401(k) Plans

19,319 topics in this forum

1. Top-Heavy Plan

   By Guest Pat of RPC, February 6, 2012
   • 1 reply
   • 959 views
   • 
   • ETA Consulting LLC
   • February 7, 2012

2. Top-Heavy Plan

   By ac, March 7, 2013
   • 5 replies
   • 2.3k views
   • 
   • Guest
   • April 22, 2013

3. Top-heavy plan that fails ADP test - help

   By Guest MikeD, March 11, 2005
   • 6 replies
   • 2.2k views
   • 
   • Guest
   • March 11, 2005

4. Top-Heavy Question

   By Guest Cinadr, October 11, 2010
   • 19 replies
   • 3.9k views
   • 
   • Kevin C
   • October 15, 2010

5. Top-heavy questions relating to short plan years (short initial plan y

   By John A, February 25, 2002
   • 1 reply
   • 2.4k views
   • 
   • Belgarath
   • February 25, 2002

6. Top-heavy Requirement?

   By Guest notapensiongeek, December 27, 2007
   • 4 replies
   • 2k views
   • 
   • Guest
   • January 2, 2008

7. Top-Heavy Safe-Harbor

   By Bruce1, December 12, 2025
   • 7 replies
   • 656 views
   • 
   • TPABob
   • December 16, 2025

8. Top-Heavy Scenario

   By Gadgetfreak, February 27, 2012
   • 32 replies
   • 4.8k views
   • 
   • Guest
   • December 5, 2012

9. Top-Heavy test and After-Tax Contributions

   By artvandelay3, October 5, 2016
   • 3 replies
   • 2.1k views
   • 
   • BG5150
   • October 5, 2016

10. Top-heavy testing for short year plan

    By Jean, September 1, 2000
    • 1 reply
    • 1.5k views
    • 
    • rcline46
    • September 1, 2000

11. Top-Heavy Vesting

    By Guest ndgal, December 5, 2000
    • 0 replies
    • 2k views
    • 
    • Guest
    • December 5, 2000

12. Top-heavy, early eligibility

    By Guest John Nelson, February 24, 2000
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • February 24, 2000

13. Top-Heavy/Key-Employee question

    By Tom, January 4, 2024
    • 10 replies
    • 1.7k views
    • 
    • justanotheradmin
    • January 5, 2024

14. Top-paid election

    By ERISA25, December 8, 2009
    • 9 replies
    • 5.4k views
    • 
    • 12AX7
    • December 18, 2009

15. Top-Paid Election Merger

    By Guest m2b2, July 10, 2008
    • 1 reply
    • 1.4k views
    • 
    • Guest
    • July 10, 2008

16. Top-paid Group

    By Guest CHRISTA, March 22, 2000
    • 1 reply
    • 1.5k views
    • 
    • Guest
    • March 22, 2000

17. Top-Paid Group and 410(b)(6)(C)

    By austin3515, December 24, 2018
    • 9 replies
    • 1.8k views
    • 
    • Larry Starr
    • December 27, 2018

18. Top-paid group determination and acquisitions

    By Guest NiceGuyMike, February 9, 2004
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • February 9, 2004

19. Top-paid group election and HCFE - is the following correct:

    By John A, February 4, 2000
    • 6 replies
    • 2.9k views
    • 
    • Guest
    • February 9, 2000

20. Top-paid group elections

    By Guest NiceGuyMike, January 20, 2004
    • 5 replies
    • 3k views
    • 
    • Guest
    • January 20, 2004

21. Topheavy minimum contribution

    By Guest TCAT, October 15, 1998
    • 1 reply
    • 2.7k views
    • 
    • LCARUSI
    • October 16, 1998

22. TPA

    By TPAexplorer, January 4, 2019   

    • safe harbor 401k plan with new comp allocation
    • 2 replies
    • 638 views
    • 
    • JackS
    • January 7, 2019

23. TPA and asset-based fees, w/o revenue sharing agreements

    By Guest xplan, March 20, 2001
    • 5 replies
    • 2.2k views
    • 
    • MoJo
    • March 22, 2001

24. TPA consultant

    By 401kay, June 2, 2022   

    • tpa
    • consultant
    • 2 replies
    • 628 views
    • 
    • thepensionmaven
    • June 6, 2022

25. TPA experience with working with Guardian

    By Guest Diane DuFresne, October 18, 2012
    • 1 reply
    • 933 views
    • 
    • A Shot in the Dark
    • October 18, 2012

