401(k) Plans

19,319 topics in this forum

1. Earnings in Forfeiture Account

   By CarolC, July 2, 2020   

   • forfeiture
   • prohibited transaction
   • 8 replies
   • 2.4k views
   • 
   • Kimberly Valentine-Pierrot
   • August 11, 2020

2. CATCH UP & 415

   By Guest Rutager, November 30, 2006
   • 6 replies
   • 2.4k views
   • 
   • WDIK
   • December 1, 2006

3. Form 5330 / E-Filing

   By austin3515, June 3, 2024
   • 9 replies
   • 2.4k views
   • 
   • Leopurrd-401k
   • June 24, 2025

4. Force out protocol/lost participants

   By Pixie, October 26, 2015   

   • force out
   • lost participant
   • 3 replies
   • 2.4k views
   • 
   • BG5150
   • October 26, 2015

5. Rollover from Self-Directed 401(k) to IRA

   By waid10, January 26, 2015   

   • self-directed
   • rollover
   • (and 2 more)

     Tagged with:

     • self-directed
     • rollover
     • 401(k)
     • IRA
   • 7 replies
   • 2.4k views
   • 
   • mbozek
   • June 20, 2015

6. Address Changes

   By 401Katie, September 9, 2025
   • 4 replies
   • 2.4k views
   • 
   • Paul I
   • September 10, 2025

7. historical records

   By Guest HRrep, October 23, 2001
   • 9 replies
   • 2.4k views
   • 
   • Guest
   • October 24, 2001

8. hardship distribution

   By k man, August 9, 2000
   • 7 replies
   • 2.4k views
   • 
   • KIP KRAUS
   • August 15, 2000

9. Safe Harbor "Wait and See"

   By Guest DTromb, December 5, 2005
   • 4 replies
   • 2.4k views
   • 
   • Guest
   • December 6, 2005

10. Participant wants to change distribution election

    By Ananda, August 25, 2022
    • 10 replies
    • 2.4k views
    • 
    • Luke Bailey
    • August 26, 2022

11. Late EE deposits

    By Guest LTurner, July 11, 2003
    • 7 replies
    • 2.4k views
    • 
    • VTPension
    • July 16, 2003

12. Plan Design - Using Staffing Company

    By PFranckowiak, September 16, 2019
    • 3 replies
    • 2.4k views
    • 
    • Larry Starr
    • September 16, 2019

13. Failure to Deposit Deferrals...sort of

    By Archimage, February 16, 2006
    • 12 replies
    • 2.4k views
    • 
    • GBurns
    • February 19, 2006

14. Hardship - Prevent Foreclosure

    By austin3515, May 30, 2017
    • 14 replies
    • 2.4k views
    • 
    • pmacduff
    • June 1, 2017

15. How do you compute vesting when service crediting method and computati

    By Guest mo again, April 20, 2001
    • 2 replies
    • 2.4k views
    • 
    • Alf
    • April 23, 2001

16. Resolving Alleged Overdistribution

    By Guest onglaw, August 15, 2005
    • 14 replies
    • 2.4k views
    • 
    • Guest
    • September 28, 2005

17. Multi-Member LLC Compensation

    By Guest Pat of RPC, December 16, 2010
    • 1 reply
    • 2.4k views
    • 
    • Bird
    • December 16, 2010

18. Auto Enrollment

    By Guest WWPDRC, September 22, 2006
    • 3 replies
    • 2.4k views
    • 
    • PLAN MAN
    • November 14, 2006

19. Recordkeeper conversion

    By 401kAllTheWay, May 8, 2023   

    • conversion
    • 4 replies
    • 2.4k views
    • 
    • Paul I
    • February 13, 2024

20. 415 Limit

    By Guest Laura12345, December 2, 2002
    • 4 replies
    • 2.4k views
    • 
    • Guest
    • December 4, 2002

21. Safe Harbor 401(k)

    By Guest Rosemary Raymer, October 30, 2002
    • 11 replies
    • 2.4k views
    • 
    • RTK
    • October 30, 2002

22. 414(q)(1)(B) HCE definition over time

    By Guest gkaley, September 16, 2002
    • 2 replies
    • 2.4k views
    • 
    • Guest
    • September 17, 2002

23. Partnership with fiscal year 4/30 sponsors a calendar year 401(k)

    By Guest AlCal, January 28, 2001
    • 3 replies
    • 2.4k views
    • 
    • M R Bernardin
    • January 30, 2001

24. IRC 6621 rate for late deposits

    By Bird, March 30, 2005
    • 2 replies
    • 2.4k views
    • 
    • Bird
    • March 31, 2005

25. ADP test excludable employee

    By EBDI, January 30, 2017
    • 19 replies
    • 2.4k views
    • 
    • My 2 cents
    • February 8, 2017

