401(k) Plans

19,275 topics in this forum

1. Audited Plan last year (2021) but under 120 balances. Is one required this year?

   By Pensions2020, April 20, 2023
   • 4 replies
   • 800 views
   • 
   • Paul I
   • April 20, 2023

2. Auditor "Statement of Financial Assets"

   By Guest Form5500, November 3, 2010
   • 1 reply
   • 956 views
   • 
   • TPAMan
   • November 3, 2010

3. Auditor asking for Cost Basis in 401k plan...

   By heygents, October 9, 2014
   • 4 replies
   • 1.6k views
   • 
   • ESOP Guy
   • October 10, 2014

4. Auditors please help -audit of previously unaudited plan

   By Guest LisaPA, October 3, 2001
   • 2 replies
   • 2.4k views
   • 
   • Guest
   • October 5, 2001

5. Audits for 2019

   By Jodi, April 20, 2020
   • 4 replies
   • 592 views
   • 
   • msmith
   • April 22, 2020

6. Authority on spinoff company's responsibility for parent company's plan qualification violations

   By Guest Oscar2, June 3, 2005
   • 0 replies
   • 1.1k views
   • 
   • Guest
   • June 3, 2005

7. Authorization to Sign Form 5500 On Client's Behalf

   By metsfan026, October 16, 2023
   • 2 replies
   • 1.1k views
   • 
   • LauraS
   • October 17, 2023

8. Authorization to Use Prototype

   By austin3515, April 17, 2012
   • 1 reply
   • 848 views
   • 
   • ETA Consulting LLC
   • April 17, 2012

9. Authorization to Withhold Catch-up

   By Gruegen, December 17, 2002
   • 1 reply
   • 1.6k views
   • 
   • four01kman
   • December 17, 2002

10. Auto EE deferral increase w/o Auto Enrollment

    By Guest glhotdog, February 24, 2011
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • February 24, 2011

11. Auto enroll

    By rlb64, March 16, 2007
    • 4 replies
    • 1.4k views
    • 
    • John Feldt ERPA CPC QPA
    • March 20, 2007

12. Auto Enroll 90 day revocation

    By PMC, October 4, 2007
    • 1 reply
    • 1.1k views
    • 
    • Tom Poje
    • October 4, 2007

13. Auto Enroll and Escalate? Well maybe......

    By Mr Bagwell, November 15, 2016
    • 4 replies
    • 1k views
    • 
    • TPAJake
    • November 18, 2016

14. auto enroll and rehire

    By pmacduff, June 30, 2016
    • 4 replies
    • 2.8k views
    • 
    • Mike Preston
    • July 1, 2016

15. Auto Enroll Annual Notice

    By DTH, November 26, 2008
    • 0 replies
    • 975 views
    • 
    • DTH
    • November 26, 2008

16. Auto enroll at rate < full match rate?

    By TPApril, December 14, 2019
    • 2 replies
    • 814 views
    • 
    • ratherbereading
    • December 16, 2019

17. Auto Enroll Auto Escalation

    By austin3515, September 15, 2014
    • 6 replies
    • 1.7k views
    • 
    • austin3515
    • September 16, 2014

18. Auto Enroll Feature with Financial Institution Where They Track Hours and Determine Elig. But Not Bundled Plan

    By HarleyBabe, January 18, 2016
    • 2 replies
    • 714 views
    • 
    • HarleyBabe
    • January 19, 2016

19. Auto Enroll Missed Deferral Correction Sunset

    By austin3515, October 16, 2020
    • 2 replies
    • 890 views
    • 
    • austin3515
    • October 16, 2020

20. Auto Enroll Notice - Default Invesment

    By DTH, October 25, 2012
    • 2 replies
    • 950 views
    • 
    • DTH
    • October 31, 2012

21. Auto Enroll Notices

    By JKW, November 29, 2016
    • 2 replies
    • 836 views
    • 
    • John Feldt ERPA CPC QPA
    • December 2, 2016

22. auto enroll opt out

    By pmacduff, February 3, 2016
    • 1 reply
    • 840 views
    • 
    • PainPA
    • February 16, 2016

23. Auto enroll opt out

    By pmacduff, January 24, 2014
    • 7 replies
    • 2.3k views
    • 
    • pmacduff
    • January 29, 2014

24. Auto enroll permissible withdrawal after termination?

    By BG5150, August 18, 2023
    • 4 replies
    • 1.1k views
    • 
    • Luke Bailey
    • August 19, 2023

25. auto enroll required in 2025 for new plans

    By gregburst, March 1, 2023
    • 2 replies
    • 567 views
    • 
    • Peter Gulia
    • March 2, 2023

