401(k) Plans

19,319 topics in this forum

1. Participant's only contribution classified as catch-up; not matched.

   By ERISA-Bubs, July 20, 2016
   • 17 replies
   • 2.4k views
   • 
   • BG5150
   • February 6, 2017

2. What are the 401(k) participant statement reporting requirements?

   By pbarrett, March 13, 2003
   • 4 replies
   • 2.4k views
   • 
   • BFree
   • March 13, 2003

3. 415 limits on earned income and employee compensation

   By Guest egoldberg, March 19, 2001
   • 6 replies
   • 2.4k views
   • 
   • Guest
   • March 21, 2001

4. Can my 401(k) deny me from making Catch-up?

   By Guest Questioner, January 27, 2007
   • 11 replies
   • 2.4k views
   • 
   • Lame Duck
   • January 31, 2007

5. 401(k) Plan - Uncashed Checks and Missing Participants

   By rocknrolls2, March 29, 2007
   • 1 reply
   • 2.4k views
   • 
   • WDIK
   • March 29, 2007

6. Employee Deferrals - how long is too long? Does a long lag affect ear

   By Guest jkrainak, July 31, 2000
   • 12 replies
   • 2.4k views
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   • k man
   • July 31, 2000

7. Solo 401(k) and DB Plan

   By AndyH, December 20, 2018
   • 22 replies
   • 2.4k views
   • 
   • jane murray
   • December 29, 2018

8. Deduction of Late Safe Harbor Contribution

   By JButtrick, July 19, 2007
   • 5 replies
   • 2.4k views
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   • Tom Poje
   • July 19, 2007

9. Bankruptcy filing by sponsor of a safe harbor 401(k) plan

   By Guest s.c.semler, June 12, 2002
   • 1 reply
   • 2.4k views
   • 
   • mbozek
   • June 12, 2002

10. Not-for-profit controlled group?

    By Guest jim williams, October 22, 2004
    • 2 replies
    • 2.4k views
    • 
    • GBurns
    • October 23, 2004

11. Outstanding Loan When Terminated and then Rehired

    By Guest benefitsanalyst, July 30, 2009
    • 2 replies
    • 2.4k views
    • 
    • J Simmons
    • July 30, 2009

12. Terminated Employee???

    By nancy, July 10, 2002
    • 8 replies
    • 2.4k views
    • 
    • Earl
    • July 12, 2002

13. How many § 401(a)-(k) plans cover no employee?

    By Peter Gulia, June 12, 2022
    • 17 replies
    • 2.4k views
    • 
    • chc93
    • June 17, 2022

14. Controll group

    By Guest JFBEARB, September 13, 2002
    • 13 replies
    • 2.4k views
    • 
    • jaemmons
    • October 16, 2002

15. Trustee change - how handle document??

    By Guest Michael Anderson, June 9, 2003
    • 1 reply
    • 2.4k views
    • 
    • mbozek
    • June 10, 2003

16. 401(k) Permissible For Foreign Embassy?

    By Guest Hedwig, March 17, 2004
    • 4 replies
    • 2.4k views
    • 
    • Guest
    • March 23, 2004

17. Certifications & Limited scope audits

    By austin3515, September 12, 2002
    • 3 replies
    • 2.4k views
    • 
    • Guest
    • October 3, 2002

18. Calculating Matching on Catchups Each Payroll

    By Guest stormfrog2000, January 23, 2006
    • 8 replies
    • 2.4k views
    • 
    • Guest
    • February 6, 2006

19. 401k forfeiture accounts

    By Guest Eric401k, February 12, 2009
    • 3 replies
    • 2.4k views
    • 
    • Guest
    • February 12, 2009

20. 401(k) Safe Harbor Plan and Participating Employer

    By LMOC, January 23, 2015
    • 6 replies
    • 2.4k views
    • 
    • LMOC
    • February 16, 2015

21. Change in Plan Sponsor?

    By Guest moltengater, October 7, 2005
    • 1 reply
    • 2.4k views
    • 
    • Guest
    • October 8, 2005

22. 404 Deduction Limits and annual additions - question about timing.

