinaW, October 6, 2023
    • 4 replies
    • 1.2k views
    • 
    • bzorc
    • October 10, 2023

49. 5500 COUNT ON FORM 5500

    By ratherbereading, June 15, 2016   

    • Form 5500; participant count
    • 2 replies
    • 2.7k views
    • 
    • Tom Poje
    • June 15, 2016

50. 5500 Data Required for 401(k) and Pension Plans - are HCE and Key EEs lists requested

    By Scott A. Davis, September 15, 2021
    • 5 replies
    • 786 views
    • 
    • Scott A. Davis
    • September 17, 2021