26. Auto Enroll Requirement under SECURE 2.O

    By FishOn, November 12, 2024
    • 1 reply
    • 543 views
    • 
    • Paul I
    • November 12, 2024

27. Auto enroll safe harbor

    By rlb64, December 5, 2007
    • 2 replies
    • 2k views
    • 
    • Tom Poje
    • December 6, 2007

28. Auto Enroll Safe Harbor Match

    By Guest Jamie Hayes, December 15, 2008
    • 1 reply
    • 1.4k views
    • 
    • Guest
    • December 15, 2008

29. Auto Enroll w/Auto Escalate

    By Tracy Fedele, November 12, 2019
    • 5 replies
    • 1.9k views
    • 
    • AKconsult
    • November 14, 2019

30. Auto Enroll with No Match

    By Guest RSSJay, September 28, 2009
    • 0 replies
    • 956 views
    • 
    • Guest
    • September 28, 2009

31. Auto Enroll/QDIA Notice

    By Randy Watson, December 17, 2007
    • 0 replies
    • 1.5k views
    • 
    • Randy Watson
    • December 17, 2007

32. Auto Enrollment

    By Guest perplexedbypensions, November 2, 2006
    • 0 replies
    • 1.1k views
    • 
    • Guest
    • November 2, 2006

33. Auto Enrollment

    By Guest Celtics, April 11, 2014   

    • Amendment to add auto enroll
    • 1 reply
    • 828 views
    • 
    • justanotheradmin
    • April 11, 2014

34. Auto Enrollment

    By Guest WWPDRC, September 22, 2006
    • 3 replies
    • 2.4k views
    • 
    • PLAN MAN
    • November 14, 2006

35. Auto Enrollment

    By Guest Day Erisa72, September 27, 2006
    • 0 replies
    • 975 views
    • 
    • Guest
    • September 27, 2006

36. auto enrollment

    By pmacduff, November 27, 2006
    • 6 replies
    • 1.8k views
    • 
    • stephen
    • November 30, 2006

37. Auto Enrollment

    By Guest padmin, September 8, 2006
    • 5 replies
    • 1.7k views
    • 
    • BG5150
    • September 14, 2006

38. Auto Enrollment

    By Guest perplexedbypensions, October 30, 2006
    • 3 replies
    • 1.4k views
    • 
    • RCK
    • October 30, 2006

39. Auto Enrollment - Failure to auto enroll

    By 52626, May 16, 2014
    • 5 replies
    • 2k views
    • 
    • GMK
    • May 21, 2014

40. Auto Enrollment - Safe Harbor Plan

    By austin3515, November 6, 2014
    • 4 replies
    • 1.6k views
    • 
    • austin3515
    • November 7, 2014

41. Auto Enrollment / Corbel Document

    By austin3515, May 11, 2015
    • 2 replies
    • 894 views
    • 
    • ESOP Guy
    • May 12, 2015

42. Auto Enrollment / Permissible Withdrawals

    By austin3515, April 24, 2017
    • 5 replies
    • 952 views
    • 
    • ESOP Guy
    • April 25, 2017

43. Auto enrollment & Control Groups

    By Guest M. Martin, May 16, 2007
    • 1 reply
    • 1.4k views
    • 
    • J Simmons
    • May 16, 2007

44. auto enrollment & Entry Dates

    By TPApril, August 24, 2023
    • 1 reply
    • 414 views
    • 
    • EPCRSGuru
    • August 25, 2023

45. Auto Enrollment & Military Leave

    By Guest igglesfan, December 14, 2007
    • 0 replies
    • 1k views
    • 
    • Guest
    • December 14, 2007

46. Auto Enrollment and Immediate Entry Date and Administrative Lag

    By CO Bank, April 28, 2015
    • 3 replies
    • 3.3k views
    • 
    • Kevin C
    • June 4, 2015

47. auto enrollment and rehires

    By K2retire, October 17, 2012
    • 3 replies
    • 4.9k views
    • 
    • BG5150
    • October 18, 2012

48. Auto enrollment cessation

    By Dave N, January 19, 2024
    • 3 replies
    • 767 views
    • 
    • Dave N
    • January 20, 2024

49. auto enrollment failure

    By Earl, January 7, 2016
    • 4 replies
    • 1.2k views
    • 
    • EBECatty
    • January 8, 2016

50. Auto enrollment failure - Is retroactive opt out permitted?

    By Clare, August 9, 2018
    • 2 replies
    • 574 views
    • 
    • K2
    • August 11, 2018