401(k) Plans

19,317 topics in this forum

1. Distribution permitted? 401(k)(10) rules and Same Desk

   By Guest RW, June 21, 2000
   • 6 replies
   • 1.8k views
   • 
   • MWeddell
   • June 28, 2000

2. Not a MEWA simply because we share common BOD members?

   By Guest Diana Prewitt, June 28, 2000
   • 1 reply
   • 1.6k views
   • 
   • pjkoehler
   • June 28, 2000

3. Can a union sponsor a 401(k) plan?

   By PMC, June 23, 2000
   • 4 replies
   • 3.9k views
   • 
   • Guest
   • June 27, 2000

4. Overpayment to terminated participant

   By Guest Thom Shumosic,CFP, April 5, 2000
   • 13 replies
   • 7k views
   • 
   • pjkoehler
   • June 23, 2000

5. "Bridge" loans on plan termination

   By JWK, June 15, 2000
   • 1 reply
   • 2.8k views
   • 
   • Guest
   • June 22, 2000

6. Double Deductibility = "flip-flop" ??

   By Guest, June 22, 2000
   • 0 replies
   • 1.4k views
   • 
   • Guest
   • June 22, 2000

7. 2 Person Non-Profit 401(k)

   By Guest Tracy H, June 15, 2000
   • 2 replies
   • 1.7k views
   • 
   • Guest
   • June 21, 2000

8. Loan as a rollover from one employer 401(k) to new er 401(k) plan

   By Guest pinsall, June 18, 2000
   • 7 replies
   • 2.7k views
   • 
   • Kirk Maldonado
   • June 21, 2000

9. Coverage test for 401(m) portion of plan

   By jkharvey, June 20, 2000
   • 1 reply
   • 2.2k views
   • 
   • Guest
   • June 21, 2000

10. Top Heavy 401k Plan

    By DP, June 14, 2000
    • 3 replies
    • 1.8k views
    • 
    • Guest
    • June 21, 2000

11. 401(K)- Need guideliness for inclusion of agency temps in company plan

    By Guest JWAGNER, June 20, 2000
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • June 20, 2000

12. Is an employer required to withhold 401(k) deferrals on income in resp

    By Guest Tara Curran, June 19, 2000
    • 1 reply
    • 1.4k views
    • 
    • Kirk Maldonado
    • June 20, 2000

13. Loss of controlled group status/timing of spin-off for prototype plan?

    By Dawn Hafner, June 15, 2000
    • 1 reply
    • 1.5k views
    • 
    • IRC401
    • June 18, 2000

14. Can a 401(k) participant buy securities on margin within his or her se

    By AndyT, June 9, 2000
    • 6 replies
    • 1.8k views
    • 
    • Jon Chambers
    • June 16, 2000

15. Getting Participants to Sign Waiver Regarding Self-Direction of 401(k)

    By Guest McElroy, June 13, 2000
    • 2 replies
    • 1.5k views
    • 
    • Kirk Maldonado
    • June 14, 2000

16. Multiple Employer Welfare Arrangements (MEWA)

    By Guest Lizzie, June 12, 2000
    • 5 replies
    • 3.3k views
    • 
    • pjkoehler
    • June 14, 2000

17. Death Benefit with loan

    By Guest CGBS, June 13, 2000
    • 4 replies
    • 1.7k views
    • 
    • Guest
    • June 14, 2000

18. Loan Fees

    By Guest Melissa Winslow, June 13, 2000
    • 2 replies
    • 2k views
    • 
    • Guest
    • June 13, 2000

19. Top Heavy Minimum Contribution

    By Guest Frank Jackson, June 12, 2000
    • 2 replies
    • 1.4k views
    • 
    • Guest
    • June 13, 2000

20. Can Plan accept rollover of funds previously distributed for QDRO?

    By Guest [Pat M], June 9, 2000
    • 3 replies
    • 1.8k views
    • 
    • Guest
    • June 9, 2000

21. Responsibility of new TPA for error by prior TPA

    By Guest W J Parks, June 8, 2000
    • 4 replies
    • 1.6k views
    • 
    • Guest
    • June 9, 2000

22. Terminated Participants charged their share of fees.

    By Guest Tim Breedlove, June 7, 2000
    • 9 replies
    • 2.6k views
    • 
    • EGB
    • June 9, 2000

23. Plan Sponsor/Trustee responsible for losses or forfeiture investments?

    By John A, June 8, 2000
    • 3 replies
    • 2.4k views
    • 
    • Guest
    • June 9, 2000

24. LLC members & loans

    By Guest pinsall, June 4, 2000
    • 6 replies
    • 1.7k views
    • 
    • Guest
    • June 8, 2000

