401(k) Plans

19,275 topics in this forum

1. Is a Top heavy contrib needed?

   By BG5150, February 19, 2007
   • 8 replies
   • 1.7k views
   • 
   • TPAnnie
   • February 25, 2007

2. No match on Roth 401k

   By austin3515, February 25, 2010
   • 8 replies
   • 1.7k views
   • 
   • Kevin C
   • February 26, 2010

3. 410(b)-6f Failure

   By Guest PORTE, January 15, 2002
   • 3 replies
   • 1.7k views
   • 
   • Richard Anderson
   • January 16, 2002

4. Employer wants eligibility as soon as possible (immediate) after Emplo

   By jkharvey, January 2, 2001
   • 5 replies
   • 1.7k views
   • 
   • Guest
   • January 2, 2001

5. Individually Directed Accounts

   By Guest ptpnthr, December 15, 1999
   • 2 replies
   • 1.7k views
   • 
   • Guest
   • December 16, 1999

6. 404(c) and invesment managers

   By k man, May 29, 2001
   • 3 replies
   • 1.7k views
   • 
   • Jon Chambers
   • May 30, 2001

7. Compliance testing for HCEs who worked for predecessor employer.

   By katieinny, February 27, 2003
   • 4 replies
   • 1.7k views
   • 
   • katieinny
   • February 27, 2003

8. Don't Post to Safe Harbor 401(k) - Mac Lewis

   By LCARUSI, November 12, 1998
   • 0 replies
   • 1.7k views
   • 
   • LCARUSI
   • November 12, 1998

9. Amending MPPP to 401(k)

   By Guest CAM, March 30, 1999
   • 2 replies
   • 1.7k views
   • 
   • Guest
   • March 31, 1999

10. Vacation pay deferral

    By Guest BJGrenier, September 14, 1999
    • 1 reply
    • 1.7k views
    • 
    • Guest
    • September 15, 1999

11. 401a plan termination notice

    By Guest byoung, October 20, 2004
    • 1 reply
    • 1.7k views
    • 
    • david rigby
    • October 20, 2004

12. Can deferrals be accepted by a plan after participant terminates emplo

    By Alonzo, January 27, 2000
    • 2 replies
    • 1.7k views
    • 
    • Jon Chambers
    • January 28, 2000

13. 414(s) Comp Test

    By Guest jae3207, November 14, 2006
    • 1 reply
    • 1.7k views
    • 
    • austin3515
    • November 15, 2006

14. Interim Valuations and Discrimination

    By KJohnson, September 21, 2001
    • 1 reply
    • 1.7k views
    • 
    • Tom Poje
    • September 24, 2001

15. 414(s) Comp and ACP Testing

    By 12AX7, April 29, 2009
    • 3 replies
    • 1.7k views
    • 
    • Guest
    • May 1, 2009

16. Participant Fee Disclosure-404(a)(5)-Is Electronic Delivery Allowed

    By jala, August 4, 2014   

    • Participant Fee Disclosure
    • 4 replies
    • 1.7k views
    • 
    • Bird
    • August 5, 2014

17. Generic or Customized Enrollment Booklets

    By Gadgetfreak, July 1, 2009
    • 2 replies
    • 1.7k views
    • 
    • Gadgetfreak
    • July 1, 2009

18. Enrollment Meeting "Script"

    By austin3515, June 21, 2017
    • 17 replies
    • 1.7k views
    • 
    • TPAJake
    • June 22, 2017

19. Anyone know anything about Puerto Rican 165(e) plans? Please!!!

    By Guest HIPAAdrome, September 15, 2000
    • 2 replies
    • 1.7k views
    • 
    • Guest
    • September 15, 2000

20. Any effect of a break-in-service for a 100% vested employee who remain

    By John A, December 3, 1999
    • 1 reply
    • 1.7k views
    • 
    • Guest
    • December 6, 1999

21. Top Heavy Plan and Adjustments to Year-End Balances

    By Guest lforesz, February 28, 2001
    • 2 replies
    • 1.7k views
    • 
    • Guest
    • March 1, 2001

22. Can a plan administrator legally make changes to an employee's deferra

    By Guest lkramer, December 27, 2001
    • 5 replies
    • 1.7k views
    • 
    • david rigby
    • December 27, 2001

23. Compensation

    By Guest mk2308, April 26, 2005
    • 10 replies
    • 1.7k views
    • 
    • Guest
    • April 27, 2005

24. Former employer sues over blackout period

    By Guest smmay, April 18, 2001
    • 0 replies
    • 1.7k views
    • 
    • Guest
    • April 18, 2001

25. Another Safe Harbor Question

    By imchipbrown, April 12, 2000
    • 7 replies
    • 1.7k views
    • 
    • Alf
    • April 21, 2000

26. VCP - plan never adopted

    By Guest sfatty, June 22, 2006
    • 3 replies
    • 1.7k views
    • 
    • Ron Snyder
    • June 23, 2006

