401(k) Plans

19,321 topics in this forum

1. Short first year; in determining maximum compensation for the match calculation, how many months do I prorate the $200K limit? 1 or 2?

   By alexa, December 6, 2003
   • 7 replies
   • 1.8k views
   • 
   • g8r
   • December 12, 2003

2. change plan year end

   By wsp, December 20, 2002
   • 1 reply
   • 1.8k views
   • 
   • chris
   • December 30, 2002

3. family attribution

   By Guest ROB VIDOVICH, May 31, 2001
   • 1 reply
   • 1.8k views
   • 
   • R. Butler
   • May 31, 2001

4. Employer Securities Limit in 401(k) Plan

   By KateSmithPA, July 18, 2008
   • 1 reply
   • 1.8k views
   • 
   • Guest
   • July 19, 2008

5. Effectivity of 401k limit changes

   By Guest fred37, November 20, 2002
   • 5 replies
   • 1.8k views
   • 
   • Tom Poje
   • November 26, 2002

6. Targeted QNEC question

   By BG5150, January 19, 2010
   • 2 replies
   • 1.8k views
   • 
   • Mike Preston
   • January 19, 2010

7. Avoiding(?) True-ups on Catch-Ups in Safe Harbor Plan?

   By Guest EEC1, August 28, 2009
   • 7 replies
   • 1.8k views
   • 
   • GMK
   • August 28, 2009

8. Enron

   By fidu, November 29, 2001
   • 2 replies
   • 1.8k views
   • 
   • Jon Chambers
   • November 30, 2001

9. Multiple Employer Plan Liability

   By Guest Shaf, February 23, 2004
   • 12 replies
   • 1.8k views
   • 
   • Guest
   • March 2, 2004

10. Implementing a safe harbor 401(k) plan in a union environment

    By Guest AngelB, October 24, 2001
    • 3 replies
    • 1.8k views
    • 
    • Tom Poje
    • October 25, 2001

11. good faith bargaining

    By Guest KLCarter, December 20, 2005
    • 1 reply
    • 1.8k views
    • 
    • david rigby
    • December 20, 2005

12. Compensation for self employed for ADP/ACP testing

    By Guest rwright, December 30, 1998
    • 0 replies
    • 1.8k views
    • 
    • Guest
    • December 30, 1998

13. Participant choosing to have loan deemed, Issues?

    By FundeK, October 22, 2004
    • 9 replies
    • 1.8k views
    • 
    • QDROphile
    • October 25, 2004

14. Employer Match on Catch Up Contribution

    By MarZDoates, May 2, 2003
    • 2 replies
    • 1.8k views
    • 
    • MWeddell
    • May 2, 2003

15. Effective date of new plan w/ mid-year deferrals

    By BG5150, May 1, 2018
    • 7 replies
    • 1.8k views
    • 
    • John Feldt ERPA CPC QPA
    • May 4, 2018

16. Safe Harbor Plan

    By Nassau, September 9, 2010
    • 5 replies
    • 1.8k views
    • 
    • austin3515
    • January 19, 2011

17. key employee determination

    By Guest ERIC STRAND, March 21, 2002
    • 1 reply
    • 1.8k views
    • 
    • Blinky the 3-eyed Fish
    • March 22, 2002

18. IRS Notice 2008-13

    By R. Butler, August 13, 2008
    • 1 reply
    • 1.8k views
    • 
    • Tom Poje
    • August 13, 2008

19. Partial Termination

    By Guest Kevin1, December 1, 2005
    • 5 replies
    • 1.8k views
    • 
    • Guest
    • December 3, 2005

20. Participant Voting Employer Stock

    By Guest halka, May 16, 2000
    • 2 replies
    • 1.8k views
    • 
    • Jon Chambers
    • May 17, 2000

21. PPA Quarterly Statements

    By imchipbrown, May 28, 2009
    • 2 replies
    • 1.8k views
    • 
    • Bird
    • May 29, 2009

22. Nonelective Safe Harbor

    By Guest djsimonetti, December 29, 1998
    • 4 replies
    • 1.8k views
    • 
    • Guest
    • January 2, 1999

23. Thrift 401(k) Plan

    By Guest Mardi Gras, July 8, 2002
    • 3 replies
    • 1.8k views
    • 
    • Erik Read
    • July 12, 2002

24. Catch-up Contributions in a non-calendar year plan

    By Guest Giovanni, March 28, 2002
    • 4 replies
    • 1.8k views
    • 
    • Mike Preston
    • April 2, 2002

25. IRS Levy Question

    By Guest Barker, March 29, 2002
    • 1 reply
    • 1.8k views
    • 
    • mbozek
    • March 29, 2002

