Correction of Plan Defects

1,797 topics in this forum

1. Big Oops

   By Christine Roberts, November 8, 2001
   • 9 replies
   • 3k views
   • 
   • Kirk Maldonado
   • November 13, 2001

2. Plan Defects - Compensation

   By Ervin Barham, November 6, 2001
   • 0 replies
   • 2k views
   • 
   • Ervin Barham
   • November 6, 2001

3. Restoring Forfeiture

   By Cathy from Chicago, November 5, 2001
   • 0 replies
   • 1.8k views
   • 
   • Cathy from Chicago
   • November 5, 2001

4. ECPRS Question

   By Guest PJW, October 25, 2001
   • 0 replies
   • 1.7k views
   • 
   • Guest
   • October 25, 2001

5. Error in Investment of Plan Assets

   By Guest DBolling, October 10, 2001
   • 2 replies
   • 1.9k views
   • 
   • Guest
   • October 19, 2001

6. Illegal Immigrants in Profit Sharing Plan

   By Guest Powers, October 11, 2001
   • 1 reply
   • 1.6k views
   • 
   • Guest
   • October 19, 2001

7. Correction of Excess Deferrals in 457 Plan

   By chris, October 17, 2001
   • 0 replies
   • 1.9k views
   • 
   • chris
   • October 17, 2001

8. Correction of underfuding?

   By Guest RONNIE WASEL, October 15, 2001
   • 4 replies
   • 2.2k views
   • 
   • Guest
   • October 16, 2001

9. Disqualification of plan

   By Guest Katharine Jungkind, October 11, 2001
   • 0 replies
   • 1.8k views
   • 
   • Guest
   • October 11, 2001

10. Excess Annual Additions

    By Guest tbt, September 18, 2001
    • 0 replies
    • 2.1k views
    • 
    • Guest
    • September 18, 2001

11. Corrective Distribution - Ineligible Deferrals

    By lkpittman, August 27, 2001
    • 2 replies
    • 2k views
    • 
    • John A
    • September 11, 2001

12. calculating losses

    By k man, September 6, 2001
    • 2 replies
    • 1.8k views
    • 
    • Guest
    • September 7, 2001

13. Top Heavy - Not!

    By Ervin Barham, September 5, 2001
    • 1 reply
    • 1.9k views
    • 
    • R. Butler
    • September 6, 2001

14. Improper return of excess contributions

    By R. Butler, September 6, 2001
    • 0 replies
    • 2k views
    • 
    • R. Butler
    • September 6, 2001

15. Correction of Target Benefit Plan Defects

    By chris, September 6, 2001
    • 0 replies
    • 1.7k views
    • 
    • chris
    • September 6, 2001

16. Retroactive plan amendments?

    By John A, August 30, 2001
    • 0 replies
    • 4.1k views
    • 
    • John A
    • August 30, 2001

17. Controlled Group - No one Knew

    By Guest John Sample, August 28, 2001
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • August 28, 2001

18. excess contribution refund after end of the next plan year

    By Guest EBC, August 24, 2001
    • 1 reply
    • 1.5k views
    • 
    • R. Butler
    • August 27, 2001

19. CAP sanctions for multiemployer plans

    By Guest Stephanie Smithey, August 22, 2001
    • 0 replies
    • 1.7k views
    • 
    • Guest
    • August 22, 2001

20. VCR - no determination letter

    By k man, August 16, 2001
    • 0 replies
    • 1.9k views
    • 
    • k man
    • August 16, 2001

21. What is the best correction method for multiple failures?

    By Guest, January 12, 2001
    • 8 replies
    • 2.4k views
    • 
    • Guest
    • August 15, 2001

22. 2 multiple operational failure questions

    By card, February 15, 2001
    • 3 replies
    • 1.9k views
    • 
    • david rigby
    • August 13, 2001

23. Fines Under Vcr Program

    By Guest Kimberly Flett, August 6, 2001
    • 0 replies
    • 1.7k views
    • 
    • Guest
    • August 6, 2001

24. Late Deferral Deposits and Failure of ADP

    By Guest Jimmy B, July 23, 2001
    • 1 reply
    • 2.3k views
    • 
    • R. Butler
    • July 23, 2001

25. Failure to amend for various tax law

    By k man, July 9, 2001
    • 3 replies
    • 1.8k views
    • 
    • k man
    • July 12, 2001

