401(k) Plans

19,275 topics in this forum

1. Completing the Form 5330

   By Guest mrtnoc, October 9, 2013   

   • 5330
   • late deferrals
   • 2 replies
   • 5.1k views
   • 
   • 401QUE
   • December 26, 2013

2. Completion of Enrollment form

   By CLE401kGuy, June 21, 2012
   • 2 replies
   • 986 views
   • 
   • 00hskrgrl
   • June 22, 2012

3. Compliance - 401(k)

   By Manish, July 1, 2020
   • 4 replies
   • 1.1k views
   • 
   • BG5150
   • July 6, 2020

4. Compliance calendar for 6/30 year ends

   By ESI2015, November 13, 2018
   • 0 replies
   • 284 views
   • 
   • ESI2015
   • November 13, 2018

5. Compliance Issues Unique to Pay Period Match

   By Guest Grumpy456, August 13, 2007
   • 9 replies
   • 2.2k views
   • 
   • austin3515
   • November 28, 2007

6. Compliance Testing

   By Guest AlanB, June 6, 2006
   • 26 replies
   • 4.7k views
   • 
   • Mike Preston
   • June 13, 2006

7. Compliance Testing for a Co-Op

   By metsfan026, December 12, 2024
   • 1 reply
   • 543 views
   • 
   • Peter Gulia
   • December 12, 2024

8. Compliance testing for HCEs who worked for predecessor employer.

   By katieinny, February 27, 2003
   • 4 replies
   • 1.7k views
   • 
   • katieinny
   • February 27, 2003

9. Compliance Testing for mid year changes with salary

   By dragondon, October 17, 2022
   • 1 reply
   • 574 views
   • 
   • C. B. Zeller
   • October 17, 2022

10. Compliance Testing/Elective Deferral Accumulators

    By Guest TouchofGrey, January 18, 2004
    • 0 replies
    • 1k views
    • 
    • Guest
    • January 18, 2004

11. Compliance with DOL and IRS

    By Guest Scott E. Hall, May 25, 2000
    • 18 replies
    • 2.6k views
    • 
    • Guest
    • June 1, 2000

12. Compliance/5500/Plan document software vendors

    By Dan, November 3, 2021
    • 4 replies
    • 703 views
    • 
    • Dan
    • November 9, 2021

13. Compnay Stock in 401(k) plans

    By Guest elem, March 10, 2005
    • 4 replies
    • 1.6k views
    • 
    • stephen
    • March 11, 2005

14. component plans

    By Guest gsi miami, November 28, 2006
    • 2 replies
    • 1.1k views
    • 
    • AndyH
    • November 28, 2006

15. Computation Period

    By thepensionmaven, February 17, 2020
    • 6 replies
    • 1.5k views
    • 
    • Kevin C
    • February 18, 2020

16. Computer Based Training on 401k

    By Guest mdcotton, May 3, 2000
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • May 3, 2000

17. Conditional Adoption of Plan

    By Randy Watson, August 30, 2004
    • 1 reply
    • 1.5k views
    • 
    • jquazza
    • August 30, 2004

18. Conditional Employer Match

    By Guest Tom Moses, November 11, 1998
    • 3 replies
    • 2.9k views
    • 
    • Guest
    • November 24, 1998

19. Conditional profit-sharing allocation requirement...legal?

    By gle318612, June 20, 2012
    • 3 replies
    • 2.2k views
    • 
    • gle318612
    • June 22, 2012

20. Conditioning Matching Contributions on Signing a Company Agreement

    By Guest rocnrols2, June 1, 2004
    • 4 replies
    • 1.3k views
    • 
    • Guest
    • June 2, 2004

21. Conditions for Corrective 11g Amendment

    By kgr12, October 14, 2014
    • 2 replies
    • 3k views
    • 
    • kgr12
    • October 14, 2014

22. Conduit IRA

    By Guest cascigm, September 13, 1999
    • 3 replies
    • 1.6k views
    • 
    • Guest
    • September 14, 1999

23. Conduit IRA for Roth contributions?

    By Guest jims, September 15, 2008
    • 3 replies
    • 4.4k views
    • 
    • jevd
    • September 18, 2008

24. Conduit IRA into 401(k)

    By Guest notnimbaab, August 22, 2003
    • 0 replies
    • 1.1k views
    • 
    • Guest
    • August 22, 2003

25. Confidentiality of Retirement Benefits

    By Guest Ella, October 3, 2001
    • 8 replies
    • 4.9k views
    • 
    • Kirk Maldonado
    • October 5, 2001

26. Conflict b/w hardship withdrawal rules and ESPP rules

    By Flight33, June 24, 2008
    • 7 replies
    • 4.1k views
    • 
    • masteff
    • June 25, 2008

