401(k) Plans

19,320 topics in this forum

1. Audit Required in Merged Plan?

   By Dennis Povloski, July 15, 2016
   • 0 replies
   • 1k views
   • 
   • Dennis Povloski
   • July 15, 2016

2. Audit Requirements

   By Guest lforesz, September 26, 2001
   • 3 replies
   • 2.6k views
   • 
   • Guest
   • October 5, 2001

3. Audit Requirements

   By 401king, October 11, 2013
   • 1 reply
   • 985 views
   • 
   • GMK
   • October 11, 2013

4. Audit Requirements

   By Jilliandiz, June 6, 2006
   • 3 replies
   • 1.4k views
   • 
   • Nate X
   • June 6, 2006

5. Audit requirements for a single employer plan where more than one empl

   By Guest Pat Metallic, August 30, 2000
   • 3 replies
   • 1.4k views
   • 
   • Guest
   • August 30, 2000

6. Audit Requirements-Deferred Annunity and Momentum

   By Guest d reardon, October 12, 2001
   • 0 replies
   • 1.4k views
   • 
   • Guest
   • October 12, 2001

7. Audit Services .vs. TPA Services

   By JMP, May 11, 2020
   • 20 replies
   • 3k views
   • 
   • ERISAtwin74
   • May 29, 2020

8. Audit Triggers

   By Guest Laura, July 12, 2001
   • 10 replies
   • 3.5k views
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   • AndyH
   • July 17, 2001

9. Audited Plan (Schedule H) - Cash or Accrual Basis

   By jmartin, January 8, 2020
   • 3 replies
   • 1.3k views
   • 
   • TommyGunn13
   • January 8, 2020

10. Audited Plan last year (2021) but under 120 balances. Is one required this year?

    By Pensions2020, April 20, 2023
    • 4 replies
    • 865 views
    • 
    • Paul I
    • April 20, 2023

11. Auditor "Statement of Financial Assets"

    By Guest Form5500, November 3, 2010
    • 1 reply
    • 968 views
    • 
    • TPAMan
    • November 3, 2010

12. Auditor asking for Cost Basis in 401k plan...

    By heygents, October 9, 2014
    • 4 replies
    • 1.6k views
    • 
    • ESOP Guy
    • October 10, 2014

13. Auditors please help -audit of previously unaudited plan

    By Guest LisaPA, October 3, 2001
    • 2 replies
    • 2.4k views
    • 
    • Guest
    • October 5, 2001

14. Audits for 2019

    By Jodi, April 20, 2020
    • 4 replies
    • 609 views
    • 
    • msmith
    • April 22, 2020

15. Authority on spinoff company's responsibility for parent company's plan qualification violations

    By Guest Oscar2, June 3, 2005
    • 0 replies
    • 1.1k views
    • 
    • Guest
    • June 3, 2005

16. Authorization to Sign Form 5500 On Client's Behalf

    By metsfan026, October 16, 2023
    • 2 replies
    • 1.2k views
    • 
    • LauraS
    • October 17, 2023

17. Authorization to Use Prototype

    By austin3515, April 17, 2012
    • 1 reply
    • 858 views
    • 
    • ETA Consulting LLC
    • April 17, 2012

18. Authorization to Withhold Catch-up

    By Gruegen, December 17, 2002
    • 1 reply
    • 1.6k views
    • 
    • four01kman
    • December 17, 2002

19. Auto EE deferral increase w/o Auto Enrollment

    By Guest glhotdog, February 24, 2011
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • February 24, 2011

20. Auto enroll

    By rlb64, March 16, 2007
    • 4 replies
    • 1.4k views
    • 
    • John Feldt ERPA CPC QPA
    • March 20, 2007

21. Auto Enroll 90 day revocation

    By PMC, October 4, 2007
    • 1 reply
    • 1.1k views
    • 
    • Tom Poje
    • October 4, 2007

22. Auto Enroll and Escalate? Well maybe......

    By Mr Bagwell, November 15, 2016
    • 4 replies
    • 1k views
    • 
    • TPAJake
    • November 18, 2016

23. auto enroll and rehire

    By pmacduff, June 30, 2016
    • 4 replies
    • 2.8k views
    • 
    • Mike Preston
    • July 1, 2016

24. Auto Enroll Annual Notice

    By DTH, November 26, 2008
    • 0 replies
    • 991 views
    • 
    • DTH
    • November 26, 2008

25. Auto enroll at rate < full match rate?

    By TPApril, December 14, 2019
    • 2 replies
    • 828 views
    • 
    • ratherbereading
    • December 16, 2019

