401(k) Plans

19,275 topics in this forum

1. Mandatory Cash-Out Question--Unresponsive Accounts Under $1000

   By TPAJake, October 19, 2016
   • 10 replies
   • 2.2k views
   • 
   • ESOP Guy
   • April 7, 2017

2. Fidelity Bond / Inflation Guard

   By austin3515, October 15, 2014
   • 10 replies
   • 4.5k views
   • 
   • Belgarath
   • November 9, 2017

3. safe harbor amendment

   By Gary, August 8, 2011
   • 10 replies
   • 2.5k views
   • 
   • Kevin C
   • January 13, 2012

4. EGTRRA Top Heavy Safe Harbor

   By kocak, August 3, 2001
   • 10 replies
   • 2.3k views
   • 
   • Guest
   • August 1, 2002

5. EAPs and 401(k)s

   By Guest qualified plan, September 22, 2004
   • 10 replies
   • 1.4k views
   • 
   • Blinky the 3-eyed Fish
   • September 23, 2004

6. safe harbor - vesting on 5th and 6th%?

   By EGB, December 5, 2006
   • 10 replies
   • 1.8k views
   • 
   • John Feldt ERPA CPC QPA
   • December 8, 2006

7. Deferral / Safe Harbor Match on Bonuses

   By hch4cpa, April 3, 2019
   • 10 replies
   • 1.2k views
   • 
   • ratherbereading
   • April 8, 2019

8. How thoroughly are eviction notices researched submitted for a hardship withdraw?

   By Rod, May 21, 2017
   • 10 replies
   • 25.6k views
   • 
   • John Feldt ERPA CPC QPA
   • May 22, 2017

9. QJSA for ONE SOURCE ONLY

   By MoJo, May 16, 2018
   • 10 replies
   • 913 views
   • 
   • MoJo
   • May 17, 2018

10. One owner, 2 companies - prorate the $170,000 comp limit?

    By MR, March 23, 2001
    • 10 replies
    • 2.3k views
    • 
    • Everett Moreland
    • March 24, 2001

11. merger question

    By Earl, August 12, 2008
    • 10 replies
    • 3.2k views
    • 
    • Guest
    • August 13, 2008

12. Prohibited Transaction

    By Guest LTurner, August 25, 2003
    • 10 replies
    • 2.1k views
    • 
    • Guest
    • August 26, 2003

13. Severance package to a terminated employee

    By ratherbereading, January 8, 2020
    • 10 replies
    • 1.5k views
    • 
    • DiamondJim76
    • January 15, 2020

14. 401(k) Notices

    By Guest Kabuki, August 7, 2002
    • 10 replies
    • 1.7k views
    • 
    • E as in ERISA
    • August 8, 2002

15. Safe harbor notice/dating

    By pmacduff, December 20, 2004
    • 10 replies
    • 1.8k views
    • 
    • Tom Poje
    • December 21, 2004

16. Staff Employer Contributions Sitting in Owner's Account

    By ratherbereading, May 17, 2018   

    • employer allocations
    • 10 replies
    • 798 views
    • 
    • Larry Starr
    • May 21, 2018

17. Secure Act - RMD Changes - Amendment Needed?

    By Stash026, January 9, 2020
    • 10 replies
    • 2k views
    • 
    • Mike Preston
    • January 10, 2020

18. Maximum Deductible Contribution - 2-person Plan

    By metsfan026, October 22
    • 10 replies
    • 659 views
    • 
    • CuseFan
    • October 23

19. 401(k) Plan Annual Audit

    By oriecat, July 16, 2007
    • 10 replies
    • 6k views
    • 
    • Guest
    • July 18, 2007

20. Removing safe harbor match mid-year

    By Guest IU1994, February 11, 2009
    • 10 replies
    • 3.8k views
    • 
    • R. Butler
    • March 6, 2009

21. Negative Elections ~ specified amount automatically contributed!

    By Guest Philip Simpkins, August 7, 2002
    • 10 replies
    • 2.1k views
    • 
    • Guest
    • April 4, 2003

22. Aggregation of Plan for Top Heavy

    By Lori Foresz, February 11, 2009
    • 10 replies
    • 3.4k views
    • 
    • jpod
    • August 12, 2009

23. safe harbor 401k, top heavy, IRS opinion

    By Tom Poje, October 30, 2002
    • 10 replies
    • 2.6k views
    • 
    • Tom Poje
    • November 1, 2002

24. Leased Employee

    By Guest mol, October 14, 2004
    • 10 replies
    • 4.6k views
    • 
    • alanm
    • October 18, 2004

25. EAch person in won group Is permitted disparity possible?

    By Jim Chad, March 5, 2009
    • 10 replies
    • 1.4k views
    • 
    • austin3515
    • March 9, 2009

