401(k) Plans

19,321 topics in this forum

1. Maximum Loan in Daily Valuation Plan

   By Guest jmourgos, February 26, 2003
   • 6 replies
   • 1.7k views
   • 
   • Guest
   • February 28, 2003

2. IRS Audit- Power of Attorney

   By coleboy, August 29, 2019
   • 6 replies
   • 1.7k views
   • 
   • Bird
   • August 30, 2019

3. Right of participant

   By Guest Kemily, July 10, 2003
   • 6 replies
   • 1.7k views
   • 
   • Guest
   • July 11, 2003

4. Looking for sample 401(k) negative election (automatic enrollment) not

   By Guest Robin S. Vatalaro, CPA, November 15, 2000
   • 0 replies
   • 1.7k views
   • 
   • Guest
   • November 15, 2000

5. Are there service providers who do operational audits to ascertain if

   By Guest Lisa Flagg, November 16, 2000
   • 6 replies
   • 1.7k views
   • 
   • Kirk Maldonado
   • November 17, 2000

6. Removing 100% vesting at Early Retirement

   By Guest Kathy Bayes, March 11, 2002
   • 0 replies
   • 1.7k views
   • 
   • Guest
   • March 11, 2002

7. Qualified Disclaimer

   By Guest ebs24502, September 25, 2006
   • 2 replies
   • 1.7k views
   • 
   • Guest
   • September 26, 2006

8. 401(k) Contributions-Return prior to Year End

   By BTH, December 16, 2003
   • 3 replies
   • 1.7k views
   • 
   • Blinky the 3-eyed Fish
   • December 17, 2003

9. Late Deferral Contributions

   By FishOn, December 5, 2023
   • 7 replies
   • 1.7k views
   • 
   • Paul I
   • December 5, 2023

10. rehire entry date

    By WCC, August 12, 2016
    • 2 replies
    • 1.7k views
    • 
    • Bird
    • August 12, 2016

11. Seasonal Employees exclusion form Plan question ..... again.

    By Hoard1, December 8, 1999
    • 1 reply
    • 1.7k views
    • 
    • Hoard1
    • December 10, 1999

12. Deceased employee with over $5000 balance. No bene, no kin to be found

    By Rocha, October 20, 2023
    • 11 replies
    • 1.7k views
    • 
    • Luke Bailey
    • October 24, 2023

13. ADP/ACP failures - excess refunds to HCEs?

    By SRNPEBT, September 24, 2015
    • 0 replies
    • 1.7k views
    • 
    • SRNPEBT
    • September 24, 2015

14. Roth Buy Back

    By Mr Bagwell, February 12, 2018   

    • roth
    • buy back
    • (and 1 more)

      Tagged with:

      • roth
      • buy back
      • basis
    • 13 replies
    • 1.7k views
    • 
    • Luke Bailey
    • February 14, 2018

15. DC 415 limit with catch-up

    By drakecohen, February 17, 2013
    • 2 replies
    • 1.7k views
    • 
    • Mike Preston
    • February 18, 2013

16. Stop Safe Harbor on 1/1 - notice requirement

    By TinaW, December 30, 2024
    • 6 replies
    • 1.7k views
    • 
    • Lou S.
    • January 3, 2025

17. Highly comp Employee Question?

    By Guest KD40, September 24, 2002
    • 3 replies
    • 1.7k views
    • 
    • Blinky the 3-eyed Fish
    • September 24, 2002

18. Controlled Group - Participant balance transfer

    By sla, March 1, 2013
    • 1 reply
    • 1.7k views
    • 
    • MWeddell
    • March 7, 2013

19. Participant has 20% of account withheld by plan and remainder paid in

    By Guest Linda Kirby, October 31, 1999
    • 12 replies
    • 1.7k views
    • 
    • Guest
    • November 5, 1999

20. 401(k) Correction Issue

    By Guest ccl, January 30, 2009
    • 2 replies
    • 1.7k views
    • 
    • PAL
    • February 6, 2009

21. Safe Harbor 3% Non-elective with Match

    By Guest PensionHelpers, January 13, 2004
    • 7 replies
    • 1.7k views
    • 
    • chris
    • February 5, 2004

22. Match on Separate Bonus Deferral Election

    By J. Bringhurst, August 16, 2018
    • 5 replies
    • 1.7k views
    • 
    • Luke Bailey
    • August 16, 2018

23. Safe Harbor plans and Top Heavy

    By Guest rffahey, January 10, 2005
    • 8 replies
    • 1.7k views
    • 
    • FJR
    • February 16, 2005

24. Prefunded Profit Sharing in excess of allocable

    By Guest Moira, May 5, 2006
    • 2 replies
    • 1.7k views
    • 
    • Archimage
    • May 8, 2006

