401(k) Plans

19,320 topics in this forum

1. SH Plan Mid Year Amendments

   By AJ North, February 3, 2012
   • 1 reply
   • 1.1k views
   • 
   • Kevin C
   • February 7, 2012

2. Reporting ERISA Bond amount on the 5500

   By ldr, November 4, 2019   

   • bond
   • 5500
   • (and 1 more)

     Tagged with:

     • bond
     • 5500
     • 5500-sf
   • 2 replies
   • 1.1k views
   • 
   • ldr
   • November 4, 2019

3. control group testing

   By EBDI, March 28, 2014
   • 3 replies
   • 1.1k views
   • 
   • EBDI
   • April 1, 2014

4. Roth In-Plan Conversion

   By Nassau, September 12, 2011
   • 1 reply
   • 1.1k views
   • 
   • Guest
   • September 12, 2011

5. Over Match Due to Reaching Comp Limit

   By KTB, February 11, 2015
   • 2 replies
   • 1.1k views
   • 
   • KTB
   • February 11, 2015

6. Top Heavy Plan + Safe Harbor Match

   By metsfan026, August 26, 2024
   • 5 replies
   • 1.1k views
   • 
   • metsfan026
   • August 28, 2024

7. HCE Elections fo ADP Refunds

   By austin3515, March 4, 2010
   • 6 replies
   • 1.1k views
   • 
   • austin3515
   • March 6, 2010

8. Safe Harbor mid-year

   By Guest Achilles, April 6, 2009
   • 1 reply
   • 1.1k views
   • 
   • Tom Poje
   • April 7, 2009

9. Multiple employer plan

   By Guest cosmo01, July 7, 2003
   • 0 replies
   • 1.1k views
   • 
   • Guest
   • July 7, 2003

10. changing plans

    By Guest stlewis, July 3, 2006
    • 2 replies
    • 1.1k views
    • 
    • Nate X
    • July 3, 2006

11. Safe Harbor

    By Earl, December 11, 2008
    • 5 replies
    • 1.1k views
    • 
    • Earl
    • December 12, 2008

12. Social Security Wage Base Skyrockets

    By austin3515, October 19, 2016
    • 7 replies
    • 1.1k views
    • 
    • Tom Poje
    • October 19, 2016

13. Delayed Distribution of Employer Money

    By Guest LonePlanAdministrator, December 2, 2009
    • 4 replies
    • 1.1k views
    • 
    • Guest
    • December 3, 2009

14. New company - 410 issue

    By Guest skc, December 22, 2005
    • 1 reply
    • 1.1k views
    • 
    • Tom Poje
    • December 22, 2005

15. Satisfying ABT on Allocations and Rate Group Testing on Benefits

    By CLE401kGuy, February 25, 2021
    • 6 replies
    • 1.1k views
    • 
    • Mike Preston
    • February 26, 2021

16. Failure to stop deducting 401(k) deferrals

    By alexa, September 15, 2017
    • 1 reply
    • 1.1k views
    • 
    • Belgarath
    • September 15, 2017

17. Missing participant records

    By 30Rock, March 19, 2025
    • 3 replies
    • 1.1k views
    • 
    • 30Rock
    • March 19, 2025

18. Sar Sep

    By Guest Susan M., April 15, 2013
    • 3 replies
    • 1.1k views
    • 
    • Flyboyjohn
    • April 15, 2013

19. 2008 402(g) Refund

    By Alex Daisy, May 1, 2009
    • 0 replies
    • 1.1k views
    • 
    • Alex Daisy
    • May 1, 2009

20. Prototype Document

    By austin3515, April 12, 2010
    • 1 reply
    • 1.1k views
    • 
    • Guest
    • April 12, 2010

21. 5300

    By Guest sidalee1, January 27, 2011
    • 1 reply
    • 1.1k views
    • 
    • Guest
    • January 27, 2011

22. Does a change in Adopting Employer's Corporation constitute a plan termination?

    By Guest spanarkle, April 27, 2004
    • 0 replies
    • 1.1k views
    • 
    • Guest
    • April 27, 2004

23. Excluding certain employees from participating

    By Guest Benefitsrock, September 5, 2007
    • 1 reply
    • 1.1k views
    • 
    • jpod
    • September 5, 2007

24. Court order to stop and refund loan repayments

    By Guest koolkid, February 24, 2003
    • 3 replies
    • 1.1k views
    • 
    • mbozek
    • February 24, 2003

25. adding wife of owner

    By Pixie, October 2, 2024
    • 3 replies
    • 1.1k views
    • 
    • Peter Gulia
    • October 3, 2024