26. Eligible for SCP or no, alternatives?

    By John A, June 28, 2001
    • 0 replies
    • 1.7k views
    • 
    • John A
    • June 28, 2001

27. Ineligible Elective Deferrals

    By Guest CMC, June 19, 2001
    • 1 reply
    • 2.7k views
    • 
    • Guest
    • June 28, 2001

28. Failure to Provide 401(f) Notice

    By lkpittman, June 13, 2001
    • 0 replies
    • 2.4k views
    • 
    • lkpittman
    • June 13, 2001

29. Error Found During Audit

    By Guest Emiliano, June 6, 2001
    • 1 reply
    • 1.7k views
    • 
    • lkpittman
    • June 6, 2001

30. Missed amendments

    By chris, June 1, 2001
    • 0 replies
    • 1.6k views
    • 
    • chris
    • June 1, 2001

31. Calculating lost earnings on late 401(k) deposits.

    By R. Butler, September 19, 2000
    • 5 replies
    • 7.3k views
    • 
    • KJohnson
    • May 26, 2001

32. Top-heavy corrections

    By Guest lc, May 24, 2001
    • 4 replies
    • 2.8k views
    • 
    • Richard Anderson
    • May 25, 2001

33. Reasonable cause request with DFVC as reserved alternative??

    By chris, May 23, 2001
    • 1 reply
    • 1.8k views
    • 
    • Guest
    • May 25, 2001

34. Proposed method of correcting an operational failure would create an a

    By Guest Letocha, May 21, 2001
    • 2 replies
    • 1.8k views
    • 
    • david rigby
    • May 22, 2001

35. What is the correction method for not applying an integrated allocatio

    By Guest, May 15, 2001
    • 6 replies
    • 1.9k views
    • 
    • Guest
    • May 18, 2001

36. Take Losses into Account in Earnings Calculation on Mistaken Deferrals

    By Guest CMC, May 15, 2001
    • 0 replies
    • 1.7k views
    • 
    • Guest
    • May 15, 2001

37. Correction where latest Opinion Letter does not consider TRA '86???

    By chris, May 14, 2001
    • 1 reply
    • 1.5k views
    • 
    • chris
    • May 15, 2001

38. Corrections concerning thought-to-be-terminated plan

    By chris, May 9, 2001
    • 3 replies
    • 1.8k views
    • 
    • Guest
    • May 14, 2001

39. Lafayette Life Insurance Co.

    By chris, May 7, 2001
    • 1 reply
    • 1.8k views
    • 
    • pmacduff
    • May 8, 2001

40. Methodology question

    By card, May 2, 2001
    • 0 replies
    • 1.6k views
    • 
    • card
    • May 2, 2001

41. Deferral not submitted

    By Guest sbewley, April 28, 2001
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • April 28, 2001

42. Requesting guidance on correction options for failure to make required

    By Guest rpkas, April 19, 2001
    • 1 reply
    • 1.7k views
    • 
    • Guest
    • April 20, 2001

43. What is the correction when a plan sponsor, for 7 months, does not wit

    By John A, February 17, 2000
    • 7 replies
    • 2.5k views
    • 
    • John A
    • April 11, 2001

44. ineligible employee defers

    By AndyT, March 1, 2000
    • 5 replies
    • 2.2k views
    • 
    • Guest
    • April 9, 2001

45. Recovery of portion of distribution?

    By chris, March 30, 2001
    • 0 replies
    • 1.6k views
    • 
    • chris
    • March 30, 2001

46. Ever had IRS auditor review APRSC or SCP documentation?

    By John A, March 21, 2001
    • 0 replies
    • 1.7k views
    • 
    • John A
    • March 21, 2001

47. Nontaxable funds mistakenly put into IRA by broker when client has qu

    By Guest MGDLAW, March 16, 2001
    • 0 replies
    • 1.8k views
    • 
    • Guest
    • March 16, 2001

48. Ever requested or been granted a VCR pre-submission conference?

    By Guest Joseph Delgado, March 13, 2001
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • March 13, 2001

49. Correcting impermissible distributions when bundled provider has chang

    By Guest mo again, March 12, 2001
    • 0 replies
    • 1.6k views
    • 
    • Guest
    • March 12, 2001

50. Correcting Failure to Follow Investment Elections

    By Guest smithee, February 22, 2001
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • February 22, 2001