27. Excess contributions distributed by mistake. How is this corrected?

    By Richard Anderson, November 30, 2000
    • 1 reply
    • 1.7k views
    • 
    • Guest
    • December 1, 2000

28. Roth Questions

    By 401_4_ever, November 20, 2006
    • 2 replies
    • 1.7k views
    • 
    • austin3515
    • November 22, 2006

29. Top-Heavy compensation when a union employee changes to non-union stat

    By John A, February 28, 2000
    • 1 reply
    • 1.7k views
    • 
    • rcline46
    • February 29, 2000

30. Bottom-up QNEC's & IRS Warning on Discriminatory Practices

    By Gruegen, November 22, 2004
    • 2 replies
    • 1.7k views
    • 
    • MWeddell
    • November 23, 2004

31. Who pays insurance premiums for policies in the plan?

    By Guest Theresa, January 24, 2001
    • 6 replies
    • 1.7k views
    • 
    • Guest
    • January 30, 2001

32. Code 791

    By Guest LJWhite, November 16, 2001
    • 2 replies
    • 1.7k views
    • 
    • Guest
    • November 16, 2001

33. S-Corp compensation

    By Guest mrtnak, December 28, 2005
    • 2 replies
    • 1.7k views
    • 
    • Lori Friedman
    • December 28, 2005

34. Spouse of owner always HCE

    By ombskid, April 10, 2010
    • 2 replies
    • 1.7k views
    • 
    • austin3515
    • April 11, 2010

35. 401(k) SIMPLE WHERE PREVIOUS PLAN EXISTED

    By Guest JB2, February 3, 1999
    • 4 replies
    • 1.7k views
    • 
    • LCARUSI
    • February 5, 1999

36. Safe harbor true-up

    By Guest JBeck, March 4, 2004
    • 2 replies
    • 1.7k views
    • 
    • Blinky the 3-eyed Fish
    • March 4, 2004

37. What constitutes a separate division under the same desk rule?

    By Guest JWBrown, February 8, 2001
    • 0 replies
    • 1.7k views
    • 
    • Guest
    • February 8, 2001

38. Entity type in Document

    By cpc0506, April 2, 2013
    • 7 replies
    • 1.7k views
    • 
    • Bird
    • April 4, 2013

39. Employer bankruptcy and safe harbor nonelective requirements

    By Belgarath, January 22, 2004
    • 2 replies
    • 1.7k views
    • 
    • QDROphile
    • October 26, 2021

40. ASG and Safe Harbor 401(k)

    By Guest JPIngold, October 24, 2009
    • 6 replies
    • 1.7k views
    • 
    • Guest
    • October 26, 2009

41. Determination Letter Cycles

    By ERISA25, January 2, 2013
    • 1 reply
    • 1.7k views
    • 
    • John Feldt ERPA CPC QPA
    • January 3, 2013

42. To take an emergency personal expense distribution, must a participant leave $1,000 in her account?

    By Peter Gulia, October 5, 2023
    • 5 replies
    • 1.7k views
    • 
    • Belgarath
    • October 12, 2023

43. Family Attribution w/ Trust - Adult Son

    By jmartin, July 25, 2013
    • 1 reply
    • 1.7k views
    • 
    • ETA Consulting LLC
    • July 25, 2013

44. Safe Harbor Top-Heavy Exempt

    By John Feldt ERPA CPC QPA, September 15, 2015   

    • Safe Harbor
    • Top-Heavy Exempt
    • (and 2 more)

      Tagged with:

      • Safe Harbor
      • Top-Heavy Exempt
      • excluded class
      • excluded employee
    • 1 reply
    • 1.7k views
    • 
    • Tom Poje
    • September 16, 2015

45. Safe Harbor 401(k) and Seasonal Employees

    By Guest Gibson, October 28, 2001
    • 1 reply
    • 1.7k views
    • 
    • MWeddell
    • October 29, 2001

46. Highly compensated employees

    By Guest linda clement, January 6, 1999
    • 1 reply
    • 1.7k views
    • 
    • LCARUSI
    • January 7, 1999

47. Must the one-time election (Treas Reg. 1.401(k)-1(a)(3)(iv)) be available to all participants?

    By jkharvey, January 26, 2005
    • 2 replies
    • 1.7k views
    • 
    • jaemmons
    • January 28, 2005

48. Profit Sharing Plan for a S Corp.

    By KevinMc, July 17, 2012
    • 2 replies
    • 1.7k views
    • 
    • cpc0506
    • July 17, 2012

49. Minimum eligibility requirements for hours based plan

    By Guest Jmiles, December 21, 2004
    • 5 replies
    • 1.7k views
    • 
    • rcline46
    • December 22, 2004

50. W-2 compensation and NQSOs

    By Guest Quacka, March 31, 2010
    • 1 reply
    • 1.7k views
    • 
    • Guest
    • April 7, 2010