Correction of Plan Defects

1,791 topics in this forum

1. Participant's Lie Results in No Spousal Consent

   By Scott, February 26, 2003
   • 15 replies
   • 6.8k views
   • 
   • mbozek
   • February 27, 2003

2. Mistaken Profit Sharing Contribution

   By Guest ama, February 26, 2003
   • 5 replies
   • 2.1k views
   • 
   • jpod
   • February 27, 2003

3. Over-funded Contribution

   By Archimage, February 24, 2003
   • 4 replies
   • 1.4k views
   • 
   • Archimage
   • February 25, 2003

4. One Year Hold-out and 401(k)

   By Guest rocnrols2, February 19, 2003
   • 2 replies
   • 3.3k views
   • 
   • Guest
   • February 20, 2003

5. Overpaid bene

   By Guest rocnrols2, February 19, 2003
   • 2 replies
   • 1.4k views
   • 
   • Guest
   • February 20, 2003

6. OVer-deduction of 401(k) deferrals

   By Guest rocnrols2, February 19, 2003
   • 1 reply
   • 1.1k views
   • 
   • david rigby
   • February 19, 2003

7. Impermissible distribution

   By Guest Boilerburm, February 17, 2003
   • 2 replies
   • 1.4k views
   • 
   • Mike Preston
   • February 19, 2003

8. Late SHNEC

   By Archimage, February 17, 2003
   • 4 replies
   • 1.4k views
   • 
   • Tom Poje
   • February 17, 2003

9. Filing Form 5330 after DOL audit

   By R. Butler, January 13, 2003
   • 1 reply
   • 1.6k views
   • 
   • E as in ERISA
   • January 13, 2003

10. Exclusion of a group of eligible employees

    By Guest philc, January 9, 2003
    • 1 reply
    • 1.3k views
    • 
    • mbozek
    • January 10, 2003

11. 401k Salary Deferrals Not taken from Bonus Pay

    By Jean, April 16, 2001
    • 9 replies
    • 7.3k views
    • 
    • Kirk Maldonado
    • December 27, 2002

12. Non-eligible employees enrolled in plan

    By Guest beachday, November 19, 2002
    • 1 reply
    • 1.3k views
    • 
    • Guest
    • December 23, 2002

13. In-service distribution not provided in document

    By KJohnson, December 19, 2002
    • 0 replies
    • 1.5k views
    • 
    • KJohnson
    • December 19, 2002

14. Late GUST amender qt.

    By Guest mab, December 10, 2002
    • 0 replies
    • 1k views
    • 
    • Guest
    • December 10, 2002

15. VCT for Universal Availability Failure

    By Guest Brennan, December 4, 2002
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • December 4, 2002

16. Correcting deferrals on non-deferrable comp.

    By Guest Bud, December 3, 2002
    • 2 replies
    • 1.2k views
    • 
    • Guest
    • December 3, 2002

17. DOL Audits

    By Guest dietpepsi, December 2, 2002
    • 3 replies
    • 1.2k views
    • 
    • Guest
    • December 3, 2002

18. Form 5330 Excise Tax

    By Guest moosegirl, November 21, 2002
    • 2 replies
    • 1.9k views
    • 
    • Guest
    • November 22, 2002

19. Failure to File Form 5500-EZ

    By Guest Ted Kowalchuk, CFP, CFS,, November 12, 2002
    • 3 replies
    • 2.2k views
    • 
    • jpod
    • November 12, 2002

20. Correction for SEP

    By Guest peanut2, November 6, 2002
    • 1 reply
    • 1.5k views
    • 
    • mbozek
    • November 6, 2002

21. Money Purchase Pension Plan did not follow Vesting Schedule.

    By Guest KevinP, November 4, 2002
    • 2 replies
    • 1.5k views
    • 
    • mbozek
    • November 5, 2002

22. Entry section of adoption agreement was left blank.

    By Moe Howard, November 5, 2002
    • 0 replies
    • 1.2k views
    • 
    • Moe Howard
    • November 5, 2002

23. broken welfare plan

    By JanetM, November 4, 2002
    • 0 replies
    • 1.2k views
    • 
    • JanetM
    • November 4, 2002

24. prohibited transaction?

