Correction of Plan Defects

1,793 topics in this forum

1. Participants Affected by a Failure

   By Scott, August 5, 1999
   • 0 replies
   • 2k views
   • 
   • Scott
   • August 5, 1999

2. Failure to correct 415 limit

   By Guest ken CBT, August 2, 1999
   • 0 replies
   • 2.1k views
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   • Guest
   • August 2, 1999

3. Quantifying the worse case scenario

   By Guest Greetad, July 29, 1999
   • 0 replies
   • 1.8k views
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   • Guest
   • July 29, 1999

4. Is client in any way liable for recordkeeper's mistake?

   By Guest le190, July 21, 1999
   • 2 replies
   • 2k views
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   • Dowist
   • July 23, 1999

5. QDRO - Premature Distributions

   By Guest sborrow, July 19, 1999
   • 2 replies
   • 2.1k views
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   • QDROphile
   • July 22, 1999

6. Excise tax on prohibited transactions

   By Guest beth beaube, July 8, 1999
   • 4 replies
   • 2.9k views
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   • Guest
   • July 13, 1999

7. Using forfeitures to pay VCR amount?

   By Guest halka, July 2, 1999
   • 2 replies
   • 2.3k views
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   • Kirk Maldonado
   • July 3, 1999

8. Statute of Limitations

   By richard, June 25, 1999
   • 3 replies
   • 2.7k views
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   • Guest
   • June 30, 1999

9. Loan Repayments

   By Guest JBeck, June 15, 1999
   • 0 replies
   • 2k views
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   • Guest
   • June 15, 1999

10. John Doe VCR/Walk-in CAP Submission

    By Scott, May 21, 1999
    • 1 reply
    • 2.1k views
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    • Guest
    • May 22, 1999

11. Failure to suspend deferrals

    By Guest lseedorf, May 20, 1999
    • 0 replies
    • 2.1k views
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    • Guest
    • May 20, 1999

12. Retrocative Plan Amendment

    By Guest Thornton, May 5, 1999
    • 3 replies
    • 2.1k views
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    • Guest
    • May 18, 1999

13. What correction method is to be used when a plan fails the nondiscrim.

    By Guest sdbsg, May 5, 1999
    • 5 replies
    • 2.5k views
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    • Tom Poje
    • May 14, 1999

14. Correcting Erisa Violations

    By Guest PamK, May 12, 1999
    • 1 reply
    • 2.1k views
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    • QDROphile
    • May 13, 1999

15. Is this an operational or form defect?

    By Guest Do, April 26, 1999
    • 4 replies
    • 2.2k views
    • 
    • Ervin Barham
    • April 29, 1999

16. Non-Amender, or is it!!!

    By Guest StanJacobson, April 13, 1999
    • 1 reply
    • 1.9k views
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    • Guest
    • April 27, 1999

17. APRSC During Statutory Correction Period

    By Guest Robert Collins, April 13, 1999
    • 0 replies
    • 1.9k views
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    • Guest
    • April 13, 1999

18. You can't cover this...

    By Ervin Barham, April 6, 1999
    • 1 reply
    • 2k views
    • 
    • Lorraine Dorsa
    • April 7, 1999

19. Interest adjustment on late contribution

    By Guest TortoraG, March 26, 1999
    • 1 reply
    • 1.9k views
    • 
    • Guest
    • March 26, 1999

20. Correction of compensation defintion

    By Guest kdhaan, March 9, 1999
    • 1 reply
    • 2k views
    • 
    • Guest
    • March 26, 1999

21. Ability to reform plan document in Walk-in CAP

    By Guest John Nelson, March 9, 1999
    • 1 reply
    • 1.8k views
    • 
    • Guest
    • March 26, 1999

22. An inadvertent Screw-up

    By richard, March 5, 1999
    • 1 reply
    • 1.9k views
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    • Guest
    • March 5, 1999

23. Top heavy surprise!

    By Guest CMaples, February 9, 1999
    • 4 replies
    • 2.1k views
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    • Guest
    • March 3, 1999

24. Top-Heavy contribution not made

    By Guest JB2, January 28, 1999
    • 1 reply
    • 1.9k views
    • 
    • Guest
    • January 29, 1999

25. Correcting Excess Distributions

    By Guest Thornton, January 28, 1999
    • 0 replies
    • 2k views
    • 
    • Guest
    • January 28, 1999

26. regulation of 457 deferred compensation plan

    By Guest jope terry, January 27, 1999
    • 0 replies
    • 1.9k views
    • 
    • Guest
    • January 27, 1999

27. Recovery of Errorious Contribution

    By richard, January 21, 1999
    • 1 reply
    • 2.5k views
    • 
    • Guest
    • January 26, 1999

28. No harm, no foul???

    By Ervin Barham, December 16, 1998
    • 2 replies
    • 2.3k views
    • 
    • Guest
    • January 15, 1999

29. Bungled Opt-Out

    By Christine Roberts, December 16, 1998
    • 0 replies
    • 2.1k views
    • 
    • Christine Roberts
    • December 16, 1998

30. The dog ate the 5500

    By richard, November 19, 1998
    • 4 replies
    • 2.1k views
    • 
    • Guest
    • December 9, 1998

31. Overpayment of Terminated Participants

    By Guest Thornton, November 20, 1998
    • 0 replies
    • 1.9k views
    • 
    • Guest
    • November 20, 1998

32. Reimburse of Investment Losses

    By Guest Thornton, November 19, 1998
    • 1 reply
    • 2.2k views
    • 
    • Alan Simpson
    • November 19, 1998

33. ADP/ACP Correction by Refund

    By Guest gaham, October 21, 1998
    • 1 reply
    • 2.3k views
    • 
    • Guest
    • November 5, 1998

34. Conditions for Using VCR

    By Guest Rogers, October 16, 1998
    • 1 reply
    • 2.1k views
    • 
    • chris
    • October 16, 1998

35. broker error in transfer of funds

    By chris, October 13, 1998
    • 1 reply
    • 2.1k views
    • 
    • Alonzo
    • October 15, 1998

36. Correcting Ineligible Rollover Received

    By Guest Ann, September 16, 1998
    • 4 replies
    • 2.9k views
    • 
    • Guest
    • October 6, 1998

37. Alternative Correction

    By Guest 454045397, October 2, 1998
    • 0 replies
    • 2.2k views
    • 
    • Guest
    • October 2, 1998

38. Document Problems

    By Dawn Hafner, September 17, 1998
    • 2 replies
    • 2.4k views
    • 
    • Ervin Barham
    • September 17, 1998

39. Prohibited Transaction Or Not???

    By Guest Mitch, September 16, 1998
    • 0 replies
    • 2.3k views
    • 
    • Guest
    • September 16, 1998

40. unauthorized distribution

    By Guest lminsky, September 3, 1998
    • 1 reply
    • 3.3k views
    • 
    • Guest
    • September 5, 1998

41. Make-up contribution/deduction

    By Ervin Barham, September 4, 1998
    • 0 replies
    • 2.2k views
    • 
    • Ervin Barham
    • September 4, 1998

42. VCR - Merging after/during

    By Guest ERead, September 3, 1998
    • 0 replies
    • 2.2k views
    • 
    • Guest
    • September 3, 1998

43. Unexpected Member of Controlled Group

    By Guest Tommy, August 30, 1998
    • 3 replies
    • 2.9k views
    • 
    • Dave Baker
    • September 1, 1998