25. same desk rule

    By k man, June 8, 2000
    • 0 replies
    • 1.4k views
    • 
    • k man
    • June 8, 2000

26. Investment Fees

    By Guest NAdministrator, June 8, 2000
    • 2 replies
    • 1.4k views
    • 
    • Jon Chambers
    • June 8, 2000

27. After-Tax Basis Recovery

    By Guest Frank Jackson, June 5, 2000
    • 1 reply
    • 1.8k views
    • 
    • MWeddell
    • June 8, 2000

28. Combining employee elective deferrals and company match contributions

    By Guest David_R, June 6, 2000
    • 3 replies
    • 2.4k views
    • 
    • Guest
    • June 7, 2000

29. penaly tax for late 401K deposits

    By Guest ANITAO, June 6, 2000
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • June 6, 2000

30. Where do I file an ERISA complaint?

    By Guest rachel miller, June 5, 2000
    • 2 replies
    • 2.9k views
    • 
    • pjkoehler
    • June 6, 2000

31. 404(c) statement to particpants

    By Guest cculhane, December 21, 1999
    • 8 replies
    • 2.9k views
    • 
    • Kirk Maldonado
    • June 5, 2000

32. Personal Brokerage Accounts in 401(k) Plans

    By Guest MPretlow, May 8, 2000
    • 25 replies
    • 5.3k views
    • 
    • Jon Chambers
    • June 5, 2000

33. ADP Refund

    By Guest Melissa Winslow, May 22, 2000
    • 3 replies
    • 2.3k views
    • 
    • Richard Anderson
    • June 3, 2000

34. Bottom Up QNECS

    By Guest Jeff Kropp, May 15, 2000
    • 1 reply
    • 1.9k views
    • 
    • Richard Anderson
    • June 3, 2000

35. SIMPLE 401(k) plan - two HCEs have exceeded the 415 limits - deferrals

    By Guest Sara H, May 30, 2000
    • 2 replies
    • 1.5k views
    • 
    • Bill Berke
    • June 2, 2000

36. My employer terminated our 401(k) plan and transferred our assets to a

    By Guest chrismichelle, May 25, 2000
    • 5 replies
    • 2.7k views
    • 
    • Bill Berke
    • June 2, 2000

37. Excess Annual Additions

    By nancy, June 1, 2000
    • 2 replies
    • 1.6k views
    • 
    • Kirk Maldonado
    • June 2, 2000

38. Hardship Questions - 1) if too little paid initially 2) include deferr

    By John A, June 2, 2000
    • 0 replies
    • 1.3k views
    • 
    • John A
    • June 2, 2000

39. Plain English coverage explanation

    By Guest TrustMe401k, June 2, 2000
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • June 2, 2000

40. How is the match on excess deferrals treated?

    By Guest Pat Metallic, June 2, 2000
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • June 2, 2000

41. Is this a successor plan for 401(k) safe harbor purposes?

    By M R Bernardin, May 25, 2000
    • 2 replies
    • 2k views
    • 
    • Guest
    • June 1, 2000

42. Outstanding Plan Loans at Plan Termination

    By Guest Denise S. Prince, June 1, 2000
    • 1 reply
    • 1.9k views
    • 
    • KJohnson
    • June 1, 2000

43. Compliance with DOL and IRS

    By Guest Scott E. Hall, May 25, 2000
    • 18 replies
    • 2.6k views
    • 
    • Guest
    • June 1, 2000

44. "true up" matching contributions on new participants

    By Guest LLS, June 1, 2000
    • 1 reply
    • 1.5k views
    • 
    • Guest
    • June 1, 2000

45. Is there an exception to the multiple use test for a Plan amendment?

    By Lynn Campbell, May 31, 2000
    • 1 reply
    • 1.3k views
    • 
    • MWeddell
    • June 1, 2000

46. ADP/ACP test

    By Guest Rick Butler, May 31, 2000
    • 1 reply
    • 1.7k views
    • 
    • Guest
    • May 31, 2000

47. 401(k) Illustration Software

    By Dawn Hafner, May 30, 2000
    • 1 reply
    • 1.7k views
    • 
    • Guest
    • May 31, 2000

48. 401(k) Plan w/o NHCE

    By Hoard1, May 26, 2000
    • 6 replies
    • 1.7k views
    • 
    • MWeddell
    • May 30, 2000

49. Plan Loans

    By Guest Frank Jackson, May 23, 2000
    • 2 replies
    • 1.4k views
    • 
    • Guest
    • May 26, 2000

50. Questions when interviewing new Plan Council

    By Guest jgroves, May 26, 2000
    • 1 reply
    • 1.4k views
    • 
    • Guest
    • May 26, 2000