26. Auto Enroll Auto Escalation

    By austin3515, September 15, 2014
    • 6 replies
    • 1.7k views
    • 
    • austin3515
    • September 16, 2014

27. Auto Enroll Feature with Financial Institution Where They Track Hours and Determine Elig. But Not Bundled Plan

    By HarleyBabe, January 18, 2016
    • 2 replies
    • 724 views
    • 
    • HarleyBabe
    • January 19, 2016

28. Auto Enroll Missed Deferral Correction Sunset

    By austin3515, October 16, 2020
    • 2 replies
    • 909 views
    • 
    • austin3515
    • October 16, 2020

29. Auto Enroll Notice - Default Invesment

    By DTH, October 25, 2012
    • 2 replies
    • 964 views
    • 
    • DTH
    • October 31, 2012

30. Auto Enroll Notices

    By JKW, November 29, 2016
    • 2 replies
    • 850 views
    • 
    • John Feldt ERPA CPC QPA
    • December 2, 2016

31. auto enroll opt out

    By pmacduff, February 3, 2016
    • 1 reply
    • 866 views
    • 
    • PainPA
    • February 16, 2016

32. Auto enroll opt out

    By pmacduff, January 24, 2014
    • 7 replies
    • 2.3k views
    • 
    • pmacduff
    • January 29, 2014

33. Auto enroll permissible withdrawal after termination?

    By BG5150, August 18, 2023
    • 4 replies
    • 1.1k views
    • 
    • Luke Bailey
    • August 19, 2023

34. auto enroll required in 2025 for new plans

    By gregburst, March 1, 2023
    • 2 replies
    • 592 views
    • 
    • Peter Gulia
    • March 2, 2023

35. Auto Enroll Requirement under SECURE 2.O

    By FishOn, November 12, 2024
    • 1 reply
    • 589 views
    • 
    • Paul I
    • November 12, 2024

36. Auto enroll safe harbor

    By rlb64, December 5, 2007
    • 2 replies
    • 2k views
    • 
    • Tom Poje
    • December 6, 2007

37. Auto Enroll Safe Harbor Match

    By Guest Jamie Hayes, December 15, 2008
    • 1 reply
    • 1.4k views
    • 
    • Guest
    • December 15, 2008

38. Auto Enroll w/Auto Escalate

    By Tracy Fedele, November 12, 2019
    • 5 replies
    • 2k views
    • 
    • AKconsult
    • November 14, 2019

39. Auto Enroll with No Match

    By Guest RSSJay, September 28, 2009
    • 0 replies
    • 969 views
    • 
    • Guest
    • September 28, 2009

40. Auto Enroll/QDIA Notice

    By Randy Watson, December 17, 2007
    • 0 replies
    • 1.5k views
    • 
    • Randy Watson
    • December 17, 2007

41. Auto Enrollment

    By Guest perplexedbypensions, November 2, 2006
    • 0 replies
    • 1.1k views
    • 
    • Guest
    • November 2, 2006

42. Auto Enrollment

    By Guest Celtics, April 11, 2014   

    • Amendment to add auto enroll
    • 1 reply
    • 839 views
    • 
    • justanotheradmin
    • April 11, 2014

43. Auto Enrollment

    By Guest WWPDRC, September 22, 2006
    • 3 replies
    • 2.4k views
    • 
    • PLAN MAN
    • November 14, 2006

44. Auto Enrollment

    By Guest Day Erisa72, September 27, 2006
    • 0 replies
    • 986 views
    • 
    • Guest
    • September 27, 2006

45. auto enrollment

    By pmacduff, November 27, 2006
    • 6 replies
    • 1.8k views
    • 
    • stephen
    • November 30, 2006

46. Auto Enrollment

    By Guest padmin, September 8, 2006
    • 5 replies
    • 1.7k views
    • 
    • BG5150
    • September 14, 2006

47. Auto Enrollment

    By Guest perplexedbypensions, October 30, 2006
    • 3 replies
    • 1.4k views
    • 
    • RCK
    • October 30, 2006

48. Auto Enrollment - Failure to auto enroll

    By 52626, May 16, 2014
    • 5 replies
    • 2.1k views
    • 
    • GMK
    • May 21, 2014

49. Auto Enrollment - Safe Harbor Plan

    By austin3515, November 6, 2014
    • 4 replies
    • 1.6k views
    • 
    • austin3515
    • November 7, 2014

50. Auto Enrollment / Corbel Document

    By austin3515, May 11, 2015
    • 2 replies
    • 924 views
    • 
    • ESOP Guy
    • May 12, 2015