26. Guam Plan

    By Guest skc, January 30, 2007
    • 5 replies
    • 2.4k views
    • 
    • JanetM
    • January 31, 2007

27. Catch-Up

    By Guest moltengater, May 19, 2006
    • 10 replies
    • 2.4k views
    • 
    • Leopurrd
    • May 22, 2006

28. Controlled Group Top Heavy Aggregation

    By R. Butler, March 27, 2002
    • 3 replies
    • 2.4k views
    • 
    • R. Butler
    • March 28, 2002

29. OCPP

    By ERISA1, July 24, 2008
    • 11 replies
    • 2.4k views
    • 
    • Mike Preston
    • July 25, 2008

30. Catch up contributions and the IRS limit.

    By Guest Nabrin, March 13, 2004
    • 9 replies
    • 2.4k views
    • 
    • Guest
    • March 30, 2004

31. Employer Contribution

    By Guest 401kadmin, August 28, 2006
    • 12 replies
    • 2.4k views
    • 
    • Bird
    • September 1, 2006

32. Top Heavy Test and 3% Safe Harbor Plan

    By sloble@crowleyfleck.com, July 7, 2004
    • 9 replies
    • 2.4k views
    • 
    • sloble@crowleyfleck.com
    • July 13, 2004

33. Hedge Funds, UBTI and Profit Sharing Plans

    By Guest NeophiteTPA, March 30, 2006
    • 3 replies
    • 2.4k views
    • 
    • Guest
    • March 30, 2006

34. HCE and Employer Match

    By Guest think2much, January 8, 2008
    • 5 replies
    • 2.4k views
    • 
    • Tom Poje
    • January 9, 2008

35. Too Creative Design?

    By Jed Macy, November 21, 2001
    • 8 replies
    • 2.4k views
    • 
    • MWeddell
    • November 23, 2001

36. Excluded Employee Compensation

    By Vlad401k, January 18, 2018
    • 15 replies
    • 2.4k views
    • 
    • BG5150
    • January 23, 2018

37. Catch-Up Deferrals

    By Guest dpasi, February 14, 2006
    • 4 replies
    • 2.4k views
    • 
    • Bird
    • February 23, 2006

38. Break in Service Vesting

    By Guest ghenson08, July 25, 2013
    • 5 replies
    • 2.4k views
    • 
    • masteff
    • July 26, 2013

39. Definition of Compensation to be used include or exclude disability payments?

    By Bruddah Kimo, March 8, 2013
    • 2 replies
    • 2.4k views
    • 
    • PensionPro
    • March 8, 2013

40. Company stock in 401K

    By Guest jc7032, July 24, 1999
    • 4 replies
    • 2.4k views
    • 
    • LCARUSI
    • July 28, 1999

41. Takeover 401(k) sub-s plan with owner(participant) loans.

    By pbarrett, August 18, 2000
    • 7 replies
    • 2.4k views
    • 
    • Guest
    • May 13, 2002

42. Unusual question about recouping a forfeiture

    By parks777, January 11, 2018
    • 17 replies
    • 2.4k views
    • 
    • Larry Starr
    • January 18, 2018

43. "Same plan year" for permissive aggregation

    By MWeddell, February 7, 2012
    • 5 replies
    • 2.4k views
    • 
    • Guest
    • March 19, 2012

44. Union Ee's / Top Paid Group

    By austin3515, May 9, 2013
    • 4 replies
    • 2.4k views
    • 
    • austin3515
    • November 27, 2013

45. Time Limitations for 410b Amnd?

    By Zorro1k, April 23, 2015   

    • 410b
    • corrective amendment
    • (and 1 more)

      Tagged with:

      • 410b
      • corrective amendment
      • failure
    • 14 replies
    • 2.4k views
    • 
    • Kevin C
    • April 24, 2015

46. Catch-up Contribution/Plan Imposed Limitation

    By Guest John Comelately, December 21, 2006
    • 9 replies
    • 2.4k views
    • 
    • Mike Preston
    • December 23, 2006

47. ADP Refunds in Top Heavy Calculation

    By Guest SBlack, June 19, 2001
    • 1 reply
    • 2.4k views
    • 
    • Guest
    • June 19, 2001

48. QDRO Procedures: Compliant WIth ERISA?

    By ERISAlaw, February 25, 2025
    • 10 replies
    • 2.4k views
    • 
    • ERISAlaw
    • February 27, 2025

49. Nonuniform Matching Formulas

    By Guest IU1994, August 11, 2004
    • 3 replies
    • 2.4k views
    • 
    • Tom Poje
    • August 12, 2004

50. Form 5500, Audit requirement

    By Guest cfspr, August 8, 2003
    • 6 replies
    • 2.4k views
    • 
    • E as in ERISA
    • August 22, 2003