    By Guest Julie Woulfe, October 23, 2002
    • 1 reply
    • 1.4k views
    • 
    • austin3515
    • October 23, 2002

25. In-service distribution of elective deferrals before age 59-1/2

    By Guest jcm0, October 18, 2002
    • 0 replies
    • 2.2k views
    • 
    • Guest
    • October 18, 2002

26. Consequences of failure to timely adopt.

    By jkharvey, October 18, 2002
    • 0 replies
    • 1.3k views
    • 
    • jkharvey
    • October 18, 2002

27. EPCRS and failed coverage

    By Guest ladycpa, October 8, 2002
    • 3 replies
    • 1.7k views
    • 
    • Tom Poje
    • October 9, 2002

28. Negative Earnings

    By Guest stacy1, October 4, 2002
    • 5 replies
    • 3.5k views
    • 
    • KJohnson
    • October 8, 2002

29. Employer contributed too much to MPPP.

    By Moe Howard, October 8, 2002
    • 1 reply
    • 1.2k views
    • 
    • mbozek
    • October 8, 2002

30. Walk-in CAP Already Received, Yet New Plan Errors Subsquently Id'd

    By Guest EBer, October 7, 2002
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • October 7, 2002

31. Plan Was Supposed To Allow Participant Investment Direction -- But Did

    By Guest EMC, October 7, 2002
    • 3 replies
    • 1.7k views
    • 
    • Guest
    • October 7, 2002

32. Exclusive Benefit Violation (Inclusion of Non-Employee)

    By Guest EMC, October 2, 2002
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • October 2, 2002

33. Money refunded due to ADP test was never participant's.

    By KateSmithPA, September 25, 2002
    • 3 replies
    • 1.7k views
    • 
    • KateSmithPA
    • September 30, 2002

34. Deduction of Expenses

    By Archimage, September 24, 2002
    • 3 replies
    • 1.4k views
    • 
    • jaemmons
    • September 25, 2002

35. No amendment since 1990...

    By Guest RONNIE WASEL, September 13, 2002
    • 3 replies
    • 1.4k views
    • 
    • mbozek
    • September 13, 2002

36. 404 limit exceeded in prior years

    By 2muchstress, September 12, 2002
    • 9 replies
    • 2.6k views
    • 
    • Tom Poje
    • September 13, 2002

37. Funding Deficiency in MPP

    By PLAN MAN, September 10, 2002
    • 1 reply
    • 1.5k views
    • 
    • jaemmons
    • September 11, 2002

38. 1099-R for which year(s)?

    By Guest BJW, September 10, 2002
    • 1 reply
    • 1.5k views
    • 
    • kocak
    • September 10, 2002

39. Scp

    By Guest Lex, August 31, 2002
    • 3 replies
    • 1.6k views
    • 
    • jaemmons
    • September 3, 2002

40. VCP procedures...

    By Guest RONNIE WASEL, August 29, 2002
    • 1 reply
    • 1.5k views
    • 
    • R. Butler
    • August 29, 2002

41. When is it taxable? (ADP/ACP Corrections)

    By Guest RONNIE WASEL, August 27, 2002
    • 1 reply
    • 1.5k views
    • 
    • 2muchstress
    • August 27, 2002

42. Failure to Make MP Contribution- Prohibited Trx

    By Guest attypa, August 22, 2002
    • 8 replies
    • 2.8k views
    • 
    • jpod
    • August 27, 2002

43. Top Heavy Profit Sharing Plan

    By Guest LWilson, August 23, 2002
    • 2 replies
    • 2.2k views
    • 
    • Guest
    • August 23, 2002

44. Minimum Funding and Form 5330...

    By Guest RONNIE WASEL, March 18, 2002
    • 7 replies
    • 2.8k views
    • 
    • Guest
    • August 19, 2002

45. 414(s)

    By Guest Lex, August 15, 2002
    • 5 replies
    • 2k views
    • 
    • jaemmons
    • August 15, 2002

46. Top heavy - include correctives?

    By Guest RONNIE WASEL, August 13, 2002
    • 6 replies
    • 4k views
    • 
    • Tom Poje
    • August 15, 2002

47. where would you rather be?

    By Guest PAL100759, August 8, 2002
    • 1 reply
    • 1.4k views
    • 
    • Tom Poje
    • August 12, 2002

48. Calculation of ADP/ACP corrective distributions...

    By Guest RONNIE WASEL, August 7, 2002
    • 5 replies
    • 2.5k views
    • 
    • Guest
    • August 9, 2002

49. Cost/Benefits of DOL VFCP

    By J. Bringhurst, August 5, 2002
    • 0 replies
    • 1.7k views
    • 
    • J. Bringhurst
    • August 5, 2002

50. Excess contribution due to annual additions limit

    By Guest Tara Curran, July 30, 2002
    • 2 replies
    • 1.7k views
    • 
    • jaemmons
    • August 5, 2002