401(k) Plans

19,275 topics in this forum

1. PPA inherited IRA: Plan policy notification requirments?

   By Guest jackstpaul, January 16, 2007
   • 1 reply
   • 1.5k views
   • 
   • Belgarath
   • January 17, 2007

2. Recharacterize ADP refunds to after tax contribs

   By fiona1, February 9, 2007
   • 1 reply
   • 1.4k views
   • 
   • Tom Poje
   • February 12, 2007

3. Safe Harbor Nonelective retroactive to Jan 1

   By AKconsult, February 5, 2008
   • 1 reply
   • 956 views
   • 
   • Kimberly S
   • February 5, 2008

4. Excluding Employees

   By Guest JHeller, April 18, 2011
   • 1 reply
   • 966 views
   • 
   • Guest
   • April 18, 2011

5. 2010 Form 5500-Sungard

   By Guest 4kadmin, June 10, 2011
   • 1 reply
   • 960 views
   • 
   • 12AX7
   • June 10, 2011

6. Valid Document or Not

   By cpc0506, November 5, 2012
   • 1 reply
   • 796 views
   • 
   • MoJo
   • November 5, 2012

7. Taxes from 401(k) Plan with Roth Contribution at age 60

   By rblum50, November 21, 2013   

   • Roth Contributions
   • 1 reply
   • 1.1k views
   • 
   • GMK
   • November 21, 2013

8. Key Employee

   By Guest elang, June 10, 2014   

   • Top Heavy
   • 1 reply
   • 1.5k views
   • 
   • masteff
   • June 11, 2014

9. Multiple 401(k) Plans

   By Guest Grumpy456, November 8, 2014
   • 1 reply
   • 846 views
   • 
   • Tom Poje
   • November 10, 2014

10. Rescinding a safe harbor cancellation

    By WhoLetTheDogsOut, August 8, 2017
    • 1 reply
    • 936 views
    • 
    • Kevin C
    • August 8, 2017

11. IS top-heavy minimum required for this situation?

    By PLHart, January 27, 2021
    • 1 reply
    • 579 views
    • 
    • Lou S.
    • January 27, 2021

12. Controlled Group - Sale of some entities

    By MGOAdmin, July 21, 2021   

    • controlled group
    • sale of business
    • 1 reply
    • 510 views
    • 
    • C. B. Zeller
    • July 21, 2021

13. Determining eligibility when rule of parity and one year holdout both don't exclude any service

    By dragondon, December 17, 2022
    • 1 reply
    • 410 views
    • 
    • EBP
    • December 19, 2022

14. Vesting: Elapsed Time & Excluding Yrs of Service

    By Guest Ann Hubble, September 28, 2002
    • 1 reply
    • 2.2k views
    • 
    • Mike Preston
    • September 28, 2002

15. Discrimination in payment of plan investment fees?

    By Guest blaum8, January 3, 2003
    • 1 reply
    • 1k views
    • 
    • mbozek
    • January 3, 2003

16. Max out Safe Harbor 401(k) Profit Sharing Plan for 2005

    By Guest tgraham, November 17, 2004
    • 1 reply
    • 1.1k views
    • 
    • Bird
    • November 17, 2004

17. per capita QNEC's

    By austin3515, January 3, 2008
    • 1 reply
    • 1.3k views
    • 
    • JanetM
    • January 3, 2008

18. Forfeitures to fund late earnings ?

    By Guest jvandyke, February 12, 2010
    • 1 reply
    • 2.2k views
    • 
    • Lou S.
    • February 12, 2010

19. Hours of Service - Use of Different Equivalencies Within Single Plan

    By Guest Lane, November 5, 2012
    • 1 reply
    • 1.4k views
    • 
    • ETA Consulting LLC
    • November 5, 2012

20. US Citizen employee of foreign company based overseas

    By LFB-Singapore, June 23, 2015
    • 1 reply
    • 2.5k views
    • 
    • Flyboyjohn
    • June 23, 2015

21. Electronic Signatures for Loans

    By jim241, April 18, 2017   

    • 401k
    • loans
    • (and 2 more)

      Tagged with:

      • 401k
      • loans
      • electronic sigature
      • e-sign
    • 1 reply
    • 654 views
    • 
    • TPAJake
    • April 18, 2017

22. Language for investment option changes

    By Guest Brad Brewer, January 5, 1999
    • 1 reply
    • 1.7k views
    • 
    • Guest
    • January 13, 1999

23. Simple 401(k) plans and employer stock

    By Guest KMcQ, October 28, 1999
    • 1 reply
    • 1.5k views
    • 
    • QDROphile
    • October 29, 1999

24. 401(k) Illustration Software

    By Dawn Hafner, May 30, 2000
    • 1 reply
    • 1.7k views
    • 
    • Guest
    • May 31, 2000