26. New Hardship Reasons

    By J. Bringhurst, December 21, 2006
    • 3 replies
    • 1.8k views
    • 
    • J. Bringhurst
    • December 22, 2006

27. Profit sharing contribution made to safe harbor 401(k) Plan

    By Guest Theresa, December 6, 2000
    • 1 reply
    • 1.8k views
    • 
    • Guest
    • December 6, 2000

28. Rollover transactions

    By Guest brookdalestsa, October 28, 1998
    • 0 replies
    • 1.8k views
    • 
    • Guest
    • October 28, 1998

29. SIMPLE Plan Match True UP

    By Guest JEP, October 25, 2001
    • 0 replies
    • 1.8k views
    • 
    • Guest
    • October 25, 2001

30. ACP refunds Forfeitures or Check to ER?

    By Guest Kim S., April 10, 2002
    • 1 reply
    • 1.8k views
    • 
    • Alf
    • April 10, 2002

31. after-tax employee contributions

    By Santo Gold, April 11, 2019
    • 7 replies
    • 1.8k views
    • 
    • stxman
    • April 23, 2019

32. forfeiture based on incorrect ACP test calculation

    By Guest joanh, December 24, 2004
    • 3 replies
    • 1.8k views
    • 
    • austin3515
    • December 27, 2004

33. qualified plan with only one named employee

    By Guest Diane DuFresne, August 30, 2001
    • 3 replies
    • 1.8k views
    • 
    • Guest
    • August 30, 2001

34. Automatic enrollment & decreased waiting periods

    By Sheila K, August 23, 2000
    • 2 replies
    • 1.8k views
    • 
    • Kirk Maldonado
    • August 24, 2000

35. Engagement Letters for TPA's

    By austin3515, June 3, 2011
    • 1 reply
    • 1.8k views
    • 
    • Bill Presson
    • June 4, 2011

36. Safe Harbor Match

    By Sir LB, February 1, 2016
    • 5 replies
    • 1.8k views
    • 
    • BG5150
    • February 2, 2016

37. Is there a waiting period or not (for testing)?

    By Guest user99, May 22, 2012
    • 8 replies
    • 1.8k views
    • 
    • Guest
    • May 23, 2012

38. Top Heavy Minimum

    By nancy, July 30, 2003
    • 4 replies
    • 1.8k views
    • 
    • Blinky the 3-eyed Fish
    • July 30, 2003

39. Early Participation Rule

    By Guest Ashley, November 12, 2003
    • 3 replies
    • 1.8k views
    • 
    • Mike Preston
    • November 13, 2003

40. Coronavirus-Related Distributions

    By EBECatty, March 31, 2020
    • 13 replies
    • 1.8k views
    • 
    • justanotheradmin
    • April 7, 2020

41. Non-Spouse Beneficiary IRA Rollover

    By Guest andmik, March 18, 2008
    • 1 reply
    • 1.8k views
    • 
    • Bird
    • March 19, 2008

42. QSLOB? Less than 50 employees?

    By justanotheradmin, April 27, 2015
    • 1 reply
    • 1.8k views
    • 
    • Lou S.
    • April 27, 2015

43. 12b-1's

    By wsp, June 8, 2006
    • 5 replies
    • 1.8k views
    • 
    • BG5150
    • June 10, 2006

44. LATE QDIA/FEE DISCLOSURE NOTICES

    By Karoline Curran, August 31, 2018
    • 3 replies
    • 1.8k views
    • 
    • Bird
    • December 20, 2018

45. Corrected 1099s--Participant issues

    By Guest kjcurly, July 26, 2006
    • 2 replies
    • 1.8k views
    • 
    • JanetM
    • July 28, 2006

46. ADP Corrective Refunds?

    By Guest KBANQ, January 11, 2007
    • 3 replies
    • 1.8k views
    • 
    • Guest
    • January 12, 2007

47. Blackout Notice - only affects owner

    By 401(k)athryn, July 27, 2018
    • 2 replies
    • 1.8k views
    • 
    • Peter Gulia
    • July 30, 2018

48. When are SH Employer Contributions Due

    By Guest JHLUBB, August 24, 2011
    • 3 replies
    • 1.8k views
    • 
    • Kevin C
    • August 25, 2011

49. Hardship Withdrawal

    By Guest M.A., April 25, 2006
    • 7 replies
    • 1.8k views
    • 
    • Guest
    • April 26, 2006

50. Deductibility limit under Section 404

    By Guest Joe Vasko, February 29, 2000
    • 5 replies
    • 1.8k views
    • 
    • Guest
    • March 2, 2000