401(k) Plans

19,275 topics in this forum

1. Net Unrealized Appreciation in a NON LUMPSUM distribution

   By Guest jrseattle, January 16, 1999
   • 4 replies
   • 2.1k views
   • 
   • Guest
   • January 19, 1999

2. Safe Harbor amend to exclude HCE

   By Guest Peggy806, January 7, 2009
   • 1 reply
   • 2.1k views
   • 
   • Kevin C
   • January 8, 2009

3. Mid-Year Termination of Safe Harbor Top Heavy Plan

   By ERISAAPPLE, June 19, 2018
   • 6 replies
   • 2.1k views
   • 
   • Madison71
   • June 20, 2018

4. Gateway and 401(a)(4) in a Control Group situation

   By Alex Daisy, March 12, 2015
   • 6 replies
   • 2.1k views
   • 
   • K2retire
   • March 13, 2015

5. 404(c) AND STABLE VALUE FUNDS

   By Guest penfirn, February 12, 1999
   • 2 replies
   • 2.1k views
   • 
   • MWeddell
   • February 19, 1999

6. Short Plan Year

   By Guest Rosemary Raymer, July 11, 2006
   • 4 replies
   • 2.1k views
   • 
   • david rigby
   • July 11, 2006

7. forfeiture used for offset vs. reallocation

   By Guest ghal, June 1, 2012
   • 7 replies
   • 2.1k views
   • 
   • movedon
   • June 4, 2012

8. Beneficiary Designation

   By Jilliandiz, May 10, 2006
   • 8 replies
   • 2.1k views
   • 
   • ERISAnut
   • May 10, 2006

9. testing 2 plans separately to pass 410(b)

   By Guest dubya, February 21, 2005
   • 3 replies
   • 2.1k views
   • 
   • Tom Poje
   • February 21, 2005

10. 401(k)/Profit Sharing Contributions

    By Randy Watson, August 24, 2006
    • 7 replies
    • 2.1k views
    • 
    • Randy Watson
    • August 25, 2006

11. Valid signature & elections on second distribution

    By Guest Phil L, November 7, 2000
    • 3 replies
    • 2.1k views
    • 
    • KJohnson
    • November 7, 2000

12. control group and distribution events

    By Guest insurancelaw, November 16, 2006
    • 4 replies
    • 2.1k views
    • 
    • Guest
    • November 17, 2006

13. EGTRRA Section 416(g)(h) on "top-heavy" safe harbor plans

    By Guest Lawrence_Groves, June 21, 2004
    • 9 replies
    • 2.1k views
    • 
    • KJohnson
    • June 22, 2004

14. 401(k) Suspension of Employer Match Notice for Non-Safe Harbor Plan

    By Guest Employee Benefits Gardener, March 25, 2009
    • 5 replies
    • 2.1k views
    • 
    • Bird
    • March 26, 2009

15. "Mega" 401(k)

    By thepensionmaven, December 22, 2023
    • 16 replies
    • 2.1k views
    • 
    • Below Ground
    • January 4, 2024

16. 401k Communication

    By Guest jfgc, February 3, 2000
    • 3 replies
    • 2.1k views
    • 
    • Guest
    • February 5, 2000

17. 401(k) deferrals in top heavy plan make contributions exceed 415 for g

    By Guest MEGary, August 19, 2002
    • 7 replies
    • 2.1k views
    • 
    • Mike Preston
    • August 22, 2002

18. safe harbor match accrual options

    By Earl, July 8, 2004
    • 2 replies
    • 2.1k views
    • 
    • Earl
    • July 9, 2004

19. ADP testing compensation and controlled groups

    By Guest lforesz, January 28, 2002
    • 3 replies
    • 2.1k views
    • 
    • MWeddell
    • January 29, 2002

20. Waiver of eligibility requirements & discrimination

    By Puddleglum, February 12, 2020
    • 6 replies
    • 2.1k views
    • 
    • Kevin C
    • February 13, 2020

21. excess contribution definition

    By K2retire, September 6, 2013
    • 15 replies
    • 2.1k views
    • 
    • david rigby
    • September 9, 2013

22. "amount involved" and 401(k) late contributions

    By Guest tonjer, June 24, 2002
    • 4 replies
    • 2.1k views
    • 
    • Guest
    • June 27, 2002

23. Reason For Hardship Withdrawal

    By Guest ROB VIDOVICH, August 12, 2003
    • 3 replies
    • 2.1k views
    • 
    • MWeddell
    • August 14, 2003

24. Are "safe-harbor 401(k) plans" really 100% vested

    By Moe Howard, June 17, 2003
    • 2 replies
    • 2.1k views
    • 
    • Tom Poje
    • June 23, 2003

25. indexed limits

    By Tom Poje, October 17, 2007
    • 3 replies
    • 2.1k views
    • 
    • Tom Poje
    • October 18, 2007

