Correction of Plan Defects

1,785 topics in this forum

1. Impermissible distribution

   By Guest Boilerburm, February 17, 2003
   • 2 replies
   • 1.4k views
   • 
   • Mike Preston
   • February 19, 2003

2. Late SHNEC

   By Archimage, February 17, 2003
   • 4 replies
   • 1.4k views
   • 
   • Tom Poje
   • February 17, 2003

3. Filing Form 5330 after DOL audit

   By R. Butler, January 13, 2003
   • 1 reply
   • 1.6k views
   • 
   • E as in ERISA
   • January 13, 2003

4. Exclusion of a group of eligible employees

   By Guest philc, January 9, 2003
   • 1 reply
   • 1.3k views
   • 
   • mbozek
   • January 10, 2003

5. 401k Salary Deferrals Not taken from Bonus Pay

   By Jean, April 16, 2001
   • 9 replies
   • 7.1k views
   • 
   • Kirk Maldonado
   • December 27, 2002

6. Non-eligible employees enrolled in plan

   By Guest beachday, November 19, 2002
   • 1 reply
   • 1.3k views
   • 
   • Guest
   • December 23, 2002

7. In-service distribution not provided in document

   By KJohnson, December 19, 2002
   • 0 replies
   • 1.4k views
   • 
   • KJohnson
   • December 19, 2002

8. Late GUST amender qt.

   By Guest mab, December 10, 2002
   • 0 replies
   • 983 views
   • 
   • Guest
   • December 10, 2002

9. VCT for Universal Availability Failure

   By Guest Brennan, December 4, 2002
   • 0 replies
   • 1.1k views
   • 
   • Guest
   • December 4, 2002

10. Correcting deferrals on non-deferrable comp.

    By Guest Bud, December 3, 2002
    • 2 replies
    • 1.2k views
    • 
    • Guest
    • December 3, 2002

11. DOL Audits

    By Guest dietpepsi, December 2, 2002
    • 3 replies
    • 1.1k views
    • 
    • Guest
    • December 3, 2002

12. Form 5330 Excise Tax

    By Guest moosegirl, November 21, 2002
    • 2 replies
    • 1.9k views
    • 
    • Guest
    • November 22, 2002

13. Failure to File Form 5500-EZ

    By Guest Ted Kowalchuk, CFP, CFS,, November 12, 2002
    • 3 replies
    • 2.1k views
    • 
    • jpod
    • November 12, 2002

14. Correction for SEP

    By Guest peanut2, November 6, 2002
    • 1 reply
    • 1.5k views
    • 
    • mbozek
    • November 6, 2002

15. Money Purchase Pension Plan did not follow Vesting Schedule.

    By Guest KevinP, November 4, 2002
    • 2 replies
    • 1.5k views
    • 
    • mbozek
    • November 5, 2002

16. Entry section of adoption agreement was left blank.

    By Moe Howard, November 5, 2002
    • 0 replies
    • 1.2k views
    • 
    • Moe Howard
    • November 5, 2002

17. broken welfare plan

    By JanetM, November 4, 2002
    • 0 replies
    • 1.2k views
    • 
    • JanetM
    • November 4, 2002

18. prohibited transaction?

    By Guest Julie Woulfe, October 23, 2002
    • 1 reply
    • 1.4k views
    • 
    • austin3515
    • October 23, 2002

19. In-service distribution of elective deferrals before age 59-1/2

    By Guest jcm0, October 18, 2002
    • 0 replies
    • 2.2k views
    • 
    • Guest
    • October 18, 2002

20. Consequences of failure to timely adopt.

    By jkharvey, October 18, 2002
    • 0 replies
    • 1.3k views
    • 
    • jkharvey
    • October 18, 2002

21. EPCRS and failed coverage

    By Guest ladycpa, October 8, 2002
    • 3 replies
    • 1.7k views
    • 
    • Tom Poje
    • October 9, 2002

22. Negative Earnings

    By Guest stacy1, October 4, 2002
    • 5 replies
    • 3.4k views
    • 
    • KJohnson
    • October 8, 2002

23. Employer contributed too much to MPPP.

    By Moe Howard, October 8, 2002
    • 1 reply
    • 1.2k views
    • 
    • mbozek
    • October 8, 2002

24. Walk-in CAP Already Received, Yet New Plan Errors Subsquently Id'd

    By Guest EBer, October 7, 2002
    • 0 replies
    • 1.1k views
    • 
    • Guest
    • October 7, 2002

25. Plan Was Supposed To Allow Participant Investment Direction -- But Did

    By Guest EMC, October 7, 2002
    • 3 replies
    • 1.7k views
    • 
    • Guest
    • October 7, 2002

