401(k) Plans

19,489 topics in this forum

1. Can loan be taken by spouse of shareholder?

   By Guest alwilkins, July 6, 2000
   • 2 replies
   • 1.8k views
   • 
   • actuarysmith
   • July 14, 2000

2. Correction Steps when failure of more than one limit

   By Guest UKH, July 14, 2000
   • 0 replies
   • 1.5k views
   • 
   • Guest
   • July 14, 2000

3. Minimum participation requirements; how to treat rehired employees who

   By Guest JMLSON, March 22, 2000
   • 9 replies
   • 4.4k views
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   • KJohnson
   • July 14, 2000

4. Is a plan amendment to change a plan year automatically negated due to

   By Guest Compliance Rep, July 12, 2000
   • 3 replies
   • 2.1k views
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   • pjkoehler
   • July 13, 2000

5. Looking for sample investment policy for 401(k) plan

   By k man, July 7, 2000
   • 3 replies
   • 2k views
   • 
   • Guest
   • July 13, 2000

6. Can a plan allow a matching contribution that's greater than 100% of t

   By Guest SJPrince, July 7, 2000
   • 3 replies
   • 1.8k views
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   • Dave Baker
   • July 13, 2000

7. In the SPD of a cross-tested plan (several different profit sharing co

   By k man, July 12, 2000
   • 1 reply
   • 1.8k views
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   • actuarysmith
   • July 12, 2000

8. Form 5330 (for excise tax due to late contributions of elective deferr

   By Guest Mike Mallon, July 10, 2000
   • 2 replies
   • 2.3k views
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   • actuarysmith
   • July 12, 2000

9. switching from a 401 (k) to a defined benefit plan.

   By Guest miltzall, July 12, 2000
   • 0 replies
   • 1.5k views
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   • Guest
   • July 12, 2000

10. Deferral % exceeds max in plan doc

    By Guest pinsall, June 22, 2000
    • 6 replies
    • 2.3k views
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    • Alf
    • July 12, 2000

11. How much can be taken out as a hardship distribution, after a particip

    By Richard Anderson, July 4, 2000
    • 5 replies
    • 1.9k views
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    • MWeddell
    • July 10, 2000

12. What happens to an outstanding loan against 401(k) as owner of C corp

    By Guest alwilkins, July 9, 2000
    • 3 replies
    • 1.7k views
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    • Dave Baker
    • July 10, 2000

13. to merge or terminate...

    By Guest SJPrince, July 7, 2000
    • 1 reply
    • 2k views
    • 
    • pjkoehler
    • July 7, 2000

14. Order for Correction when failure of more than one limit

    By Guest UKH, July 3, 2000
    • 2 replies
    • 2k views
    • 
    • Guest
    • July 5, 2000

15. Bonuses counted in a 401(k) safe harbor plan

    By eilano, June 22, 2000
    • 4 replies
    • 4.8k views
    • 
    • Alf
    • July 2, 2000

16. Amend plan document to prohibit direct rollovers?

    By Guest RBeck, June 26, 2000
    • 16 replies
    • 2.6k views
    • 
    • Alf
    • July 1, 2000

17. Plan administrator/trustee/sponsor is gone; how should admin consultan

    By Guest Scott Holechek, June 30, 2000
    • 0 replies
    • 1.6k views
    • 
    • Guest
    • June 30, 2000

18. Employer Stock in a Conduit IRA

    By Guest mam, June 23, 2000
    • 4 replies
    • 1.7k views
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    • LCARUSI
    • June 30, 2000

19. When must acquired employees enter 401(k) plan after merger?

    By Alonzo, June 26, 2000
    • 3 replies
    • 3.8k views
    • 
    • Guest
    • June 30, 2000

20. Form 5500 Archive Link

    By Guest Robin Hopkins, June 28, 2000
    • 7 replies
    • 1.8k views
    • 
    • Guest
    • June 30, 2000

21. Prohibited Transaction? Son as broker?

    By Dawn Hafner, June 30, 2000
    • 1 reply
    • 1.7k views
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    • pjkoehler
    • June 30, 2000

22. Subject: Using Yr. #1 Forfeitures in Yr. #2

    By Guest Mindy, June 28, 2000
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • June 28, 2000

23. Distribution permitted? 401(k)(10) rules and Same Desk

    By Guest RW, June 21, 2000
    • 6 replies
    • 2k views
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    • MWeddell
    • June 28, 2000

24. Not a MEWA simply because we share common BOD members?

    By Guest Diana Prewitt, June 28, 2000
    • 1 reply
    • 1.8k views
    • 
    • pjkoehler
    • June 28, 2000

25. Can a union sponsor a 401(k) plan?

    By PMC, June 23, 2000
    • 4 replies
    • 4.7k views
    • 
    • Guest
    • June 27, 2000