    By James Matt Ullakko, April 24, 2001
    • 6 replies
    • 2.4k views
    • 
    • John A
    • April 25, 2001

23. Retirment plan comparisons

    By FJR, April 25, 2002
    • 3 replies
    • 2.4k views
    • 
    • Guest
    • May 1, 2002

24. Control Groups: adopting employer vs non-adopting

    By doombuggy, October 19, 2011
    • 4 replies
    • 2.4k views
    • 
    • Guest
    • October 20, 2011

25. LLC partner reducing LLC income to get W-2 from a client

    By AlbanyConsultant, November 4, 2005
    • 1 reply
    • 2.4k views
    • 
    • Guest
    • November 4, 2005

26. Determining HCE's for first year of a new company

    By Guest Richard Scheer, September 13, 2000
    • 1 reply
    • 2.4k views
    • 
    • Richard Anderson
    • September 13, 2000

27. BIS and Rehire

    By Guest russo40, May 1, 2001
    • 1 reply
    • 2.4k views
    • 
    • R. Butler
    • May 2, 2001

28. Rollover Contribution to Frozen Plan

    By Guest AEA, April 14, 2006
    • 2 replies
    • 2.4k views
    • 
    • ERISA25
    • August 19, 2009

29. 402(g) oops

    By Guest LWilson, June 11, 2002
    • 7 replies
    • 2.4k views
    • 
    • R. Butler
    • June 12, 2002

30. Calendar Year Election

    By k man, February 27, 2002
    • 2 replies
    • 2.4k views
    • 
    • MWeddell
    • March 1, 2002

31. Easy Plan Term / 5310 Question

    By fiona1, May 2, 2006
    • 9 replies
    • 2.4k views
    • 
    • namealreadyinuse
    • May 9, 2006

32. Qpam

    By fidu, May 16, 2002
    • 6 replies
    • 2.4k views
    • 
    • Guest
    • May 23, 2002

33. 414(s) Compensation from date of deferrals

    By rcline46, February 6, 2006
    • 11 replies
    • 2.4k views
    • 
    • WDIK
    • February 10, 2006

34. Safe Harbor Plan--What testing is needed?

    By sloble@crowleyfleck.com, May 25, 2004
    • 8 replies
    • 2.4k views
    • 
    • Blinky the 3-eyed Fish
    • May 26, 2004

35. Sample cover letter for Form 5300? Also, please confirm that changing prototype document provision makes our plan "individually designed"

    By Guest forum4, December 9, 2003
    • 1 reply
    • 2.4k views
    • 
    • Mike Preston
    • December 10, 2003

36. One year only window for in-service distributions

    By J Simmons, January 17, 2010
    • 6 replies
    • 2.4k views
    • 
    • Guest
    • March 16, 2010

37. Mid Year Non-discrimination Testing

    By Guest JBDixon, June 29, 1999
    • 2 replies
    • 2.4k views
    • 
    • Fredman
    • June 30, 1999

38. Minor child as beneficiary?

    By Guest Michael Anderson, April 4, 2005
    • 6 replies
    • 2.4k views
    • 
    • Kirk Maldonado
    • April 7, 2005

39. Forfeiture Accounts included in Top Heavy Tests?

    By Guest Renea, September 12, 2000
    • 1 reply
    • 2.4k views
    • 
    • david rigby
    • September 12, 2000

40. ADP/ACP Refund Earnings

    By pjb1835, November 14, 2017
    • 3 replies
    • 2.4k views
    • 
    • ETA Consulting LLC
    • November 14, 2017

41. Short Plan Year 415 Limitation

    By Guest NPS Darren, January 20, 2010
    • 3 replies
    • 2.4k views
    • 
    • Guest
    • January 21, 2010

42. Safe harbor nonelective

    By Belgarath, March 25, 2011
    • 11 replies
    • 2.4k views
    • 
    • Earl
    • March 31, 2011

43. Amending a Safe Harbor Plan

    By austin3515, November 8, 2011
    • 18 replies
    • 2.4k views
    • 
    • austin3515
    • November 22, 2011

44. How is ADP test w/ statutory exclusions administered?

    By Guest PLHart, March 23, 2001
    • 6 replies
    • 2.4k views
    • 
    • KJohnson
    • March 27, 2001

45. Preparing for DOL Audit-expenses

    By Guest Richard Tennenbaum, January 25, 2006
    • 11 replies
    • 2.4k views
    • 
    • GBurns
    • February 9, 2006

46. BRF Testing

    By justatester, July 22, 2009
    • 7 replies
    • 2.4k views
    • 
    • Jim Chad
    • July 28, 2009

47. Correcting 410(b) failure in controlled group

    By Floridaattorney, November 29, 2013
    • 2 replies
    • 2.4k views
    • 
    • Floridaattorney
    • December 2, 2013

48. When to use component plan testing

    By austin3515, February 12, 2011
    • 2 replies
    • 2.4k views
    • 
    • Tom Poje
    • February 14, 2011

49. 401(k) Matching Formula

    By Guest boetgerinc, January 18, 2000
    • 7 replies
    • 2.4k views
    • 
    • Guest
    • December 18, 2000

50. Multiple Employer Plan

    By Guest texasactuary, September 9, 2004
    • 7 replies
    • 2.4k views
    • 
    • Guest
    • September 10, 2004