25. Ineligible Participant with Contributions and Investment

    By FishOn, May 6, 2024
    • 1 reply
    • 668 views
    • 
    • Lou S.
    • May 6, 2024

26. Forfeiture Accounts included in Top Heavy Tests?

    By Guest Renea, September 12, 2000
    • 1 reply
    • 2.4k views
    • 
    • david rigby
    • September 12, 2000

27. Top Paid Group determination for HCEs

    By Guest Janet Lacy, February 21, 2001
    • 1 reply
    • 1.7k views
    • 
    • lkpittman
    • February 23, 2001

28. Plan Termination Question

    By card, July 24, 2001
    • 1 reply
    • 1.6k views
    • 
    • RCK
    • July 25, 2001

29. LLC Earned Income

    By Guest Pat Metallic, March 13, 2002
    • 1 reply
    • 2k views
    • 
    • Medusa
    • March 13, 2002

30. Multiple Employer PEO 401(k) Plan with Top Heavy Failure

    By Guest gjfowler, September 9, 2002
    • 1 reply
    • 1.5k views
    • 
    • alanm
    • September 9, 2002

31. Paying for plan amendment from forfeiture account

    By Brian Gallagher, July 28, 2004
    • 1 reply
    • 1.4k views
    • 
    • R. Butler
    • July 28, 2004

32. Roth 401(k)/Exclusive Roth Contributions

    By Guest BED, November 9, 2005
    • 1 reply
    • 1.3k views
    • 
    • Guest
    • November 10, 2005

33. Failure to Make SH Contributions

    By Guest rmyoung, April 27, 2007
    • 1 reply
    • 1k views
    • 
    • Tom Poje
    • April 27, 2007

34. Calandar/Fiscal Yr. Control Group

    By sdix401k, May 30, 2008
    • 1 reply
    • 1.4k views
    • 
    • Tom Poje
    • June 2, 2008

35. permanent disability

    By Guest Barbshoe02, August 26, 2008
    • 1 reply
    • 1.8k views
    • 
    • ERISAnut
    • August 26, 2008

36. Can you rescind a Safe Harbor Notice?

    By Guest SVA Retirement Plan Svc., December 8, 2008
    • 1 reply
    • 1.5k views
    • 
    • Tom Poje
    • December 8, 2008

37. Permissive Aggregation - merger of CG member

    By MLML, April 23, 2014
    • 1 reply
    • 1.2k views
    • 
    • MWeddell
    • April 23, 2014

38. Controlled group

    By PS, July 21, 2021
    • 1 reply
    • 479 views
    • 
    • Mike Preston
    • July 21, 2021

39. OK to start 401k Safe Harbor?

    By Jean, June 18, 1999
    • 1 reply
    • 1.4k views
    • 
    • Guest
    • June 21, 1999

40. Mid Year Amendments to Non Safe Harbor Plan

    By Susan S., April 25, 2023
    • 1 reply
    • 844 views
    • 
    • C. B. Zeller
    • April 25, 2023

41. Controlled group situation where an employee moves from one company to

    By Guest Kevin Plymyer, October 17, 2000
    • 1 reply
    • 1.6k views
    • 
    • John A
    • October 17, 2000

42. QTIP contains deceased spouses company. Is the ownership of the compa

    By Guest JEP, April 3, 2001
    • 1 reply
    • 1.4k views
    • 
    • Guest
    • April 11, 2001

43. Straight line amortization

    By Demosthenes, June 17, 2002
    • 1 reply
    • 3.2k views
    • 
    • QDROphile
    • June 17, 2002

44. EPCRS

    By Guest jhahn, August 16, 2002
    • 1 reply
    • 1.4k views
    • 
    • Guest
    • August 20, 2002

45. max contribution allocation

    By Guest tbt, October 17, 2002
    • 1 reply
    • 1.2k views
    • 
    • austin3515
    • October 17, 2002

46. Timing of Amendment to Chnage Testing Method

    By davef, February 16, 2004
    • 1 reply
    • 1.1k views
    • 
    • Mike Preston
    • February 16, 2004

47. Paychex 401(k) Plan

    By Guest ChopperPilot, July 28, 2004
    • 1 reply
    • 2.5k views
    • 
    • Guest
    • July 28, 2004

48. General Grandfathering Provisions

    By J. Bringhurst, January 21, 2005
    • 1 reply
    • 1.2k views
    • 
    • QDROphile
    • January 22, 2005

49. Incorrect HCE Match

    By Guest padmin, June 29, 2006
    • 1 reply
    • 1.3k views
    • 
    • Nate X
    • July 3, 2006

50. extra contributions

    By eilano, August 3, 2006
    • 1 reply
    • 1.3k views
    • 
    • Archimage
    • August 4, 2006