26. Overpayment to terminated participant

    By Guest Thom Shumosic,CFP, April 5, 2000
    • 13 replies
    • 7.4k views
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    • pjkoehler
    • June 23, 2000

27. "Bridge" loans on plan termination

    By JWK, June 15, 2000
    • 1 reply
    • 3k views
    • 
    • Guest
    • June 22, 2000

28. Double Deductibility = "flip-flop" ??

    By Guest, June 22, 2000
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • June 22, 2000

29. 2 Person Non-Profit 401(k)

    By Guest Tracy H, June 15, 2000
    • 2 replies
    • 1.8k views
    • 
    • Guest
    • June 21, 2000

30. Loan as a rollover from one employer 401(k) to new er 401(k) plan

    By Guest pinsall, June 18, 2000
    • 7 replies
    • 3.1k views
    • 
    • Kirk Maldonado
    • June 21, 2000

31. Coverage test for 401(m) portion of plan

    By jkharvey, June 20, 2000
    • 1 reply
    • 2.3k views
    • 
    • Guest
    • June 21, 2000

32. Top Heavy 401k Plan

    By DP, June 14, 2000
    • 3 replies
    • 2k views
    • 
    • Guest
    • June 21, 2000

33. 401(K)- Need guideliness for inclusion of agency temps in company plan

    By Guest JWAGNER, June 20, 2000
    • 0 replies
    • 1.6k views
    • 
    • Guest
    • June 20, 2000

34. Is an employer required to withhold 401(k) deferrals on income in resp

    By Guest Tara Curran, June 19, 2000
    • 1 reply
    • 1.5k views
    • 
    • Kirk Maldonado
    • June 20, 2000

35. Loss of controlled group status/timing of spin-off for prototype plan?

    By Dawn Hafner, June 15, 2000
    • 1 reply
    • 1.6k views
    • 
    • IRC401
    • June 18, 2000

36. Can a 401(k) participant buy securities on margin within his or her se

    By AndyT, June 9, 2000
    • 6 replies
    • 2k views
    • 
    • Jon Chambers
    • June 16, 2000

37. Getting Participants to Sign Waiver Regarding Self-Direction of 401(k)

    By Guest McElroy, June 13, 2000
    • 2 replies
    • 1.7k views
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    • Kirk Maldonado
    • June 14, 2000

38. Multiple Employer Welfare Arrangements (MEWA)

    By Guest Lizzie, June 12, 2000
    • 5 replies
    • 3.9k views
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    • pjkoehler
    • June 14, 2000

39. Death Benefit with loan

    By Guest CGBS, June 13, 2000
    • 4 replies
    • 1.9k views
    • 
    • Guest
    • June 14, 2000

40. Loan Fees

    By Guest Melissa Winslow, June 13, 2000
    • 2 replies
    • 2.1k views
    • 
    • Guest
    • June 13, 2000

41. Top Heavy Minimum Contribution

    By Guest Frank Jackson, June 12, 2000
    • 2 replies
    • 1.5k views
    • 
    • Guest
    • June 13, 2000

42. Can Plan accept rollover of funds previously distributed for QDRO?

    By Guest [Pat M], June 9, 2000
    • 3 replies
    • 2k views
    • 
    • Guest
    • June 9, 2000

43. Responsibility of new TPA for error by prior TPA

    By Guest W J Parks, June 8, 2000
    • 4 replies
    • 1.7k views
    • 
    • Guest
    • June 9, 2000

44. Terminated Participants charged their share of fees.

    By Guest Tim Breedlove, June 7, 2000
    • 9 replies
    • 2.8k views
    • 
    • EGB
    • June 9, 2000

45. Plan Sponsor/Trustee responsible for losses or forfeiture investments?

    By John A, June 8, 2000
    • 3 replies
    • 2.6k views
    • 
    • Guest
    • June 9, 2000

46. LLC members & loans

    By Guest pinsall, June 4, 2000
    • 6 replies
    • 1.7k views
    • 
    • Guest
    • June 8, 2000

47. same desk rule

    By k man, June 8, 2000
    • 0 replies
    • 1.5k views
    • 
    • k man
    • June 8, 2000

48. Investment Fees

    By Guest NAdministrator, June 8, 2000
    • 2 replies
    • 1.5k views
    • 
    • Jon Chambers
    • June 8, 2000

49. After-Tax Basis Recovery

    By Guest Frank Jackson, June 5, 2000
    • 1 reply
    • 1.9k views
    • 
    • MWeddell
    • June 8, 2000

50. Combining employee elective deferrals and company match contributions

    By Guest David_R, June 6, 2000
    • 3 replies
    • 2.5k views
    • 
    • Guest
    • June 7, 2000