401(k) Plans

19,275 topics in this forum

1. Merger of Plans Safe Harbor and Non Safe Harbor

   By 52626, May 23, 2014
   • 1 reply
   • 1.3k views
   • 
   • MWeddell
   • May 27, 2014

2. Design-based safe harbor notice to participants

   By Lori Friedman, December 20, 2004
   • 1 reply
   • 1.3k views
   • 
   • austin3515
   • December 21, 2004

3. Determination Letter with VCP

   By Guest meeh3704, September 15, 2008
   • 1 reply
   • 1.3k views
   • 
   • J Simmons
   • September 20, 2008

4. Distribution Forms

   By Jilliandiz, November 30, 2005
   • 1 reply
   • 1.3k views
   • 
   • WDIK
   • November 30, 2005

5. Catch up contributions and negative compensation

   By Pixie, November 10, 2008
   • 1 reply
   • 1.3k views
   • 
   • PensionPro
   • November 10, 2008

6. DB to DC conversions

   By Guest bpact, December 6, 2004
   • 1 reply
   • 1.3k views
   • 
   • david rigby
   • December 6, 2004

7. Employee Plans Compliance Resolution System

   By Guest Bahrman, February 18, 2003
   • 1 reply
   • 1.3k views
   • 
   • Alf
   • February 18, 2003

8. Targeted QNEC

   By ombskid, April 9, 2010
   • 1 reply
   • 1.3k views
   • 
   • Tom Poje
   • April 9, 2010

9. Top heavy under EGTRRA rules

   By Guest Mike Kimball, June 19, 2002
   • 1 reply
   • 1.3k views
   • 
   • Tom Poje
   • June 19, 2002

10. Loan/Hardship Issue

    By Guest JHeller, September 3, 2010
    • 6 replies
    • 1.3k views
    • 
    • 12AX7
    • September 8, 2010

11. Plan Termination

    By austin3515, October 7, 2011
    • 5 replies
    • 1.3k views
    • 
    • 12AX7
    • October 8, 2011

12. 401(a)(4) testing for quarterly PS allocation

    By Guest TM3069, February 11, 2011
    • 2 replies
    • 1.3k views
    • 
    • austin3515
    • February 11, 2011

13. OK, why can't you do this?

    By RayJJohnsonJr, March 10, 2011
    • 6 replies
    • 1.3k views
    • 
    • RayJJohnsonJr
    • March 10, 2011

14. Mandatory Automatic Enrollment and Pooled Plans

    By austin3515, September 10
    • 4 replies
    • 1.3k views
    • 
    • acm_acm
    • September 12

15. Broker's Relationship

    By Guest MS TPA, March 14, 2011
    • 5 replies
    • 1.3k views
    • 
    • 12AX7
    • March 15, 2011

16. Contribution Limits

    By katie58, April 8, 2011
    • 3 replies
    • 1.3k views
    • 
    • katie58
    • April 11, 2011

17. 401(k) loan doc

    By Guest andrew@falesandco.com, September 20, 2007
    • 5 replies
    • 1.3k views
    • 
    • Kimberly S
    • September 21, 2007

18. Can Prior Year Safe Harbor be stopped for HCE?

    By TPApril, April 21, 2020
    • 8 replies
    • 1.3k views
    • 
    • Luke Bailey
    • April 22, 2020

19. top heavy account balances

    By Guest dstran, March 27, 2006
    • 1 reply
    • 1.3k views
    • 
    • WDIK
    • March 27, 2006

20. LTPT

    By Brenda Wren, September 20, 2023
    • 3 replies
    • 1.3k views
    • 
    • Brenda Wren
    • September 21, 2023

21. Loan Refinancing

    By BTH, July 13, 2004
    • 2 replies
    • 1.3k views
    • 
    • E as in ERISA
    • July 13, 2004

22. Schedule T of Form 5500

    By Guest BCoffey, April 18, 2003
    • 3 replies
    • 1.3k views
    • 
    • Brian Gallagher
    • April 21, 2003

23. 408(b)(2) Fee Disclosure

    By rcline46, January 4, 2013
    • 2 replies
    • 1.3k views
    • 
    • Guest
    • January 6, 2013

24. Fiduciary status

    By Guest Becca2002, July 19, 2002
    • 1 reply
    • 1.3k views
    • 
    • Ron Snyder
    • July 21, 2002

25. ROTH IRA, Help

    By Guest newinvestor, March 22, 2005
    • 2 replies
    • 1.3k views
    • 
    • Effen
    • March 24, 2005

