401(k) Plans

19,321 topics in this forum

1. Plan Document - updated for TRA'86

   By Guest AP, March 7, 1999
   • 1 reply
   • 2.1k views
   • 
   • Ervin Barham
   • March 8, 1999

2. Top Heavy Contributions for Hardship Withdrawal Employees

   By Guest Mark Manning, August 17, 1999
   • 1 reply
   • 1.5k views
   • 
   • LCARUSI
   • August 17, 1999

3. Discretionary Matches and ACP Test Safe Harbor

   By davef, December 7, 1999
   • 1 reply
   • 1.5k views
   • 
   • Guest
   • December 7, 1999

4. Secure 2.0 tax credits for safe harbor 401(K)

   By Newyorksba, August 2, 2024
   • 1 reply
   • 676 views
   • 
   • Peter Gulia
   • August 4, 2024

5. Waiver of interest and/or penalties for an amended return due to a fai

   By Guest whistler, September 9, 2001
   • 1 reply
   • 1.4k views
   • 
   • Brenda Wren
   • September 9, 2001

6. transfering $ from 401 plan to charitable organization

   By Guest AHollister, October 24, 2001
   • 1 reply
   • 1.5k views
   • 
   • Guest
   • October 24, 2001

7. percentage/performance fee based services for ERISA funds

   By fidu, February 1, 2002
   • 1 reply
   • 2k views
   • 
   • KJohnson
   • February 1, 2002

8. top heavy 401k plan

   By Guest ehayes, April 24, 2002
   • 1 reply
   • 1.7k views
   • 
   • Blinky the 3-eyed Fish
   • April 24, 2002

9. Testing - Highly Compensated and Top Heavy

   By Guest jstout2507, October 4, 2002
   • 1 reply
   • 1.9k views
   • 
   • Archimage
   • October 4, 2002

10. Top Heavy question regarding a "Former" Key EE

    By Guest KD40, February 6, 2003
    • 1 reply
    • 1.3k views
    • 
    • Blinky the 3-eyed Fish
    • February 7, 2003

11. Proxy Voting in Blackout

    By Guest TaraD, April 1, 2003
    • 1 reply
    • 1.3k views
    • 
    • four01kman
    • April 1, 2003

12. ER deductions

    By Guest sritts, May 30, 2003
    • 1 reply
    • 1.1k views
    • 
    • ErisaGeek
    • June 2, 2003

13. Excluding class of employees

    By Brian Gallagher, July 31, 2003
    • 1 reply
    • 1.3k views
    • 
    • ccassetty
    • August 1, 2003

14. self employment income & 401(k)

    By eilano, September 13, 2006
    • 1 reply
    • 1.5k views
    • 
    • Jim Chad
    • September 14, 2006

15. U.S. Virgin Islands

    By Guest IRISH79, April 10, 2007
    • 1 reply
    • 5.5k views
    • 
    • masteff
    • April 13, 2007

16. 401k electively deferring nonqualified deferred comp payment

    By J Simmons, August 6, 2008
    • 1 reply
    • 1.6k views
    • 
    • Guest
    • August 6, 2008

17. Safe Harbor and Changing Compensation

    By Randy Watson, December 15, 2008
    • 1 reply
    • 1.2k views
    • 
    • Kevin C
    • December 15, 2008

18. 401(a)(17) Limit

    By Guest Gumby, January 27, 2010
    • 1 reply
    • 1k views
    • 
    • BG5150
    • January 27, 2010

19. Otherwise Excludible HCEs?

    By Guest beppie_stark, February 25, 2010
    • 1 reply
    • 938 views
    • 
    • Tom Poje
    • February 25, 2010

20. After-tax Contributions

    By Nassau, September 14, 2010
    • 1 reply
    • 1.1k views
    • 
    • masteff
    • September 14, 2010

21. 5500 for MEPs

    By 30Rock, September 2, 2011
    • 1 reply
    • 1.2k views
    • 
    • ETA Consulting LLC
    • September 2, 2011

22. Safe Harbor ER Contribution

    By justatester, November 10, 2011
    • 1 reply
    • 1.6k views
    • 
    • 401king
    • November 10, 2011

23. Top Heavy

    By cdavis25, March 12, 2012
    • 1 reply
    • 1.3k views
    • 
    • shERPA
    • May 7, 2014

24. Hurrican Sandy Hardship Withdrawal

    By Gruegen, November 21, 2012
    • 1 reply
    • 1.2k views
    • 
    • Bird
    • November 21, 2012

25. 404(a)(5) Disclosure - Pooled & Individual Accounts

    By 401(k)athryn, June 29, 2018
    • 1 reply
    • 1.9k views
    • 
    • RatherBeGolfing
    • June 29, 2018