27. Conflict of Interest

    By Guest ScottSRoenigk, November 22, 2002
    • 9 replies
    • 2.7k views
    • 
    • Guest
    • December 3, 2002

28. Conflict of Interest OR Exclusive Benefit Rule Violation?

    By Guest RIA, February 1, 2007
    • 4 replies
    • 2.3k views
    • 
    • TLGeer
    • February 4, 2007

29. Confused about 401K entry date and income eligibility

    By Ajay Mani, April 17, 2020
    • 5 replies
    • 1k views
    • 
    • Luke Bailey
    • April 17, 2020

30. Confused about coverage testing

    By Guest DIGMYDOG, August 27, 2003
    • 5 replies
    • 2.8k views
    • 
    • Tom Poje
    • August 28, 2003

31. Confused about required aggregation

    By Guest JBarn, September 26, 2000
    • 5 replies
    • 2k views
    • 
    • Guest
    • October 3, 2000

32. Confused Self Directed Solo 401k Plan - Trust vs Custodial Account

    By SwimmingInBowelsOfERISA, January 8, 2016
    • 20 replies
    • 4.9k views
    • 
    • austin3515
    • January 12, 2016

33. Confusion about profit share

    By 2bizoneguy, January 14, 2022
    • 3 replies
    • 976 views
    • 
    • Lou S.
    • January 14, 2022

34. Confusion on ADP refunds

    By bzorc, March 1, 2000
    • 1 reply
    • 1.9k views
    • 
    • Spencer
    • March 1, 2000

35. Confusion over matching contributions on payroll basis.

    By Guest IanHanson, November 1, 2004
    • 4 replies
    • 1.9k views
    • 
    • Archimage
    • November 2, 2004

36. Confusion with Short Plan Year Audit and 2023 Audit Rule Changes

    By TN CPA, October 10, 2023
    • 2 replies
    • 1.5k views
    • 
    • Peter Gulia
    • October 11, 2023

37. Congratulations

    By legort69, March 16, 2019
    • 0 replies
    • 301 views
    • 
    • legort69
    • March 16, 2019

38. Congruent Solutions

    By mjf06241972, November 20, 2023
    • 0 replies
    • 256 views
    • 
    • mjf06241972
    • November 20, 2023

39. Conrolled Group - Excluded MemberPlan design – 12/31 PYE, DF & MT (no hours or EOY requirements), 21 & l YOS, enter semiannually.

    By blue, September 6, 2006
    • 0 replies
    • 1.1k views
    • 
    • blue
    • September 6, 2006

40. Consequences of Disqualification

    By Guest PBJ, March 1, 2007
    • 2 replies
    • 1.7k views
    • 
    • Peter Gulia
    • March 2, 2007

41. Consequences of non-safe harbor hardship distribution

    By mariemonroe, July 11, 2005
    • 2 replies
    • 1.5k views
    • 
    • mariemonroe
    • July 11, 2005

42. Consequences of omitting employee from 401(k) plan participation

    By Guest Steve1, July 20, 2005
    • 3 replies
    • 1.6k views
    • 
    • Appleby
    • July 21, 2005

43. considered a shareholder for PS or not?

    By Guest algeis, July 25, 2011
    • 1 reply
    • 887 views
    • 
    • ETA Consulting LLC
    • July 26, 2011

44. Considering changes in the investment options of our 404(c) compliant

    By Guest Kennedy, August 4, 1999
    • 1 reply
    • 1.4k views
    • 
    • Jon Chambers
    • August 18, 1999

45. Consolidating Multiple Solo 401k Plans into One

    By ill, October 6, 2023
    • 6 replies
    • 2k views
    • 
    • Bird
    • October 9, 2023

46. Construction company, employees terminating then coming back.

    By Basically, September 20, 2022
    • 1 reply
    • 538 views
    • 
    • QDROphile
    • September 20, 2022

47. Consulting Firm Question

    By jstorch, June 16, 2008
    • 2 replies
    • 1.2k views
    • 
    • masteff
    • June 16, 2008

48. consulting income and cash balance plan

    By Guest rmse46, June 6, 2007
    • 1 reply
    • 984 views
    • 
    • Mike Preston
    • June 6, 2007

49. cont. to eligible key employee who worked less than 500 hours in top heavy plan

    By Lori H, January 8, 2004
    • 10 replies
    • 2.7k views
    • 
    • R. Butler
    • January 9, 2004

50. Content Requirement for Safe Harbor Notice

    By John Feldt ERPA CPC QPA, May 2, 2012
    • 2 replies
    • 2.5k views
    • 
    • John Feldt ERPA CPC QPA
    • May 3, 2012