Resources finding an old BPD?

[Griswold]

Anyone have (or know where I can get) a copy of the basic plan document for the CitiStreet Associates LLC Prototype Non-Standardized 401(k) and Profit Sharing Plan #01? The form adoption agreement (all I have) is dated 2002.

 

TYIA!

[Ken Marblestone]

If anybody can get this for you, Peter Gulia can. He used to be in-house counsel for CitiStreet.

[Peter Gulia]

Griswold, I regret I have none of those documents.

 

Prototype documents were in the computer systems, not on paper.  And I never had a copy of any of the prototypes.

 

I worked on the formation of CitiStreet, and in 2005 sales that undid the venture.  Except for the independent fiduciary business sold back to State Street, the sales were to Aetna/ING (now Voya) and MetLife.  Each buyer took delivery of the records for the business line it bought.  We were punctilious about delivering all the records, even the contents of my office.

 

CitiStreet Associates LLC was a service provider of many lines of business in different markets and with different sales channels.  Not knowing your client, I can’t guess which buyer your client should check with.

 

Also, you might check whether a copyright notice on the piece you have gives you any clue about which document vendor is behind the prototype.  I can’t guess it because Copeland/CitiStreet used three prototype licensors.

[QualGeek]

Griswold - I keep a repository of preapproved plan documents (you never know when you will need one), and I have one 2002 Citistreet Associates LLC Defined Contribution Plan BPD.  No guarantee that it is really what you are looking for, but I have attached it for reference.

CitiStreet Associates LLC 2002 Defined Contribution Plan Prototype Basic Plan Document.pdf

[Peter Gulia]

I recognize the two “modifications” on page 75 as revisions my law department told Sungard to implement.