26. ADP Refund After $$ rolled out of plan

    By ratherbereading, May 20, 2019   

    • hce adp refund
    • 1 reply
    • 1.4k views
    • 
    • C. B. Zeller
    • May 20, 2019

27. Custom and volume sumitter documents

    By Guest AP, March 7, 1999
    • 1 reply
    • 1.7k views
    • 
    • Ervin Barham
    • March 8, 1999

28. Considering changes in the investment options of our 404(c) compliant

    By Guest Kennedy, August 4, 1999
    • 1 reply
    • 1.4k views
    • 
    • Jon Chambers
    • August 18, 1999

29. Automatic Enrollment Opt-Out

    By John K, December 4, 2024
    • 1 reply
    • 641 views
    • 
    • Gina Alsdorf
    • December 4, 2024

30. Post yr end Bonus deferral and 3% safe Harbor

    By Guest Ed Walker, February 1, 2002
    • 1 reply
    • 1.6k views
    • 
    • chris
    • February 2, 2002

31. Forfeitures

    By Guest rnarum, February 19, 2002
    • 1 reply
    • 1.6k views
    • 
    • Guest
    • February 19, 2002

32. Deduction for Employer Match when fiscal year does not match plan year

    By MarZDoates, December 19, 2002
    • 1 reply
    • 1.7k views
    • 
    • E as in ERISA
    • December 19, 2002

33. New DOL Fee Disclosure Rules

    By Ron Snyder, January 15, 2008
    • 1 reply
    • 1.2k views
    • 
    • four01kman
    • January 15, 2008

34. ER Match with Last Day feature

    By Alex Daisy, February 15, 2008
    • 1 reply
    • 1.1k views
    • 
    • Below Ground
    • February 15, 2008

35. Cancel a Plan Termination?

    By Guest dms9999, June 11, 2009
    • 1 reply
    • 1.2k views
    • 
    • Guest
    • June 11, 2009

36. ADP failure - too much refunded to HCEs

    By Guest Rags, September 3, 2009
    • 1 reply
    • 1.7k views
    • 
    • Tom Poje
    • September 4, 2009

37. Individual allocation groups

    By emmetttrudy, February 25, 2010
    • 1 reply
    • 1.2k views
    • 
    • Bird
    • February 25, 2010

38. Suggested Reading for Testing and Aggregation Topics

    By Guest jjq, March 5, 2011
    • 1 reply
    • 849 views
    • 
    • 12AX7
    • March 7, 2011

39. Safe Harbor- Control groups

    By Guest New401k, December 8, 2016
    • 1 reply
    • 610 views
    • 
    • ETA Consulting LLC
    • December 9, 2016

40. 402(g) Violation?

    By Joe L, September 9, 2020   

    • 401k
    • testing
    • (and 1 more)

      Tagged with:

      • 401k
      • testing
      • 402(g)
    • 1 reply
    • 677 views
    • 
    • MWeddell
    • September 9, 2020

41. Refund after Roth conversion

    By BG5150, February 12, 2021
    • 1 reply
    • 575 views
    • 
    • Bri
    • February 16, 2021

42. 401k - Employee excessively accelerating contributions (deferrals)

    By famoosemutt, February 7, 2022
    • 1 reply
    • 708 views
    • 
    • WCC
    • February 7, 2022

43. Correction or corrective distributions of excess aggregate contributio

    By John A, March 10, 2000
    • 1 reply
    • 2k views
    • 
    • Guest
    • March 13, 2000

44. Hardship Withdrawals

    By KevinMc, February 9, 2024
    • 1 reply
    • 632 views
    • 
    • Lou S.
    • February 9, 2024

45. Late transfer to participant accounts

    By Tom, May 30, 2024
    • 1 reply
    • 423 views
    • 
    • Lou S.
    • May 30, 2024

46. Terminating safe harbor plan

    By Guest Ashley, July 31, 2003
    • 1 reply
    • 1.9k views
    • 
    • ErisaGeek
    • August 1, 2003

47. H1b1 - Resident or Nonresident alien

    By k man, December 22, 2003
    • 1 reply
    • 2.3k views
    • 
    • Harwood
    • December 22, 2003

48. Short plan year and testing

    By Guest CAM223, March 10, 2005
    • 1 reply
    • 1.7k views
    • 
    • Guest
    • March 11, 2005

49. 59 1/2 Distributions

    By MBCarey, February 20, 2007
    • 1 reply
    • 1k views
    • 
    • JanetM
    • February 20, 2007

50. Safe Harbor Plan

    By MarZDoates, July 11, 2012
    • 1 reply
    • 892 views
    • 
    • ETA Consulting LLC
    • July 12, 2012