Correction of Plan Defects

1,793 topics in this forum

1. Correction of failure to provide top-heavy minimum

   By Guest Gibson, May 16, 2000
   • 1 reply
   • 1.5k views
   • 
   • Guest
   • May 17, 2000

2. distribution overpayment

   By Guest GENE, May 2, 2000
   • 12 replies
   • 5.5k views
   • 
   • pjkoehler
   • May 12, 2000

3. What is the correction for excluding an employee who should have been

   By John A, April 19, 2000
   • 0 replies
   • 1.5k views
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   • John A
   • April 19, 2000

4. How do you correct an improper 403(b)plan into a 457 plan?

   By Guest R. Johannes, April 4, 2000
   • 0 replies
   • 1.5k views
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   • Guest
   • April 4, 2000

5. What rights does a participant have when an employer fails to give a 4

   By EGB, April 3, 2000
   • 2 replies
   • 1.6k views
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   • KJohnson
   • April 4, 2000

6. Distribution of forfeitable portion of terminated employee account

   By Guest Tara Curran, March 23, 2000
   • 1 reply
   • 1.7k views
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   • Kirk Maldonado
   • March 23, 2000

7. COBRA trigger

   By Guest Damien B, March 22, 2000
   • 1 reply
   • 1.7k views
   • 
   • Kirk Maldonado
   • March 23, 2000

8. Recharacterize excess contributions as matching contributions?

   By Guest RMM, March 21, 2000
   • 0 replies
   • 1.6k views
   • 
   • Guest
   • March 21, 2000

9. Excluded Eligible Employees--Same Plan Year

   By JWK, March 6, 2000
   • 0 replies
   • 1.5k views
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   • JWK
   • March 6, 2000

10. Undocumented changes in benefits

    By Guest Damien B, March 4, 2000
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • March 4, 2000

11. Repayment of erroneous distributions

    By KJohnson, March 2, 2000
    • 0 replies
    • 1.8k views
    • 
    • KJohnson
    • March 2, 2000

12. Correction available for adoption of standardized prototype that reall

    By chris, March 2, 2000
    • 0 replies
    • 1.5k views
    • 
    • chris
    • March 2, 2000

13. Document problem

    By Scuba 401, February 28, 2000
    • 0 replies
    • 1.5k views
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    • Scuba 401
    • February 28, 2000

14. No deferrals taken from bonuses for 5 years - which correction program

    By John A, February 17, 2000
    • 0 replies
    • 1.4k views
    • 
    • John A
    • February 17, 2000

15. Correction of Loan Defects

    By Guest Jeff Kropp, February 14, 2000
    • 0 replies
    • 1.6k views
    • 
    • Guest
    • February 14, 2000

16. Deferrals made after Hardship Distribution

    By Guest EBC, February 12, 2000
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • February 12, 2000

17. What is the correction for higher matching contributions than the ones

    By John A, February 9, 2000
    • 1 reply
    • 1.5k views
    • 
    • Guest
    • February 10, 2000

18. Vesting in document v. in practice.

    By Guest, February 9, 2000
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • February 9, 2000

19. What action should a TPA take when a client fails to follow correction

    By John A, January 25, 2000
    • 1 reply
    • 1.4k views
    • 
    • Guest
    • February 8, 2000

20. Improper distribution

    By Guest ars, February 3, 2000
    • 0 replies
    • 1.6k views
    • 
    • Guest
    • February 3, 2000

21. Differences between SPD and Adoption Agreement.

    By Guest vwatkins, February 1, 2000
    • 3 replies
    • 3.5k views
    • 
    • Guest
    • February 1, 2000

22. Very large excess contribution

    By Guest alcharles, January 13, 2000
    • 1 reply
    • 1.6k views
    • 
    • Guest
    • January 25, 2000

23. Allocating Lost Earnings

    By Guest KB, January 25, 2000
    • 0 replies
    • 1.8k views
    • 
    • Guest
    • January 25, 2000

24. What are considerations in correcting wrong investment?

    By John A, January 19, 2000
    • 0 replies
    • 1.6k views
    • 
    • John A
    • January 19, 2000

25. PLAN ADOPTED AND FILED BUT NEVER IMPLEMENTED

    By KJohnson, January 11, 2000
    • 1 reply
    • 1.6k views
    • 
    • Guest
    • January 11, 2000