26. Corrective Amendment to Allow Early Entry

    By emmetttrudy, April 30, 2009
    • 1 reply
    • 1.3k views
    • 
    • rcline46
    • April 30, 2009

27. Late and defaulted Loans

    By Guest JeffRed, November 23, 2010
    • 2 replies
    • 1.3k views
    • 
    • Guest
    • November 23, 2010

28. 2005 New Key Employee

    By Guest darrensoup, November 14, 2005
    • 1 reply
    • 1.3k views
    • 
    • WDIK
    • November 14, 2005

29. Uncashed Checks for a Bankrupt Recordkeeper

    By Nassau, April 21, 2011
    • 2 replies
    • 1.3k views
    • 
    • BG5150
    • April 21, 2011

30. Changing life expectancy once an MRD has started.

    By Guest MarkL, July 30, 1999
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • July 30, 1999

31. Allowing early entry

    By JPIngold, December 12, 2016
    • 1 reply
    • 1.2k views
    • 
    • Tom Poje
    • December 12, 2016

32. 401k Termination to Adopt a SIMPLE IRA plan

    By Guest dhoefer, March 23, 2004
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • March 23, 2004

33. Is US Source Income (for excluding NRAs from plan testing) defined based on the applicable treaty or the general rule in the IRC?

    By JDuns, April 28, 2005
    • 0 replies
    • 1.2k views
    • 
    • JDuns
    • April 28, 2005

34. Freezing a fund inside a dc plan

    By ERISA25, August 13, 2009
    • 3 replies
    • 1.2k views
    • 
    • Guest
    • August 14, 2009

35. Establishing Safe Harbor 401(k) Plan - Less than 3 months from Adoption Date

    By Vlad401k, November 13, 2020
    • 3 replies
    • 1.2k views
    • 
    • JackS
    • November 13, 2020

36. final regs - eliminating 3% safe harbor during the year

    By Tom Poje, November 15, 2013
    • 3 replies
    • 1.2k views
    • 
    • Bird
    • November 18, 2013

37. safe harbor ineligible participant

    By Guest LTurner, January 20, 2003
    • 2 replies
    • 1.2k views
    • 
    • Tom Poje
    • January 20, 2003

38. Insurance Premiums Paid Outside of Plan

    By metsfan026, August 10, 2022
    • 15 replies
    • 1.2k views
    • 
    • Bird
    • September 12, 2022

39. 401(k) withholding for work release prisoners

    By MSN, August 31, 2007
    • 0 replies
    • 1.2k views
    • 
    • MSN
    • August 31, 2007

40. Trasition Rule under 410(b)(6)(c)

    By RRB, January 26, 2012
    • 3 replies
    • 1.2k views
    • 
    • RRB
    • February 1, 2012

41. QNEC FOR ADP/ACP FAILURE

    By Guest mrjones, March 14, 2007
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • March 14, 2007

42. Which Testing Method?

    By fiona1, December 15, 2005
    • 1 reply
    • 1.2k views
    • 
    • Nate X
    • December 19, 2005

43. ADP failure - refunds needed, but....

    By doombuggy, February 4, 2015   

    • adp testing
    • refunds
    • 3 replies
    • 1.2k views
    • 
    • Lou S.
    • February 5, 2015

44. Crediting Service for Rehires with no records of prior employment

    By Guest DLD7575, August 17, 2006
    • 1 reply
    • 1.2k views
    • 
    • rcline46
    • August 18, 2006

45. Spreadsheet Formula for Excess Life Calculation

    By Susan S., March 10, 2011
    • 0 replies
    • 1.2k views
    • 
    • Susan S.
    • March 10, 2011

46. Participant Statements

    By Guest TLCPension, July 17, 2003
    • 4 replies
    • 1.2k views
    • 
    • Harwood
    • July 17, 2003

47. Form 5330 and VFC Program

    By Guest cosmo01, May 15, 2003
    • 1 reply
    • 1.2k views
    • 
    • Blinky the 3-eyed Fish
    • May 16, 2003

48. Does Hurricane Relief Extend Contribution Deadline

    By ERISA1, September 14, 2011
    • 1 reply
    • 1.2k views
    • 
    • david rigby
    • September 14, 2011

49. Software Opinions

    By Guest Partly Cloudy, July 22, 2004
    • 6 replies
    • 1.2k views
    • 
    • stephen
    • July 22, 2004

50. Safe Harbor 401k Plan

    By Guest Dumb & Dumber, June 2, 2011
    • 6 replies
    • 1.2k views
    • 
    • 12AX7
    • June 3, 2011