26. Match contribution as a mistake of fact

    By Jean, February 24, 1999
    • 2 replies
    • 2.1k views
    • 
    • Jean
    • March 1, 1999

27. Eligibility Question

    By Guest Spock, July 21, 2009
    • 5 replies
    • 2.1k views
    • 
    • Kevin C
    • July 21, 2009

28. Revocation of Safe Harbor Match Contribution

    By Guest ELS, December 12, 2001
    • 1 reply
    • 2.1k views
    • 
    • R. Butler
    • December 12, 2001

29. Huge Breaking News - No More Chevron Deference

    By austin3515, June 28, 2024
    • 22 replies
    • 2.1k views
    • 
    • Luke Bailey
    • July 16, 2024

30. frozen 401k / loans & hardship distributions

    By KEM, September 15, 2021   

    • 401
    • 401 k
    • (and 11 more)

      Tagged with:

      • 401
      • 401 k
      • 401k
      • 401(k)
      • 401(k) loan
      • 401(k) plan
      • 401(k) withdrawals
      • hardship
      • loan
      • withdrawal
      • freeze
      • frozen
      • frozen plan
    • 8 replies
    • 2.1k views
    • 
    • Mike Preston
    • September 17, 2021

31. HCE Determination After Spinoff

    By Just Me, February 12, 2008
    • 1 reply
    • 2.1k views
    • 
    • Tom Poje
    • February 14, 2008

32. Partner matching contribution calculation

    By jsample, May 11, 2017
    • 13 replies
    • 2.1k views
    • 
    • 401kSpecialist
    • December 5, 2019

33. Safe Harbor 401(k) established, but employees not allowed to elect to

    By Guest Carolyn Barnard, November 12, 2002
    • 11 replies
    • 2.1k views
    • 
    • Guest
    • November 13, 2002

34. Passive Enrollment

    By Guest smc, June 21, 2001
    • 2 replies
    • 2.1k views
    • 
    • IRC401
    • June 23, 2001

35. Definition of Alternate Payee

    By Guest Thornton, August 30, 2002
    • 7 replies
    • 2.1k views
    • 
    • Guest
    • August 30, 2002

36. Failing 414(s) in SH Plan

    By BG5150, May 12, 2016
    • 5 replies
    • 2.1k views
    • 
    • Mike Preston
    • May 13, 2016

37. Fun and Games with the DOL (late payment of deferrals)

    By Guest erisafried, October 22, 2004
    • 5 replies
    • 2.1k views
    • 
    • Bantais
    • November 3

38. 401(a)(17) - Application to Salary Reductions

    By Guest bjg, January 6, 1999
    • 8 replies
    • 2.1k views
    • 
    • Guest
    • January 8, 1999

39. Cut Back?

    By austin3515, March 2, 2011
    • 4 replies
    • 2.1k views
    • 
    • 12AX7
    • March 3, 2011

40. Control Group - Separate plan, separate PS

    By Mr Bagwell, May 15, 2017   

    • control group testing
    • profit sharing
    • (and 1 more)

      Tagged with:

      • control group testing
      • profit sharing
      • 410b
    • 11 replies
    • 2.1k views
    • 
    • austin3515
    • June 2, 2017

41. SEC Custodial Rule 206(4)-2

    By austin3515, January 13, 2016
    • 5 replies
    • 2.1k views
    • 
    • Peter Gulia
    • January 15, 2016

42. Late Deposits: Terminate Client?

    By Guest padmin, March 15, 2005
    • 12 replies
    • 2.1k views
    • 
    • E as in ERISA
    • March 16, 2005

43. Foreign rollover to US Plan

    By Guest Frank Jackson, October 4, 1999
    • 1 reply
    • 2.1k views
    • 
    • david rigby
    • October 4, 1999

44. More K-1 LLC questions

    By Guest Born2Run, July 28, 2009
    • 5 replies
    • 2.1k views
    • 
    • Blinky the 3-eyed Fish
    • July 28, 2009

45. Forfeitures used to reduce employer contribution.

    By Guest Giovanni, March 30, 2001
    • 6 replies
    • 2.1k views
    • 
    • Guest
    • April 16, 2001

46. affiliated service group - esop and non-esop

    By Guest mk2308, August 25, 2004
    • 2 replies
    • 2.1k views
    • 
    • BeckyMiller
    • September 9, 2004

47. Prohibited Transaction

    By Guest LTurner, August 25, 2003
    • 10 replies
    • 2.1k views
    • 
    • Guest
    • August 26, 2003

48. 3% SHNEC

    By SMB, April 26, 2006
    • 2 replies
    • 2.1k views
    • 
    • Tom Poje
    • April 26, 2006

49. Is a 990-T needed?

    By goldtpa, June 23, 2004
    • 6 replies
    • 2.1k views
    • 
    • Earl
    • June 25, 2004

50. Catch-up

    By rlb64, May 24, 2005
    • 7 replies
    • 2.1k views
    • 
    • WDIK
    • May 25, 2005