26. 1099 reporting for corrective distributions made under a VCR -- A ques

    By Guest kharris, January 6, 2000
    • 3 replies
    • 2.1k views
    • 
    • Fredman
    • January 10, 2000

27. Correction of excess deferral in 1998 just discovered now in November

    By John A, November 1, 1999
    • 3 replies
    • 1.7k views
    • 
    • John A
    • December 31, 1999

28. Correcting 5500 Filing

    By Guest, December 20, 1999
    • 0 replies
    • 1.8k views
    • 
    • Guest
    • December 20, 1999

29. Refund of deferral during plan year of deferral

    By John A, December 1, 1999
    • 0 replies
    • 1.6k views
    • 
    • John A
    • December 1, 1999

30. Excedding compensation limit

    By Guest ars, November 23, 1999
    • 5 replies
    • 2.2k views
    • 
    • Guest
    • November 24, 1999

31. Deferral in excess of plan's terms

    By John A, November 16, 1999
    • 1 reply
    • 1.8k views
    • 
    • Disco Stu
    • November 24, 1999

32. Distribution improperly exceeded Required Minimum Distribution

    By John A, November 19, 1999
    • 3 replies
    • 2.3k views
    • 
    • Guest
    • November 22, 1999

33. standardized document requires 500 hours to receive er cont. - plan do

    By Guest billy bong, November 2, 1999
    • 4 replies
    • 1.7k views
    • 
    • GBurns
    • November 6, 1999

34. Very small conflict between document provisions

    By John A, October 19, 1999
    • 2 replies
    • 1.7k views
    • 
    • GBurns
    • November 6, 1999

35. Turn key was not so turn key

    By Guest DennisT, October 22, 1999
    • 5 replies
    • 1.7k views
    • 
    • Kirk Maldonado
    • November 6, 1999

36. 5500Q - Can you revoke a 5500 and file a 5500 C/R instead?

    By Alf, November 6, 1999
    • 0 replies
    • 1.7k views
    • 
    • Alf
    • November 6, 1999

37. Correcting a Loan made in excess of maximum amount available.

    By John A, November 1, 1999
    • 3 replies
    • 1.9k views
    • 
    • John A
    • November 3, 1999

38. Closing Agreement Submissions

    By Guest PaulR, November 2, 1999
    • 0 replies
    • 1.6k views
    • 
    • Guest
    • November 2, 1999

39. Top Heavy Contribution Deadline

    By Guest GG, March 3, 1999
    • 6 replies
    • 3.2k views
    • 
    • John A
    • November 1, 1999

40. Calculation of earnings on missed TH contribution

    By Richard Anderson, September 15, 1999
    • 5 replies
    • 2.3k views
    • 
    • John A
    • November 1, 1999

41. Scrivener's Error

    By Guest slt, October 28, 1999
    • 0 replies
    • 1.9k views
    • 
    • Guest
    • October 28, 1999

42. 401(a)(17) Errors

    By Christine Roberts, September 27, 1999
    • 1 reply
    • 1.9k views
    • 
    • Guest
    • October 11, 1999

43. Inclusion of ineligible employee

    By John A, September 10, 1999
    • 2 replies
    • 2.9k views
    • 
    • Guest
    • October 11, 1999

44. Financial Statement Audits

    By Guest MAGi, September 24, 1999
    • 0 replies
    • 1.7k views
    • 
    • Guest
    • September 24, 1999

45. Inclusion of Employee in Wrong Plan

    By Guest Jay G, September 22, 1999
    • 0 replies
    • 1.8k views
    • 
    • Guest
    • September 22, 1999

46. Premature Distributions

    By Hoard1, August 2, 1999
    • 2 replies
    • 2k views
    • 
    • Richard Anderson
    • September 4, 1999

47. Plan didn't make required minimum distribution for 1996 and 1997 to t

    By Guest kurt johansen, August 16, 1999
    • 3 replies
    • 2k views
    • 
    • M R Bernardin
    • August 27, 1999

48. Correcting Improper Distribution Amounts

    By Guest dflin, August 18, 1999
    • 1 reply
    • 2.3k views
    • 
    • Richard Anderson
    • August 27, 1999

49. Corrective Contributions

    By Guest ATTY, August 5, 1999
    • 1 reply
    • 2k views
    • 
    • Richard Anderson
    • August 25, 1999

50. What is insignificant failure under APRSC?

    By Guest Karens, July 16, 1999
    • 5 replies
    • 2.4k views
    • 
    • Guest
    • August 18, 1999