26. Basic QNEC question-failed ADP

    By ratherbereading, April 16, 2025
    • 4 replies
    • 1.1k views
    • 
    • Paul I
    • April 17, 2025

27. Plan Fees

    By Guest Kim Daughrty, March 15, 2007
    • 3 replies
    • 1.1k views
    • 
    • austin3515
    • March 15, 2007

28. 401(k) new plan

    By pbarrett, December 3, 2002
    • 1 reply
    • 1.1k views
    • 
    • 2muchstress
    • December 3, 2002

29. Include in ADP Test?

    By Guest Giovanni, January 31, 2005
    • 1 reply
    • 1.1k views
    • 
    • Tom Poje
    • February 1, 2005

30. Controlled Group - One Plan

    By PFranckowiak, September 10, 2009
    • 1 reply
    • 1.1k views
    • 
    • Laura Harrington
    • September 10, 2009

31. Owner of 1-person plan dies - how to terminate?

    By TPApril, November 23, 2022
    • 5 replies
    • 1.1k views
    • 
    • Albert F
    • November 29, 2022

32. PS Cont. Allocation-signed document and unsigned restatement

    By Guest Emily 401(k), February 25, 2008
    • 2 replies
    • 1.1k views
    • 
    • Kimberly S
    • February 25, 2008

33. 401k correction for fiscal year

    By Guest k-k-kuz, November 8, 2009
    • 3 replies
    • 1.1k views
    • 
    • Laura Harrington
    • November 9, 2009

34. Assignment of Income Problem

    By Guest dkl2214, August 15, 2011
    • 0 replies
    • 1.1k views
    • 
    • Guest
    • August 15, 2011

35. Beneficiary designation

    By Guest bernverd, September 24, 2007
    • 1 reply
    • 1.1k views
    • 
    • masteff
    • September 24, 2007

36. Deduction Timing of Employer Contributions

    By Lou S., March 22, 2011
    • 2 replies
    • 1.1k views
    • 
    • Lou S.
    • March 22, 2011

37. Hardship Distribution for Purchase of Multiplex Building

    By cathgrace, July 24, 2023   

    • hardship
    • principal residence
    • 13 replies
    • 1.1k views
    • 
    • cathgrace
    • August 22, 2023

38. Distributions and Rollovers

    By Guest mrwentzel, August 15, 2003
    • 1 reply
    • 1.1k views
    • 
    • WDIK
    • August 15, 2003

39. Simple & 4K limits

    By mschwechter, January 12, 2006
    • 1 reply
    • 1.1k views
    • 
    • saabraa
    • January 12, 2006

40. Engagement Letters Under New REgs

    By austin3515, December 29, 2010
    • 1 reply
    • 1.1k views
    • 
    • TPApril
    • April 14, 2011

41. Actual Hours and Short Eligibility Period

    By justanotheradmin, August 15, 2014
    • 1 reply
    • 1.1k views
    • 
    • John Feldt ERPA CPC QPA
    • August 15, 2014

42. 401(k) NOT affect gateway?

    By Guest rickw, August 20, 2003
    • 1 reply
    • 1.1k views
    • 
    • Tom Poje
    • August 20, 2003

43. Safe Harbor Non-Elective Amendment

    By Guest notapensiongeek, April 27, 2011
    • 7 replies
    • 1.1k views
    • 
    • rcline46
    • April 28, 2011

44. Match not funded on Pay-period basis

    By Vlad401k, January 31, 2017
    • 4 replies
    • 1.1k views
    • 
    • Kevin C
    • February 1, 2017

45. Nonelective Safe Harbor and Integration

    By Dougsbpc, March 21, 2013
    • 3 replies
    • 1.1k views
    • 
    • 12AX7
    • March 22, 2013

46. Permissable withdrawals (Change of Heart)

    By Nassau, December 11, 2017
    • 2 replies
    • 1.1k views
    • 
    • Nassau
    • December 11, 2017

47. QNEC and proposed regs

    By Guest LuannJ, August 10, 2004
    • 0 replies
    • 1.1k views
    • 
    • Guest
    • August 10, 2004

48. (PTEs 98-54 and 94-20) re: FX

    By Guest Fidu2, June 24, 2003
    • 4 replies
    • 1.1k views
    • 
    • Harwood
    • June 24, 2003

49. TIAA CREF Conversion

    By MjInvestments, April 4, 2017   

    • tiaa-cref
    • tiaa
    • (and 1 more)

      Tagged with:

      • tiaa-cref
      • tiaa
      • variable annuity
    • 2 replies
    • 1.1k views
    • 
    • austin3515
    • April 5, 2017

50. Plan Design Question

    By Spencer, October 19, 2010
    • 6 replies
    • 1.1k views
    • 
    • BG5150
    • October 21, 2010