25. Automatic Rollover Regulations

    By Randy Watson, November 8, 2004
    • 3 replies
    • 1.7k views
    • 
    • Guest
    • November 11, 2004

26. Relius users at v11

    By mschwechter, February 23, 2006
    • 3 replies
    • 1.7k views
    • 
    • mschwechter
    • February 24, 2006

27. Safe Harbor 401k

    By Guest lskin, March 21, 2006
    • 4 replies
    • 1.7k views
    • 
    • Tom Poje
    • March 22, 2006

28. Can deferrals be accepted by a plan after participant terminates emplo

    By Alonzo, January 27, 2000
    • 2 replies
    • 1.7k views
    • 
    • Jon Chambers
    • January 28, 2000

29. Brother Sister Controlled Group

    By Guest MEGK, September 23, 2011
    • 6 replies
    • 1.7k views
    • 
    • Guest
    • September 23, 2011

30. Mistake or not?

    By Guest HJoseph, December 19, 2012
    • 8 replies
    • 1.7k views
    • 
    • shERPA
    • December 20, 2012

31. Self Directed plan investments

    By Gary, December 19, 2009
    • 7 replies
    • 1.7k views
    • 
    • Bird
    • January 14, 2010

32. top heavy 401k plan

    By Guest ehayes, April 24, 2002
    • 1 reply
    • 1.7k views
    • 
    • Blinky the 3-eyed Fish
    • April 24, 2002

33. What administrative expenses may be charged to a plan?

    By Guest Letocha, December 7, 2000
    • 6 replies
    • 1.7k views
    • 
    • Guest
    • February 28, 2001

34. 404(a)(3) deduction limitation

    By Guest Cynthia Williams, December 30, 1999
    • 5 replies
    • 1.7k views
    • 
    • Guest
    • December 30, 1999

35. RMD for 5% owner accounting

    By matthny, March 23, 2023
    • 19 replies
    • 1.7k views
    • 
    • CuseFan
    • March 27, 2023

36. Safe Harbor Matching

    By Guest Rob, November 18, 1998
    • 1 reply
    • 1.7k views
    • 
    • MWeddell
    • November 19, 1998

37. Paying expenses from the Plan for daily valuation recordkeeper search

    By Guest DeePA, November 9, 2004
    • 4 replies
    • 1.7k views
    • 
    • Brian Gallagher
    • November 15, 2004

38. 11-K Filing or not?

    By Guest Chrysler, January 9, 2006
    • 1 reply
    • 1.7k views
    • 
    • QDROphile
    • January 9, 2006

39. Impermissible hardship distribution

    By Belgarath, March 13, 2007
    • 2 replies
    • 1.7k views
    • 
    • Belgarath
    • March 13, 2007

40. help for an HCE who is habitually receiving refunds.

    By Lori H, March 11, 2004
    • 11 replies
    • 1.7k views
    • 
    • Brian Gallagher
    • March 15, 2004

41. Employer bankruptcy and safe harbor nonelective requirements

    By Belgarath, January 22, 2004
    • 2 replies
    • 1.7k views
    • 
    • QDROphile
    • October 26, 2021

42. Participant Investment Direction - Alienation Issue

    By Guest ljelaw, May 7, 1999
    • 1 reply
    • 1.7k views
    • 
    • Guest
    • May 13, 1999

43. 401k plan used as collaterial

    By Guest Blaser, March 2, 2004
    • 6 replies
    • 1.7k views
    • 
    • mbozek
    • March 3, 2004

44. Vesting Schedules

    By Guest russo40, June 15, 1999
    • 2 replies
    • 1.7k views
    • 
    • M R Bernardin
    • June 16, 1999

45. EMPLOYER MATCHING CONTRIBUTIONS

    By Guest elizabeth, January 11, 1999
    • 1 reply
    • 1.7k views
    • 
    • Tom Poje
    • January 11, 1999

46. LATE DEPOSITS OF EE MONEY AGAIN

    By Guest CGBS, February 6, 2001
    • 4 replies
    • 1.7k views
    • 
    • david rigby
    • February 9, 2001

47. Quarterly Match, Last Day of Quarter, and True-Up

    By Steve Waddo, January 28, 2015
    • 2 replies
    • 1.7k views
    • 
    • ESOP Guy
    • January 28, 2015

48. failure to make safe harbor 401k contribution

    By goldtpa, December 17, 2013
    • 2 replies
    • 1.7k views
    • 
    • goldtpa
    • December 19, 2013

49. current & prior year testing q

    By Earl, August 5, 2000
    • 3 replies
    • 1.7k views
    • 
    • Guest
    • May 10, 2002

50. Start a 401k plan

    By ombskid, November 5, 2013
    • 10 replies
    • 1.7k views
    • 
    • SwimmingInBowelsOfERISA
    • January 8, 2016