26. Exclusive Benefit Violation (Inclusion of Non-Employee)

    By Guest EMC, October 2, 2002
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • October 2, 2002

27. Money refunded due to ADP test was never participant's.

    By KateSmithPA, September 25, 2002
    • 3 replies
    • 1.6k views
    • 
    • KateSmithPA
    • September 30, 2002

28. Deduction of Expenses

    By Archimage, September 24, 2002
    • 3 replies
    • 1.4k views
    • 
    • jaemmons
    • September 25, 2002

29. No amendment since 1990...

    By Guest RONNIE WASEL, September 13, 2002
    • 3 replies
    • 1.4k views
    • 
    • mbozek
    • September 13, 2002

30. 404 limit exceeded in prior years

    By 2muchstress, September 12, 2002
    • 9 replies
    • 2.5k views
    • 
    • Tom Poje
    • September 13, 2002

31. Funding Deficiency in MPP

    By PLAN MAN, September 10, 2002
    • 1 reply
    • 1.4k views
    • 
    • jaemmons
    • September 11, 2002

32. 1099-R for which year(s)?

    By Guest BJW, September 10, 2002
    • 1 reply
    • 1.4k views
    • 
    • kocak
    • September 10, 2002

33. Scp

    By Guest Lex, August 31, 2002
    • 3 replies
    • 1.6k views
    • 
    • jaemmons
    • September 3, 2002

34. VCP procedures...

    By Guest RONNIE WASEL, August 29, 2002
    • 1 reply
    • 1.5k views
    • 
    • R. Butler
    • August 29, 2002

35. When is it taxable? (ADP/ACP Corrections)

    By Guest RONNIE WASEL, August 27, 2002
    • 1 reply
    • 1.5k views
    • 
    • 2muchstress
    • August 27, 2002

36. Failure to Make MP Contribution- Prohibited Trx

    By Guest attypa, August 22, 2002
    • 8 replies
    • 2.7k views
    • 
    • jpod
    • August 27, 2002

37. Top Heavy Profit Sharing Plan

    By Guest LWilson, August 23, 2002
    • 2 replies
    • 2.1k views
    • 
    • Guest
    • August 23, 2002

38. Minimum Funding and Form 5330...

    By Guest RONNIE WASEL, March 18, 2002
    • 7 replies
    • 2.7k views
    • 
    • Guest
    • August 19, 2002

39. 414(s)

    By Guest Lex, August 15, 2002
    • 5 replies
    • 2k views
    • 
    • jaemmons
    • August 15, 2002

40. Top heavy - include correctives?

    By Guest RONNIE WASEL, August 13, 2002
    • 6 replies
    • 3.9k views
    • 
    • Tom Poje
    • August 15, 2002

41. where would you rather be?

    By Guest PAL100759, August 8, 2002
    • 1 reply
    • 1.4k views
    • 
    • Tom Poje
    • August 12, 2002

42. Calculation of ADP/ACP corrective distributions...

    By Guest RONNIE WASEL, August 7, 2002
    • 5 replies
    • 2.4k views
    • 
    • Guest
    • August 9, 2002

43. Cost/Benefits of DOL VFCP

    By J. Bringhurst, August 5, 2002
    • 0 replies
    • 1.7k views
    • 
    • J. Bringhurst
    • August 5, 2002

44. Excess contribution due to annual additions limit

    By Guest Tara Curran, July 30, 2002
    • 2 replies
    • 1.6k views
    • 
    • jaemmons
    • August 5, 2002

45. Unauthorized Distributions in Profit Sharing Plan

    By Guest Cliff Langwith, August 2, 2002
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • August 2, 2002

46. Rev Proc 2002-47 in Word format?

    By Guest FAQ, July 27, 2002
    • 3 replies
    • 1.7k views
    • 
    • Guest
    • July 30, 2002

47. GUST Deadline Missed (tricky, time is short) -- Solutions?

    By Guest Plan the Man, July 17, 2002
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • July 17, 2002

48. What to do with excess contributions that were mistaken rolled over to

    By Guest Plan the Man, July 12, 2002
    • 1 reply
    • 1.5k views
    • 
    • mbozek
    • July 15, 2002

49. Failure to Suspend Contributions following Hardship Withdrawal

    By Guest rocnrols2, July 7, 2002
    • 1 reply
    • 3.7k views
    • 
    • Tom Poje
    • July 8, 2002

50. No Plan Document

    By Guest ELS, July 1, 2002
    • 3 replies
    • 1.6k views
    • 
    • mbozek
    • July 1, 2002