26. Non-qualified 401(k) Top Hat Plan.

    By Guest Bill55, January 2, 2000
    • 10 replies
    • 3.1k views
    • 
    • GBurns
    • January 6, 2000

27. Prohibited Transactions

    By Guest Fidu2, April 4, 2003
    • 10 replies
    • 1.7k views
    • 
    • Demosthenes
    • April 16, 2003

28. Service question

    By Guest qualified plan, October 29, 2003
    • 10 replies
    • 1.8k views
    • 
    • R. Butler
    • October 31, 2003

29. Years of Service

    By Guest jnewman, July 16, 2003
    • 10 replies
    • 2.9k views
    • 
    • RTK
    • July 17, 2003

30. Permissible Withdrawals under EACA and ADP/ACP

    By PMC, November 12, 2007
    • 10 replies
    • 2.7k views
    • 
    • Belgarath
    • November 15, 2007

31. Forfeitures to Fund QNECs for Missed Deferrals plus gains

    By legort69, April 22, 2021
    • 10 replies
    • 4.1k views
    • 
    • legort69
    • May 5, 2021

32. off calendar year ADP testing

    By EBDI, October 16, 2012
    • 10 replies
    • 3.8k views
    • 
    • Kevin C
    • October 22, 2012

33. Technical Advice Memorandum re Specifically-Named EEs?

    By Guest TaxedToDeath, July 14, 2014
    • 10 replies
    • 1.9k views
    • 
    • KJohnson
    • July 17, 2014

34. counterproductive

    By thepensionmaven, April 9, 2020
    • 10 replies
    • 852 views
    • 
    • ratherbereading
    • April 9, 2020

35. How does one calculate orphaned matching contributions (following retu

    By Guest pjb, February 28, 2003
    • 10 replies
    • 4.6k views
    • 
    • Guest
    • March 21, 2003

36. Written directions for a New Comparability allocation

    By ldr, September 22, 2020   

    • cross testing
    • new comparability
    • 10 replies
    • 1.4k views
    • 
    • ldr
    • September 23, 2020

37. 415 excess 415 Excess - Past Deadline - True Ups also due...

    By 401kology, May 8   

    • correction method
    • 10 replies
    • 1k views
    • 
    • Artie M
    • May 13

38. Forced Distribution Options

    By Guest Jules1, August 4, 2013
    • 10 replies
    • 8.6k views
    • 
    • cdavis25
    • August 6, 2013

39. Late Deposits as a Result of Investment Firm Error?

    By Leopurrd, October 31, 2005
    • 10 replies
    • 1.9k views
    • 
    • LANDO
    • January 16, 2013

40. 72(p) Question

    By Guest meeh3704, June 18, 2008
    • 10 replies
    • 3.1k views
    • 
    • Guest
    • June 23, 2008

41. 415 Excess Contribution with Employee Deferrals

    By TPA Bob, March 31, 2017
    • 10 replies
    • 2.5k views
    • 
    • imchipbrown
    • January 25, 2018

42. QNEC – Grasping at Straws

    By buckaroo, November 4, 2008
    • 10 replies
    • 2.7k views
    • 
    • fiona1
    • November 5, 2008

43. Figuring out Earnings

    By geunwyvar1978, October 27, 2016
    • 10 replies
    • 936 views
    • 
    • ESOP Guy
    • October 31, 2016

44. Looking up search results

    By Belgarath, May 22, 2018
    • 10 replies
    • 569 views
    • 
    • MoJo
    • May 23, 2018

45. Controlled group of Dr.'s & Staff Plan - Dr. eligibility

    By TPApril, September 24, 2020
    • 10 replies
    • 1.2k views
    • 
    • TPApril
    • September 26, 2020

46. Participants investing in employer securities.

    By katieinny, May 3, 2005
    • 10 replies
    • 2.2k views
    • 
    • MWeddell
    • May 5, 2005

47. Start a 401k plan

    By ombskid, November 5, 2013
    • 10 replies
    • 1.7k views
    • 
    • SwimmingInBowelsOfERISA
    • January 8, 2016

48. PPP Loan Forgiveness & SE Income

    By EBECatty, July 12, 2022
    • 10 replies
    • 3k views
    • 
    • Belgarath
    • August 10, 2022

49. Excess Elective Deferrals

    By Guest sbavely, November 17, 1998
    • 10 replies
    • 2.2k views
    • 
    • Guest
    • November 25, 1998

50. Terminated employee with undeposited match

    By S. Weekley, November 15, 2019
    • 10 replies
    • 1.3k views
    • 
    • Bri
    • November 19, 2019