26. TPA Fee

    By K-t-F, April 27, 2004
    • 3 replies
    • 4.5k views
    • 
    • alanm
    • May 13, 2004

27. TPA fees passed to TERM Paticipants

    By PainPA, February 10, 2012
    • 24 replies
    • 2.9k views
    • 
    • GMK
    • February 16, 2012

28. TPA Fees to be recovered

    By Guest MEGary, January 15, 2002
    • 7 replies
    • 2.1k views
    • 
    • John A
    • January 21, 2002

29. TPA fired - not fired - SH notice not issued

    By M Norton, January 16, 2020   

    • safe harbor notice
    • 7 replies
    • 1.3k views
    • 
    • Kevin C
    • January 20, 2020

30. TPA Going out of Business

    By Guest Admin, December 21, 2001
    • 5 replies
    • 2.3k views
    • 
    • Guest
    • December 22, 2001

31. TPA Liability for 5500 Answers

    By Guest ActuaryWannabe, October 12, 2005
    • 10 replies
    • 2.2k views
    • 
    • R. Butler
    • October 13, 2005

32. TPA Merges with Another

    By austin3515, February 28, 2011
    • 2 replies
    • 987 views
    • 
    • david rigby
    • March 1, 2011

33. TPA Necessary for a Solo(K)?

    By Guest snmhanson, December 22, 2014
    • 2 replies
    • 3.9k views
    • 
    • John Feldt ERPA CPC QPA
    • December 23, 2014

34. TPA responsibility for late 401k deposits

    By Guest Stacey Richard, December 5, 2011
    • 6 replies
    • 2.8k views
    • 
    • Below Ground
    • December 7, 2011

35. TPA Signing the 5500 as Plan Administrator

    By CLE401kGuy, November 4, 2021
    • 12 replies
    • 3.9k views
    • 
    • RatherBeGolfing
    • November 8, 2021

36. TPA software

    By Guest JWR, July 14, 2010
    • 5 replies
    • 2.3k views
    • 
    • Guest
    • July 20, 2010

37. TPA Who Wants to Offer IRA Product to 401(k) Plans It Administers

    By Madison71, January 3, 2007
    • 0 replies
    • 1.5k views
    • 
    • Madison71
    • January 3, 2007

38. TPA's For Sale

    By Guest Tom McNeill, February 12, 2007
    • 0 replies
    • 3k views
    • 
    • Guest
    • February 12, 2007

39. TPA/Administrator question--

    By Karoline Curran, October 15, 2018
    • 14 replies
    • 1.9k views
    • 
    • ESOP Guy
    • October 16, 2018

40. Tracking 402(g) limit in an off calendar year

    By Guest nmyers, October 8, 2007
    • 2 replies
    • 6.2k views
    • 
    • Tom Poje
    • October 9, 2007

41. Tracking Employer vs Employee contributions in a Solo(K)

    By Guest snmhanson, March 25, 2014
    • 7 replies
    • 3.4k views
    • 
    • ESOP Guy
    • March 26, 2014

42. Tracking Parties in Interest

    By Guest halka, July 25, 2003
    • 1 reply
    • 1.1k views
    • 
    • JohnCheek
    • July 26, 2003

43. Tracking Source of money in Segregated Brokerage

    By Guest DeePA, July 16, 2003
    • 1 reply
    • 1.2k views
    • 
    • Blinky the 3-eyed Fish
    • July 16, 2003

44. Trading Errors

    By austin3515, August 25, 2003
    • 5 replies
    • 1.8k views
    • 
    • austin3515
    • August 26, 2003

45. Trading of Employer Stock Suspended

    By Guest halka, October 12, 2001
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • October 12, 2001

46. Trading platform

    By Guest Dale Cunningham, October 7, 1998
    • 0 replies
    • 4.4k views
    • 
    • Guest
    • October 7, 1998

47. Trading Restrictions on Company Stock

    By RCK, January 29, 2007
    • 3 replies
    • 1.5k views
    • 
    • JanetM
    • January 30, 2007

48. Trading restrictions on DC plans

    By Guest blizzake, May 13, 2004
    • 0 replies
    • 1k views
    • 
    • Guest
    • May 13, 2004

49. Traditional 401(k) plan to Safe Harbor 401(k) plan

    By Dougsbpc, February 27, 2024
    • 1 reply
    • 409 views
    • 
    • Bill Presson
    • February 27, 2024

50. Traditional 401k to Roth 401k or Roth IRS

    By Gadgetfreak, September 18, 2009
    • 2 replies
    • 1.2k views
    • 
    • Gadgetfreak
    • September 21, 2009